13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-07, with 4,860 holding rows worth $18,307,521,000.
- Accession
- 0001580642-17-002214
- Filer
- CIK 1540235
- Filed
- 2017-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 5,180 entries on the cover page, a total value of $18,307,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,307,521,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $12,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $12,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 326 | $12,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 500 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 254 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $12,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 4,400 | $12,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,100 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 350 | $12,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 600 | $12,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 702 | $12,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 483 | $12,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 100 | $12,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 3,688 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 20,652 | $12,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 131 | $11,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $11,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 149 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 484 | $11,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 397 | $11,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $11,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 412 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 400 | $11,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,123 | $11,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,111 | $11,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 437 | $11,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 700 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $11,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 512 | $11,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 320 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 348 | $11,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 424 | $11,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 700 | $11,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,455 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 166 | $11,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,000 | $11,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 332 | $11,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,142 | $11,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 440 | $11,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 455 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 329 | $11,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 382 | $11,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 7,450 | $11,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 274 | $11,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,550 | $11,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 482 | $11,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 794 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 11,000 | $11,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 87,100 | $11,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 125 | $11,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,019 | $11,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $11,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 882 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 17,500 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $11,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $11,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 500 | $11,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 440 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 528 | $11,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,099 | $11,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 18,900 | $11,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,000 | $11,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 9,004 | $11,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,000 | $11,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 471 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,827 | $11,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 14,600 | $11,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 2,649 | $11,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 300 | $10,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 260 | $10,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 690 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 502 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 278 | $10,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 300 | $10,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 435 | $10,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $10,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 275 | $10,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $10,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 391 | $10,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $10,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 350 | $10,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 450 | $10,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 435 | $10,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,000 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 325 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 377 | $10,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $10,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 475 | $10,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 471 | $10,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 662 | $10,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,900 | $10,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 200 | $10,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 209 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 263 | $10,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $10,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 245 | $10,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 240 | $10,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 206 | $10,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,488 | $10,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $10,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 193 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 568 | $10,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 500 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 525 | $10,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $10,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 700 | $10,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 204 | $10,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,150 | $10,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 445 | $10,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,000 | $10,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 269 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 11,000 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 540 | $10,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 5,000 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 375 | $10,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 230 | $10,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 805 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,600 | $9,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 236 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 153 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $9,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 208 | $9,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 212 | $9,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 522 | $9,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 200 | $9,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $9,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 202 | $9,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 175 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 256 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,187 | $9,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 110 | $9,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 596 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $9,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 188 | $9,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 358 | $9,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $9,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 279 | $9,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 400 | $9,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,150 | $9,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $9,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 467 | $9,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,053 | $9,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 173 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 779 | $9,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,313 | $9,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 500 | $9,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,000 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 200 | $9,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 62 | $9,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 9,000 | $9,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 661 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,850 | $9,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 577 | $9,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $9,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 500 | $9,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 250 | $9,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,005 | $9,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 300 | $9,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 500 | $9,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,800 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $9,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 500 | $9,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,500 | $9,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 3,778 | $9,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 400 | $9,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 7,013 | $9,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 40,000 | $9,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $9,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 102 | $9,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 689 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 650 | $9,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 286 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 340 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $9,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 7,000 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,000 | $9,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 5,000 | $9,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,140 | $9,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,080 | $9,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 148 | $9,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,100 | $8,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 203 | $8,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 71 | $8,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 700 | $8,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 91 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $8,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 205 | $8,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 285 | $8,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,000 | $8,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 610 | $8,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 78 | $8,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 200 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,100 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,000 | $8,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 600 | $8,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 476 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 194 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 350 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 250 | $8,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 227 | $8,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 700 | $8,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 115 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,566 | $8,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 512 | $8,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $8,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 700 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,000 | $8,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $8,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 660 | $8,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 750 | $8,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 401 | $8,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 295 | $8,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 500 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $8,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,350 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 185 | $8,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,200 | $8,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,800 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 461 | $8,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 500 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,000 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,371 | $8,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 110 | $8,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,700 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 380 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,200 | $8,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 800 | $8,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,950 | $8,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 525 | $8,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 706 | $8,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 500 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 410 | $8,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 100 | $8,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 300 | $8,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 767 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,000 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 898 | $8,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $8,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,645 | $8,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 5,305 | $8,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 300 | $8,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 261 | $8,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 300 | $8,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 666 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 9,000 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 300 | $8,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 10,200 | $8,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 800 | $7,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,000 | $7,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,500 | $7,000 | thousands by filing date | call |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 214 | $7,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 250 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 59 | $7,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 100 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 274 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 204 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $7,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 47 | $7,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $7,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 400 | $7,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,275 | $7,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,242 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 800 | $7,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 511 | $7,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 376 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 327 | $7,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,075 | $7,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 300 | $7,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 170 | $7,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 525 | $7,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 571 | $7,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 157 | $7,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 125 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 229 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 265 | $7,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 734 | $7,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 450 | $7,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 301 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 395 | $7,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,900 | $7,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 600 | $7,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 507 | $7,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,689 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 583 | $7,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 382 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $7,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 963 | $7,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,000 | $7,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $7,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 146 | $7,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 260 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $7,000 | thousands by filing date | principal |
| PHARMATHENE INC | 71714G102 | COM | 9,000 | $7,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 554 | $7,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 550 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 530 | $7,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,200 | $7,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 900 | $7,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $7,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 1,644 | $7,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 400 | $7,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 262 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 500 | $7,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 200 | $7,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 500 | $7,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 608 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 242 | $7,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 437 | $7,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 109 | $7,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,030 | $7,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,000 | $7,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 300 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 7,000 | $7,000 | thousands by filing date | principal |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,478 | $7,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $6,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 150 | $6,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $6,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 235 | $6,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 428 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $6,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,315 | $6,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 209 | $6,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 70 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $6,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 200 | $6,000 | thousands by filing date | |
| RH | 74967X103 | COM | 133 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 200 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 300 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $6,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 545 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 400 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 520 | $6,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 830 | $6,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 151 | $6,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 204 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 330 | $6,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 825 | $6,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 241 | $6,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 402 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 781 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 295 | $6,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 250 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 475 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 256 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 212 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 650 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 500 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 197 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $6,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 68 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 450 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 252 | $6,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 207 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 239 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 500 | $6,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 200 | $6,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 500 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 292 | $6,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 297 | $6,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 176 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,192 | $6,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $6,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,800 | $6,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 350 | $6,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,100 | $6,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 100 | $6,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 4,600 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 262 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 375 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 250 | $6,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 300 | $6,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 425 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 256 | $6,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 322 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 2,000 | $6,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $6,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 3,049 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,644 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 400 | $6,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,000 | $6,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 224 | $6,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1,010 | $6,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 575 | $6,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 321 | $6,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,400 | $5,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $5,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 3,200 | $5,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,000 | $5,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 276 | $5,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 100 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $5,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,700 | $5,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 300 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 277 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 135 | $5,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 172 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $5,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 182 | $5,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 183 | $5,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 680 | $5,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 125 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 156 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $5,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 436 | $5,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 80 | $5,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 140 | $5,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $5,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 400 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 175 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 375 | $5,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,000 | $5,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 358 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 424 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,179 | $5,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 300 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 200 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,000 | $5,000 | thousands by filing date | put |
| CM FIN INC COM | 12574Q103 | COM | 494 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,000 | $5,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 120 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 550 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $5,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $5,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 133 | $5,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 674 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,400 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 537 | $5,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 97 | $5,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,412 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 930 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 505 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $5,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 346 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $5,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 200 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $5,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 228 | $5,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 8,700 | $5,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,000 | $5,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 110 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 313 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,400 | $5,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 413 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002214 | this filing | 2017-04-07 | acceptance time not in the bulk data set |