13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 2,715 holding rows worth $10,670,144,000.
- Accession
- 0001580642-21-000314
- Filer
- CIK 1535847
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,797 entries on the cover page, a total value of $10,670,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,670,144,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YEXT INC | 98585N106 | COM | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 52 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 28 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 83 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3 | $1,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 49 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 95 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 45 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 11 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 48 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 81 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 50 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 55 | $1,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 45 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 384 | $1,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 8 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 15 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 79 | $1,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 16 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 453 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 835 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 450 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 60 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,278 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 600 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 230 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 48 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 104 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 150 | $1,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 50 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 40 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 21 | $1,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 500 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 80 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 796 | $1,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 500 | $1,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 78 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 12 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 126 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150 | $1,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 297 | $1,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 50 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNUM GROUP COM | 91529Y106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITATION HOMES INC COM | 46187W107 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOORDASH INC CL A | 25809K105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNX RES CORP COM | 12653C108 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPENG INC ADS | 98422D105 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINGSTOP INC COM | 974155103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENBRIER COS INC | 393657101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWSERVE CORP | 34354P105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHLAND INC | 044186104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMH PPTYS INC | 903002103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL FARMS INC | 92847W103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCINO INC | 63947U107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781M101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKUNITED INC | 06652K103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDLYTICS INC | 14161W105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VROOM INC | 92918V109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMER BROS CO | 307675108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSG NETWORK INC | 553573106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000314 | this filing | 2021-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004475 | base | 2021-09-15 | acceptance time not in the bulk data set |