13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-07, with 4,860 holding rows worth $18,307,521,000.
- Accession
- 0001580642-17-002214
- Filer
- CIK 1540235
- Filed
- 2017-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 5,180 entries on the cover page, a total value of $18,307,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,307,521,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 805 | $48,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 660 | $48,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,167 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $48,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,058 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,928 | $48,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 9,178 | $48,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 900 | $48,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $48,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 993 | $48,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,300 | $48,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,557 | $48,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,404 | $48,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 5,479 | $48,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,869 | $47,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 5,801 | $47,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,856 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 883 | $47,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,915 | $47,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,736 | $47,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,027 | $47,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,316 | $47,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,606 | $47,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,115 | $47,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,505 | $47,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,301 | $47,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,357 | $47,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,971 | $47,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,226 | $47,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 2,245 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 569 | $46,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 490 | $46,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 712 | $46,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,054 | $46,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 737 | $46,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,984 | $46,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,365 | $46,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 916 | $46,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,345 | $46,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,419 | $46,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,800 | $46,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,983 | $46,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 45,000 | $46,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,421 | $45,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,800 | $45,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,875 | $45,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,400 | $45,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,792 | $45,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,970 | $45,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 973 | $45,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,853 | $45,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,806 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $45,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $45,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,365 | $45,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,392 | $45,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,000 | $45,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 9,612 | $45,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,066 | $45,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,279 | $45,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,000 | $45,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $45,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 29,250 | $45,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 722 | $44,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,324 | $44,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,600 | $44,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,164 | $44,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,720 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,015 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $44,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 640 | $44,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 3,250 | $44,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,067 | $44,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 234 | $44,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,201 | $44,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,532 | $44,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,600 | $44,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,050 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 796 | $44,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $44,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 8,862 | $44,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,500 | $44,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,100 | $44,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,331 | $44,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 2,025 | $44,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 40,000 | $44,000 | thousands by filing date | principal |
| FENIX PTS INC | 31446L100 | COM | 28,700 | $44,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $43,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 916 | $43,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 216 | $43,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 935 | $43,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,299 | $43,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,282 | $43,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,575 | $43,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 641 | $43,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 582 | $43,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,000 | $43,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 2,500 | $43,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 27,750 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 702 | $43,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,000 | $43,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,012 | $42,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,119 | $42,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 35 | $42,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,000 | $42,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,032 | $42,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,840 | $42,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 813 | $42,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 597 | $42,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,789 | $42,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 857 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,114 | $42,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,834 | $42,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 40,000 | $42,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 3,796 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 2,167 | $42,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,149 | $42,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,000 | $42,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 1,287 | $41,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,125 | $41,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,554 | $41,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,121 | $41,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 545 | $41,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 901 | $41,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,040 | $41,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,000 | $41,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,057 | $41,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,530 | $41,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,900 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 42,000 | $41,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,089 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 363 | $40,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,187 | $40,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,726 | $40,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 317 | $40,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,300 | $40,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 200 | $40,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,033 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,750 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 460 | $40,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 904 | $40,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,829 | $40,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 23,000 | $40,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,496 | $40,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,435 | $40,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,000 | $40,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,166 | $40,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,500 | $40,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,198 | $40,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 8,200 | $40,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 40,000 | $40,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 40,000 | $40,000 | thousands by filing date | principal |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 400 | $40,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 790 | $39,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,500 | $39,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,075 | $39,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,312 | $39,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,400 | $39,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,550 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 2,000 | $39,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 995 | $39,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,889 | $39,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 40,000 | $39,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 4,600 | $39,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,500 | $38,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,000 | $38,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 551 | $38,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,671 | $38,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,684 | $38,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $38,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,809 | $38,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,700 | $38,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 25,715 | $38,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 30,050 | $38,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 30,100 | $38,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 17,793 | $38,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,500 | $38,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 1,500 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,006 | $37,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,846 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,171 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 603 | $37,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 15,022 | $37,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 806 | $37,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 900 | $37,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,325 | $37,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 6,250 | $37,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 672 | $37,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 5,680 | $37,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 500 | $37,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,500 | $37,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,119 | $37,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,717 | $37,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 3,054 | $37,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,935 | $36,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 693 | $36,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 735 | $36,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,000 | $36,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 858 | $36,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,139 | $36,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $36,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 964 | $36,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,138 | $36,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 400 | $36,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 5,095 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,300 | $36,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,602 | $36,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,298 | $36,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,473 | $36,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,625 | $36,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 9,650 | $36,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 681 | $36,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,212 | $36,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 5,000 | $36,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 87,800 | $36,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,268 | $35,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 787 | $35,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,210 | $35,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,150 | $35,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,108 | $35,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,000 | $35,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 1,017 | $35,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,447 | $35,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,400 | $35,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,921 | $35,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 408 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,092 | $35,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 775 | $35,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 5,495 | $35,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $35,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,540 | $35,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 6,000 | $35,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 7,000 | $35,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 4,000 | $35,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 916 | $34,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 325 | $34,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,100 | $34,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,060 | $34,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 335 | $34,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,104 | $34,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,147 | $34,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,709 | $34,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 384 | $34,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 750 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 700 | $34,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 544 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,389 | $34,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,850 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $34,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $34,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,036 | $34,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,209 | $34,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,000 | $34,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,125 | $34,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,300 | $34,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 8,188 | $34,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,560 | $34,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 11,852 | $34,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 326 | $33,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 626 | $33,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,000 | $33,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 959 | $33,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 522 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,835 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,300 | $33,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,268 | $33,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 676 | $33,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 630 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,000 | $33,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,114 | $33,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,375 | $33,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 600 | $33,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,200 | $33,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $33,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $33,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,700 | $33,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,600 | $32,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 767 | $32,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 860 | $32,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,564 | $32,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 374 | $32,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,000 | $32,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 380 | $32,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,190 | $32,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,613 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,221 | $32,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,950 | $32,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,252 | $32,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,324 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 864 | $32,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,750 | $32,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 589 | $32,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 5,500 | $32,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,395 | $32,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $32,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 946 | $32,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,028 | $32,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 16,775 | $32,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,202 | $32,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 726 | $32,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,500 | $31,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 418 | $31,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 902 | $31,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 450 | $31,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,077 | $31,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,000 | $31,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 474 | $31,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 50 | $31,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 800 | $31,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,596 | $31,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,683 | $31,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 478 | $31,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,100 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,000 | $31,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,100 | $31,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 648 | $31,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,591 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 774 | $31,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $31,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,300 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,176 | $31,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,307 | $31,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 370 | $31,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 33,000 | $31,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 663 | $31,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 25,052 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 254 | $30,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 959 | $30,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,036 | $30,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 648 | $30,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 402 | $30,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,000 | $30,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,036 | $30,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,255 | $30,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,228 | $30,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,418 | $30,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $30,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,190 | $30,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,747 | $30,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,330 | $30,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,300 | $30,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 7,500 | $30,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,600 | $30,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,301 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 710 | $30,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,657 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,200 | $30,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 3,220 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,200 | $30,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,200 | $29,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 812 | $29,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 444 | $29,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,600 | $29,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,301 | $29,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 10,500 | $29,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,404 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 980 | $29,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,046 | $29,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $29,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,043 | $29,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,779 | $29,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 600 | $29,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 6,620 | $29,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,541 | $29,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,000 | $29,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,920 | $29,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,151 | $29,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 36,190 | $29,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $29,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 5,000 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 4,460 | $29,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 1,779 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,532 | $29,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 286 | $28,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 600 | $28,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 505 | $28,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,004 | $28,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,849 | $28,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 700 | $28,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $28,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 610 | $28,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,256 | $28,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 450 | $28,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $28,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 141 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 759 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $28,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 22,000 | $28,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 850 | $28,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,550 | $28,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 16,500 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $28,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,430 | $28,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 19,098 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 400 | $28,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 260 | $27,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 320 | $27,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 710 | $27,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 575 | $27,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,150 | $27,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 335 | $27,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,041 | $27,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 879 | $27,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 8,450 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 728 | $27,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 752 | $27,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $27,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 603 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,956 | $27,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 262 | $27,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 700 | $27,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,000 | $27,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $27,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 415 | $27,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 2,200 | $27,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,000 | $27,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 500 | $27,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,675 | $27,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 527 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,439 | $27,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,000 | $27,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,900 | $27,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,010 | $27,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,700 | $27,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,915 | $27,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,600 | $27,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,143 | $27,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,005 | $27,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 533 | $27,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 5,003 | $27,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 950 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,399 | $27,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,000 | $27,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 346 | $27,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 517 | $26,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,800 | $26,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 700 | $26,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,375 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,054 | $26,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $26,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,025 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,685 | $26,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 25,275 | $26,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,669 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 166 | $26,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 618 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,000 | $26,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 584 | $26,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,800 | $26,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,000 | $26,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,733 | $26,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,000 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,000 | $26,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,000 | $26,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 11,082 | $26,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,670 | $26,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 7,300 | $26,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,530 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 1,091 | $26,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,000 | $25,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 375 | $25,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,211 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 600 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,066 | $25,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,228 | $25,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,598 | $25,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,181 | $25,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $25,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,100 | $25,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 656 | $25,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 545 | $25,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 6,119 | $25,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,099 | $25,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,119 | $25,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 53,815 | $25,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,628 | $25,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 872 | $25,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,900 | $25,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 3,300 | $25,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 982 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,457 | $25,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 12,335 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,061 | $25,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $25,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 175 | $25,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 22,000 | $25,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 399 | $24,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 312 | $24,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 305 | $24,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $24,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 510 | $24,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 340 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002214 | this filing | 2017-04-07 | acceptance time not in the bulk data set |