13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 2,715 holding rows worth $10,670,144,000.
- Accession
- 0001580642-21-000314
- Filer
- CIK 1535847
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,797 entries on the cover page, a total value of $10,670,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,670,144,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $6,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,000 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 150 | $6,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 375 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $6,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 175 | $6,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 5,000 | $6,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 214 | $5,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 162 | $5,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 59 | $5,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 478 | $5,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 145 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 67 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 279 | $5,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 28 | $5,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 41 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 58 | $5,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 56 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 123 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $5,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 331 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 316 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 111 | $5,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 224 | $5,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 330 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 30 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 98 | $5,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 113 | $5,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 343 | $5,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 373 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 91 | $5,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 200 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 83 | $5,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 575 | $5,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $5,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 210 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404 | $5,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 79 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 730 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 397 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 336 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 68 | $5,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 375 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 30 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 196 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 77 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 125 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 127 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 205 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 581 | $5,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 660 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 374 | $5,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 108 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 850 | $5,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $5,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 61 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 47 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 298 | $4,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 90 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 84 | $4,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 180 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 119 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 135 | $4,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 39 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 25 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 310 | $4,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 19 | $4,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 39 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 250 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 34 | $4,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 44 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 181 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 251 | $4,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 56 | $4,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 97 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 487 | $4,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25 | $4,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 11 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 22 | $4,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 282 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 78 | $4,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 467 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 65 | $4,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 52 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 25 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 271 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 136 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 183 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 54 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 102 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 168 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 500 | $4,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 128 | $4,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 85 | $4,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 143 | $4,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $4,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 88 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 175 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 345 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 393 | $4,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 134 | $4,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 324 | $4,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 215 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 273 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 110 | $4,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 501 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 136 | $4,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 125 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 100 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 87 | $4,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 78 | $4,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 88 | $4,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 250 | $4,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 486 | $4,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 300 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $3,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 50 | $3,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 58 | $3,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 687 | $3,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 25 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 39 | $3,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 49 | $3,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 60 | $3,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 22 | $3,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 128 | $3,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 24 | $3,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 104 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 175 | $3,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 142 | $3,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 81 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 6 | $3,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 90 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 22 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 37 | $3,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 101 | $3,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 200 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 150 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 262 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 12 | $3,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 227 | $3,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 289 | $3,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 102 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $3,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 21 | $3,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 156 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 24 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 735 | $3,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 55 | $3,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 96 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 528 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 15 | $3,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 52 | $3,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 35 | $3,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 82 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 143 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 171 | $3,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,200 | $3,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 295 | $3,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 49 | $3,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 52 | $3,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 74 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 98 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 495 | $3,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 25 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 35 | $3,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 65 | $3,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 34 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 76 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 70 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 73 | $3,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 102 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 254 | $3,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 147 | $3,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 43 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 194 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 197 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 897 | $3,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 263 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 200 | $3,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 54 | $3,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100 | $3,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 53 | $3,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 158 | $3,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 78 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 191 | $3,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $3,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 30 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 145 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 154 | $3,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,178 | $3,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 259 | $3,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 40 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 66 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 129 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 100 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 23 | $3,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 200 | $3,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 90 | $3,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 54 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 112 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 104 | $3,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 165 | $3,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 203 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 394 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 85 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 800 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 20 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 38 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 133 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 300 | $3,000 | thousands by filing date | call |
| REPARE THERAPEUTICS INC | 760273102 | COM | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 35 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 100 | $3,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 200 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,000 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 149 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 522 | $3,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 200 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 4,000 | $3,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 600 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 1,000 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 416 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 900 | $3,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 322 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 116 | $3,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 390 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 126 | $3,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,250 | $3,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 676 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 90 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 82 | $2,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 55 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 29 | $2,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 300 | $2,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 10 | $2,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17 | $2,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 22 | $2,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 50 | $2,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 20 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 240 | $2,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 117 | $2,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 22 | $2,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 36 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 130 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 221 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 13 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 201 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 28 | $2,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 30 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 44 | $2,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 63 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 938 | $2,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 90 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 21 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 24 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 48 | $2,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 65 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 109 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 90 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 112 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 33 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 650 | $2,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 95 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 15 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 34 | $2,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 105 | $2,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 50 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 144 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 30 | $2,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 58 | $2,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 84 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 33 | $2,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 23 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 74 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 357 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 131 | $2,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 109 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 148 | $2,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 91 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 50 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 284 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 58 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 41 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 61 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 32 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150 | $2,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 34 | $2,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 34 | $2,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 50 | $2,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 20 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 65 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 66 | $2,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 172 | $2,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 17 | $2,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 500 | $2,000 | thousands by filing date | call |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 114 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $2,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 95 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 145 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 35 | $2,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 23 | $2,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 103 | $2,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 50 | $2,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 106 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 88 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 206 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 326 | $2,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 30 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 198 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 63 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 155 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 329 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 78 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 170 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 62 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 57 | $2,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 31 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 96 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 449 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 104 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 144 | $2,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 79 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 500 | $2,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $2,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 197 | $2,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 139 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 232 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 40 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 64 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 337 | $2,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 61 | $2,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 54 | $2,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 61 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 75 | $2,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 182 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 60 | $2,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 363 | $2,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 56 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 181 | $2,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 174 | $2,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 60 | $2,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 80 | $2,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 35 | $2,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 43 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 335 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,000 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 188 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 600 | $2,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 110 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 218 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 140 | $2,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 66 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 360 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 43 | $2,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 25 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 36 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 90 | $1,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 175 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 34 | $1,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 51 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 20 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 66 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 44 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 136 | $1,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 12 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 71 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 60 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20 | $1,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 22 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38 | $1,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4 | $1,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 22 | $1,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 15 | $1,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 43 | $1,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10 | $1,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 35 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 27 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 10 | $1,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 49 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 8 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 8 | $1,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13 | $1,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 82 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 52 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31 | $1,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 122 | $1,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 53 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 224 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 27 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 55 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 56 | $1,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 20 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 25 | $1,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 37 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 17 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 209 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 94 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 64 | $1,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 59 | $1,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 31 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 44 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 14 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 46 | $1,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 100 | $1,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 162 | $1,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 80 | $1,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 37 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 55 | $1,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 18 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 114 | $1,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 82 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 47 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 46 | $1,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 29 | $1,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 45 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 19 | $1,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5 | $1,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 59 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 23 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 51 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 106 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 253 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 5 | $1,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 342 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 45 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 86 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 54 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 32 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 153 | $1,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 398 | $1,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 111 | $1,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 101 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 22 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 47 | $1,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 21 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 86 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 27 | $1,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 19 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 41 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 39 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 58 | $1,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 35 | $1,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000314 | this filing | 2021-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004475 | base | 2021-09-15 | acceptance time not in the bulk data set |