13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 2,715 holding rows worth $10,670,144,000.
- Accession
- 0001580642-21-000314
- Filer
- CIK 1535847
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,797 entries on the cover page, a total value of $10,670,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,670,144,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 81,975 | $89,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,054 | $88,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 2,642 | $88,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 533 | $88,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 74 | $88,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,395 | $88,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 319 | $87,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 481 | $87,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,089 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,880 | $86,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,134 | $86,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 207 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,429 | $85,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 641 | $84,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,665 | $84,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 289 | $84,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 1,000 | $84,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 5,376 | $84,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 958 | $84,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,354 | $84,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,278 | $83,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,753 | $83,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 3,125 | $83,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,372 | $83,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 3,723 | $83,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,677 | $82,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 552 | $82,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,553 | $82,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 676 | $81,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,676 | $81,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,240 | $81,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,351 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,016 | $80,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,231 | $79,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,552 | $79,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 212 | $79,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 983 | $79,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,400 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,276 | $79,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,417 | $78,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 9,725 | $78,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,075 | $78,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,143 | $78,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,924 | $78,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 1,500 | $77,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 310 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 681 | $77,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,418 | $77,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 4,378 | $76,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 714 | $76,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 374 | $76,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 568 | $75,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 2,861 | $75,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 738 | $75,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,478 | $74,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,490 | $74,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 201 | $74,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 4,182 | $74,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,884 | $73,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 849 | $73,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 983 | $73,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,267 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,956 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,033 | $73,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 1,735 | $73,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 858 | $72,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 659 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,610 | $72,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 2,480 | $71,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,242 | $71,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,314 | $71,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,321 | $70,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 737 | $70,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 583 | $70,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 359 | $70,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 859 | $70,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,543 | $70,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 6,173 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,129 | $70,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,003 | $70,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 3,348 | $70,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 169 | $69,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,270 | $69,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,562 | $68,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 242 | $68,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,145 | $68,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,787 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,408 | $68,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,769 | $68,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 819 | $67,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 73 | $67,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,216 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 745 | $67,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 500 | $67,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 5,945 | $67,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,375 | $66,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,071 | $66,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 441 | $65,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 464 | $65,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 592 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8,155 | $65,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,586 | $64,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 844 | $64,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,799 | $64,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,868 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,976 | $64,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,379 | $63,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,118 | $63,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,401 | $63,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,000 | $63,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,713 | $63,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 715 | $63,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 889 | $62,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 588 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 800 | $62,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 512 | $62,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 500 | $61,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 450 | $61,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 127 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,003 | $61,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 462 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 652 | $61,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,777 | $61,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,109 | $60,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,999 | $60,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,850 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 936 | $60,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 702 | $60,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 808 | $60,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,905 | $60,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,948 | $59,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $59,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,055 | $59,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 385 | $58,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,535 | $58,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,123 | $58,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,330 | $58,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,725 | $58,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 222 | $57,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 525 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,427 | $57,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 252 | $57,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 99 | $57,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,924 | $57,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,756 | $57,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 39,801 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,375 | $57,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,424 | $57,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,433 | $56,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 153 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,253 | $56,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 242 | $56,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 821 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 600 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 301 | $55,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 6,546 | $55,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,832 | $55,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 293 | $55,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 2,509 | $55,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 734 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,448 | $54,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,453 | $54,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 700 | $54,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,550 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,897 | $54,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,218 | $54,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 191 | $53,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 557 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,021 | $53,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 904 | $53,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 184 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 2,043 | $53,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,000 | $52,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 848 | $52,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 835 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 825 | $52,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,000 | $52,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,138 | $52,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,585 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 532 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 907 | $51,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,565 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 328 | $51,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 1,267 | $51,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,446 | $51,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 381 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 3,008 | $50,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 5,350 | $50,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 537 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 467 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 928 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 839 | $50,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 136 | $49,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 676 | $49,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,245 | $49,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 1,286 | $49,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 937 | $49,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,150 | $49,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 406 | $48,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 790 | $48,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,462 | $48,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,039 | $48,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 503 | $48,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,255 | $48,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 975 | $48,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 83 | $48,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 1,500 | $48,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 404 | $48,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,997 | $47,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 297 | $47,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,705 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,650 | $47,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 555 | $47,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,375 | $47,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,100 | $47,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,177 | $47,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,022 | $47,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 849 | $46,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 102 | $46,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 489 | $46,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,766 | $46,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,565 | $46,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,453 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 232 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,946 | $46,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,546 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,811 | $46,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 390 | $45,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 198 | $45,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 159 | $45,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 513 | $45,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $45,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 465 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 902 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 861 | $45,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 1,116 | $45,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,359 | $44,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,569 | $44,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 707 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,991 | $44,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,530 | $44,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $44,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 813 | $43,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 258 | $43,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 120 | $43,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 252 | $43,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 111 | $43,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,225 