13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,946 holding rows worth $41,564,126,000.
- Accession
- 0001677044-21-000015
- Filer
- CIK 1677044
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 31,769 entries on the cover page, a total value of $41,564,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,564,126,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 560 | $8,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| VIVEVE MED INC | 92852W501 | COM | 2,500 | $8,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,000 | $8,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 231 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 108 | $8,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 5,286 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 284 | $8,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 800 | $8,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 327 | $8,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,580 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 288 | $8,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 779 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 260 | $8,000 | thousands by filing date | |
| APHRIA INC | 03765K904 | CALL | 20 | $8,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 178 | $7,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 240 | $7,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 125 | $7,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 450 | $7,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,300 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 591 | $7,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,098 | $7,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 212 | $7,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 360 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 197 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $7,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $7,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 103 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $7,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 340 | $7,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 731 | $7,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,650 | $7,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 246 | $7,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,511 | $7,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 80 | $7,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,500 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,000 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 136 | $7,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 10 | $7,000 | thousands by filing date | call |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 40 | $7,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,500 | $7,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 503 | $7,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 266 | $7,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,825 | $7,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 199 | $7,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,433 | $7,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 1,033 | $7,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 4,000 | $7,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 2,299 | $7,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,810 | $7,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 400 | $7,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,154 | $7,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 5,215 | $7,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,200 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 10,000 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 1,895 | $7,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,897 | $7,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 5,300 | $7,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N806 | VOLT POP CULTURE | 614 | $7,000 | thousands by filing date | |
| PHILLIPS 66 PARTNERS LP | 718549957 | PUT | 102 | $7,000 | thousands by filing date | put |
| CASTOR MARITIME INC | Y1146L109 | SHS | 9,664 | $7,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 3,600 | $7,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 225 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 191 | $6,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 418 | $6,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 83 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 226 | $6,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 227 | $6,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,513 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 127 | $6,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 439 | $6,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 150 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 814 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 853 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 625 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 73 | $6,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,075 | $6,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,200 | $6,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 340 | $6,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 600 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 150 | $6,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 363 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 224 | $6,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 395 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 289 | $6,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 540 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $6,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 7 | $6,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 242 | $6,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 4 | $6,000 | thousands by filing date | call |
| TERADYNE INC | 880770902 | CALL | 8 | $6,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,728 | $6,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 49 | $6,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 10 | $6,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 99 | $6,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,095 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,069 | $6,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 400 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,600 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 237 | $6,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 938 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,687 | $6,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 503 | $6,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 590 | $6,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $6,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 967 | $6,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,500 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,003 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 240 | $6,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 640 | $6,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 438 | $6,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 2,460 | $6,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2 | $6,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 241 | $6,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,000 | $6,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 196 | $6,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 179 | $6,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 600 | $6,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 620 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 200 | $6,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 619 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 243 | $6,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 193 | $5,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 122 | $5,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,200 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 338 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 222 | $5,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 106 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 316 | $5,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 200 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 134 | $5,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 69 | $5,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 900 | $5,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 200 | $5,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $5,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 324 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 185 | $5,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 126 | $5,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 500 | $5,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 553 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 796 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 625 | $5,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 176 | $5,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 181 | $5,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 192 | $5,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 158 | $5,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 241 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 183 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 233 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 846 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 200 | $5,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 529 | $5,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 544 | $5,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 250 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,387 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 119 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,000 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $5,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,000 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 500 | $5,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 257 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 2 | $5,000 | thousands by filing date | call |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 10 | $5,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 13 | $5,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 31 | $5,000 | thousands by filing date | put |
| KB HOME | 48666K909 | COM | 10 | $5,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 281 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $5,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 462 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,000 | $5,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 249 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 220 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3 | $5,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,000 | $5,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 513 | $5,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 500 | $5,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 540 | $5,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 500 | $5,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 417 | $5,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 400 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 486 | $5,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,418 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,260 | $5,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 3,280 | $5,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 198 | $5,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 5,100 | $5,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 471 | $5,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,500 | $5,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 92 | $5,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 500 | $5,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 500 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,307 | $5,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 500 | $5,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 500 | $5,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,335 | $5,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 500 | $5,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 150 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,200 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,171 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 400 | $5,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 2,810 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 224 | $5,000 | thousands by filing date | |
