13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 2,715 holding rows worth $10,670,144,000.
- Accession
- 0001580642-21-000314
- Filer
- CIK 1535847
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,797 entries on the cover page, a total value of $10,670,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,670,144,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 524 | $22,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 184 | $22,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 77 | $22,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 435 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 312 | $22,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,500 | $22,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 784 | $22,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 220 | $22,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 195 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 851 | $22,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 935 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 380 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 642 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,056 | $22,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 2,000 | $22,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 130 | $21,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 314 | $21,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 265 | $21,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 454 | $21,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 263 | $21,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $21,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 158 | $21,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 241 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 568 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 675 | $21,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 300 | $21,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,133 | $21,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 633 | $21,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 462 | $21,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 143 | $21,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,995 | $21,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,600 | $21,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 931 | $21,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 482 | $21,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 752 | $21,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 148 | $21,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 454 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,410 | $21,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,157 | $20,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 778 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 236 | $20,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,007 | $20,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 299 | $20,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 194 | $20,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 653 | $20,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,143 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 644 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 608 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 315 | $20,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 270 | $20,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 800 | $20,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 98 | $20,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 493 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $19,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 211 | $19,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 900 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,291 | $19,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 915 | $19,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 679 | $19,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 250 | $19,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 153 | $19,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 258 | $19,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,000 | $19,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,236 | $19,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,675 | $19,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 548 | $19,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 472 | $19,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 130 | $19,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 227 | $19,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 134 | $19,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 110 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 248 | $19,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,413 | $19,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 622 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 532 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $19,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,180 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 475 | $19,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,633 | $19,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,004 | $18,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 380 | $18,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 105 | $18,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 313 | $18,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,156 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 112 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 367 | $18,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 253 | $18,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 245 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 320 | $18,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 123 | $18,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 84 | $18,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,036 | $18,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 117 | $18,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,000 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,373 | $18,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,500 | $18,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 108 | $18,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,606 | $18,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 463 | $17,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 228 | $17,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 469 | $17,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 308 | $17,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 252 | $17,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 278 | $17,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 145 | $17,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,144 | $17,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 64 | $17,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,500 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $17,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 213 | $17,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 163 | $17,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 316 | $17,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 722 | $17,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 612 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,173 | $17,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 565 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 655 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 712 | $17,000 | thousands by filing date | |
| AARONS HOLDINGS COMPANY INC | 00258R109 | COM | 316 | $17,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 101 | $16,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 300 | $16,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 376 | $16,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 118 | $16,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 214 | $16,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 798 | $16,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 361 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 547 | $16,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 219 | $16,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 414 | $16,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 118 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 491 | $16,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 565 | $16,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 267 | $16,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 101 | $16,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 337 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 390 | $16,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,269 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 902 | $16,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 434 | $16,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 88 | $15,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 667 | $15,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 756 | $15,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 327 | $15,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 112 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 673 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,189 | $15,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 75 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 745 | $15,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 208 | $15,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 352 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 323 | $15,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 182 | $15,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 608 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $15,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $15,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 489 | $15,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 750 | $15,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 508 | $14,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 629 | $14,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 95 | $14,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 571 | $14,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 288 | $14,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 391 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 135 | $14,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 700 | $14,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 108 | $14,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 57 | $14,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 283 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 504 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 256 | $14,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 147 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $14,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 967 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 115 | $14,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 92 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 267 | $14,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,002 | $14,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 354 | $13,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 449 | $13,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 74 | $13,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 108 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 186 | $13,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 45 | $13,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 855 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 386 | $13,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 518 | $13,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 142 | $13,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 137 | $13,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 342 | $13,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 128 | $13,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 63 | $13,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 134 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 116 | $13,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 333 | $13,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 793 | $13,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 334 | $13,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 846 | $13,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 70 | $13,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 293 | $13,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 500 | $13,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,164 | $13,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,618 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 308 | $13,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 734 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 846 | $13,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,002 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $13,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 204 | $12,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 74 | $12,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 230 | $12,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 180 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 613 | $12,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 663 | $12,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 182 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 383 | $12,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 650 | $12,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 438 | $12,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 96 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 156 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,229 | $12,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $12,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 37 | $12,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 42 | $12,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 95 | $12,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 684 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 480 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 443 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 400 | $12,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,000 | $12,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 172 | $12,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 145 | $12,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 442 | $12,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 500 | $12,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 679 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 800 | $12,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,083 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,000 | $12,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,470 | $12,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 491 | $11,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 129 | $11,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 92 | $11,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 237 | $11,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 81 | $11,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 217 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 125 | $11,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 491 | $11,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 180 | $11,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 69 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,125 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 92 | $11,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,252 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 120 | $11,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $11,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 575 | $11,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 283 | $11,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $11,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 765 | $11,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 550 | $11,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 260 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 300 | $11,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 104 | $11,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 19,300 | $11,000 | thousands by filing date | call |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 241 | $11,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 455 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 141 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 341 | $11,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 702 | $11,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $11,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 998 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 70 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 363 | $10,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 503 | $10,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 82 | $10,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 393 | $10,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 602 | $10,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 149 | $10,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 297 | $10,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 600 | $10,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,763 | $10,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 102 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 123 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 153 | $10,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 251 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 328 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 244 | $10,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 255 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 209 | $10,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 381 | $10,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 68 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $10,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 541 | $10,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 728 | $10,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 324 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 918 | $10,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 320 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 84 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 430 | $10,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,047 | $10,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $10,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 321 | $10,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,000 | $10,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 127 | $10,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $10,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 350 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 71 | $9,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 345 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 439 | $9,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 91 | $9,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 380 | $9,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 84 | $9,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 104 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 105 | $9,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 102 | $9,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 230 | $9,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 270 | $9,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 775 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 158 | $9,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 487 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 163 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 535 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 90 | $9,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 214 | $9,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 90 | $9,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 311 | $9,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 361 | $9,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 324 | $9,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 517 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 236 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 303 | $9,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 130 | $9,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 187 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $9,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 750 | $9,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 121 | $9,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 293 | $9,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 199 | $9,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 840 | $9,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 734 | $9,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $9,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 243 | $9,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,091 | $9,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 268 | $8,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 258 | $8,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 34 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 140 | $8,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 80 | $8,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $8,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 66 | $8,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 60 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $8,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 73 | $8,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 174 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 193 | $8,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 295 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 303 | $8,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 109 | $8,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 170 | $8,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 90 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 175 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 344 | $8,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 83 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 207 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 123 | $8,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 790 | $8,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,222 | $8,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 92 | $8,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 169 | $8,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 221 | $8,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 67 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 233 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 334 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 203 | $8,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 289 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 278 | $8,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 160 | $8,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 149 | $8,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 701 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 335 | $8,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 626 | $8,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 439 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 71 | $8,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 704 | $8,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,000 | $8,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 2,015 | $8,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 148 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 95 | $7,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 35 | $7,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 313 | $7,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,275 | $7,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 85 | $7,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 24 | $7,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 110 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 509 | $7,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 147 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 37 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 145 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 408 | $7,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 224 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 237 | $7,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 7 | $7,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 850 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 237 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $7,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 462 | $7,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 296 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 861 | $7,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 395 | $7,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 60 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 7 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $7,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 432 | $7,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 774 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 469 | $7,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $7,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 468 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 178 | $7,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 269 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 150 | $7,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 235 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,925 | $7,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 500 | $7,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 916 | $7,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 418 | $7,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 500 | $7,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 68 | $6,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 212 | $6,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 35 | $6,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 164 | $6,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 32 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 268 | $6,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $6,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 28 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 28 | $6,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 70 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 302 | $6,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,965 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 75 | $6,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 200 | $6,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 477 | $6,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 23 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 121 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 84 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 38 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 135 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $6,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 58 | $6,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 60 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 157 | $6,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84 | $6,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 164 | $6,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 38 | $6,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 85 | $6,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 145 | $6,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 175 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 69 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 118 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 164 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 121 | $6,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 169 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 218 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $6,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 300 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 322 | $6,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 15 | $6,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 145 | $6,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,199 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 239 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 82 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 435 | $6,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 416 | $6,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 112 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-21-000314 | this filing | 2021-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004475 | base | 2021-09-15 | acceptance time not in the bulk data set |