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,945 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 397 | $43,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 594 | $43,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 7,555 | $43,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 1,289 | $43,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 932 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 951 | $43,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,938 | $43,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 568 | $43,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,437 | $42,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 533 | $42,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,117 | $42,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,251 | $42,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 650 | $42,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 9,521 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,454 | $42,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 57 | $41,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $41,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,000 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 964 | $41,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 790 | $41,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 275 | $41,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 638 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 229 | $41,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 1,201 | $41,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 628 | $40,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 385 | $40,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 419 | $40,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,045 | $40,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 817 | $40,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 333 | $40,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 420 | $40,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 275 | $40,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 756 | $40,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 184 | $40,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,848 | $40,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 670 | $39,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 109 | $39,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 801 | $39,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 330 | $39,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 332 | $39,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 633 | $39,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,850 | $39,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 581 | $39,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 293 | $38,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 358 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,466 | $38,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 240 | $38,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,536 | $38,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,363 | $38,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 966 | $38,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 267 | $37,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,314 | $37,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 965 | $37,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 727 | $37,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 481 | $37,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,618 | $37,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 640 | $37,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 1,450 | $37,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,001 | $37,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1,031 | $37,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,797 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 283 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 860 | $37,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,160 | $36,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,844 | $36,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,128 | $36,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,850 | $36,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,915 | $36,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 500 | $36,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 261 | $36,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,000 | $36,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,500 | $36,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,320 | $36,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,500 | $36,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,100 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 535 | $36,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 799 | $35,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 493 | $35,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 555 | $35,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 718 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 212 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,430 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 572 | $35,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,464 | $35,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 600 | $35,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 667 | $35,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 198 | $34,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 161 | $34,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 182 | $34,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,250 | $34,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 470 | $34,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,887 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,598 | $34,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,043 | $34,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 483 | $33,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 565 | $33,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 76 | $33,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 769 | $33,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 923 | $33,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 82 | $33,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,846 | $33,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 134 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 986 | $33,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,278 | $33,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 979 | $33,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 660 | $33,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,205 | $33,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,500 | $32,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 230 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 186 | $32,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,426 | $32,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 848 | $32,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 334 | $32,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,006 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 956 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 711 | $32,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 2,004 | $32,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 258 | $31,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 7,851 | $31,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 141 | $31,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 295 | $31,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,864 | $31,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 207 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,529 | $31,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,408 | $31,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,079 | $31,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 741 | $31,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 700 | $31,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 878 | $30,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 266 | $30,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 500 | $30,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 316 | $30,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,129 | $30,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,084 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 855 | $30,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,000 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,108 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,325 | $30,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 647 | $29,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 73 | $29,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,356 | $29,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $29,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 231 | $29,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 110 | $29,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 900 | $29,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 318 | $29,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,838 | $29,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,036 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 637 | $29,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 445 | $29,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,418 | $29,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,729 | $29,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,463 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 660 | $29,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 336 | $28,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 332 | $28,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 130 | $28,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 687 | $28,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 874 | $28,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,931 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 560 | $28,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,148 | $28,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,989 | $28,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000 | $28,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,370 | $28,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 954 | $27,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 548 | $27,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 512 | $27,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $27,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,663 | $27,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 202 | $27,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 72 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,317 | $27,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,687 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,366 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 460 | $27,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,792 | $27,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,934 | $27,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $27,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 323 | $27,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 212 | $27,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 130 | $27,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,057 | $27,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,038 | $27,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 143 | $26,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 220 | $26,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,170 | $26,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 670 | $26,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 111 | $26,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 42 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,901 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 836 | $26,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 629 | $26,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 585 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 438 | $26,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,188 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 960 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 383 | $25,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,563 | $25,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 169 | $25,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 977 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 530 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 609 | $25,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 604 | $25,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 113 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 318 | $25,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 330 | $25,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,255 | $25,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,239 | $25,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,050 | $25,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 332 | $25,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $25,000 | thousands by filing date | principal |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,846 | $25,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $24,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 237 | $24,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,469 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 633 | $24,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 579 | $24,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 761 | $24,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,341 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 317 | $24,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 492 | $24,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,142 | $24,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 199 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 631 | $24,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,506 | $24,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 419 | $24,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,682 | $24,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 650 | $24,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 480 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,290 | $24,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 230 | $23,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 376 | $23,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 178 | $23,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 466 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,483 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,200 | $23,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,193 | $23,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,682 | $23,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 177 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,090 | $23,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,294 | $23,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 500 | $23,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,538 | $23,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,000 | $22,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 401 | $22,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 919 | $22,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 370 | $22,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 245 | $22,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 301 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000314 | this filing | 2021-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004475 | base | 2021-09-15 | acceptance time not in the bulk data set |