| NIKOLA CORP | 654110905 | COM | 22 | $5,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 500 | $5,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 500 | $5,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 500 | $5,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 500 | $5,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 600 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $5,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 325 | $5,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 500 | $5,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 500 | $5,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,676 | $5,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 500 | $5,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 357 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 100 | $4,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 520 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 216 | $4,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 110 | $4,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 866 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,243 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 75 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 371 | $4,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 296 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 170 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 37 | $4,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 211 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 919 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 653 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 286 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 428 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 560 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 246 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 118 | $4,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 242 | $4,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 445 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 141 | $4,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 378 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 253 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 129 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 200 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 23 | $4,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 265 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,402 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 252 | $4,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 519 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 100 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 238 | $4,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 125 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 209 | $4,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,596 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 189 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 400 | $4,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 868 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 127 | $4,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 1 | $4,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 24 | $4,000 | thousands by filing date | put |
| SUNRUN INC | 86771W905 | CALL | 15 | $4,000 | thousands by filing date | call |
| ETSY INC | 29786A906 | CALL | 6 | $4,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,075 | $4,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 151 | $4,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,040 | $4,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 598 | $4,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 250 | $4,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 604 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 437 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 200 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 258 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $4,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 240 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 250 | $4,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 105 | $4,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 200 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 780 | $4,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 900 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 50 | $4,000 | thousands by filing date | put |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,500 | $4,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 800 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 133 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 113 | $4,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,756 | $4,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 350 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 502 | $4,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 141 | $4,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 81 | $4,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 936 | $4,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 1,790 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1,244 | $4,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 185 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 500 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 12 | $4,000 | thousands by filing date | call |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 510 | $4,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,000 | $4,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 400 | $4,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 3,234 | $4,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 400 | $4,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 1,168 | $4,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 400 | $4,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 446 | $4,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 5,500 | $4,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 700 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $3,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 329 | $3,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 61 | $3,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 194 | $3,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 35 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 156 | $3,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 112 | $3,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 123 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 633 | $3,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 50 | $3,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 611 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 112 | $3,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 45 | $3,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 168 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 330 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 500 | $3,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 530 | $3,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 55 | $3,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 108 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 143 | $3,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 200 | $3,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 300 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,100 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 65 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 474 | $3,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 47 | $3,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 100 | $3,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 275 | $3,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 116 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 617 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 806 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 205 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 83 | $3,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 719 | $3,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 203 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 200 | $3,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 601 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3 | $3,000 | thousands by filing date | principal |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 225 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,648 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 62 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 440 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 83 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 79 | $3,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 52 | $3,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 400 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 59 | $3,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 600 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 166 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 33 | $3,000 | thousands by filing date | put |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 300 | $3,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 2 | $3,000 | thousands by filing date | put |
| THE REALREAL INC | 88339P901 | COM | 30 | $3,000 | thousands by filing date | call |
| VERRA MOBILITY CORP | 92511U952 | CL A COM STK | 15 | $3,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y950 | COM | 7 | $3,000 | thousands by filing date | put |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,140 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 100 | $3,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 450 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 536 | $3,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 232 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 736 | $3,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 300 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 850 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 81 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,100 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,460 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 700 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 864 | $3,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 104 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R904 | COM | 15 | $3,000 | thousands by filing date | call |
| TSR INC | 872885207 | COM | 400 | $3,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 2,650 | $3,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,800 | $3,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 1,086 | $3,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 3,400 | $3,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 663 | $3,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 269 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 99 | $3,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 300 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 3,600 | $3,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 162 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 801 | $3,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 450 | $3,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 300 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 376 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,527 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,000 | $3,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 610 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 210 | $3,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 350 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,457 | $3,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 400 | $3,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 441 | $3,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 856 | $3,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 2,500 | $3,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 250 | $3,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 977 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 4,726 | $3,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626905 | CALL | 40 | $3,000 | thousands by filing date | call |
| BORR DRILLING LTD | G1466R207 | SHS | 3,000 | $3,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 300 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 50 | $2,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 122 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 176 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 58 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 202 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 66 | $2,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 75 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 572 | $2,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 680 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 200 | $2,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 57 | $2,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 167 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 400 | $2,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,300 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 328 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 490 | $2,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 125 | $2,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 216 | $2,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 118 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 115 | $2,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 506 | $2,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 173 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 261 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 50 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 60 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 600 | $2,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 200 | $2,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 50 | $2,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 33 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P902 | CALL | 12 | $2,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 64 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 85 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-21-000015 | this filing | 2021-05-13 | acceptance time not in the bulk data set |