13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-07, with 4,860 holding rows worth $18,307,521,000.
- Accession
- 0001580642-17-002214
- Filer
- CIK 1540235
- Filed
- 2017-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 5,180 entries on the cover page, a total value of $18,307,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,307,521,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 9,573 | $199,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,410 | $198,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,990 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,657 | $197,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 4,025 | $197,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,500 | $197,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 11,753 | $197,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 6,261 | $196,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,387 | $195,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,988 | $195,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,165 | $195,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,200 | $195,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,720 | $194,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,391 | $193,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,169 | $193,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 9,100 | $192,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 35,626 | $192,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 8,215 | $192,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,382 | $191,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,901 | $191,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 9,988 | $191,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 3,050 | $191,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,441 | $190,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,136 | $190,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 5,989 | $190,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,542 | $189,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,626 | $189,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,544 | $189,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,017 | $189,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,078 | $188,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,256 | $188,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 12,028 | $188,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,550 | $188,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 91,684 | $188,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,419 | $187,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,877 | $187,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,133 | $187,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,662 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,014 | $186,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,130 | $186,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 5,403 | $186,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 32,374 | $185,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,255 | $184,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,352 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 3,806 | $184,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,519 | $183,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,266 | $183,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 111,206 | $183,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,709 | $182,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,790 | $182,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,506 | $182,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 10,000 | $182,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,533 | $181,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,852 | $180,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,762 | $180,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,206 | $179,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,000 | $179,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,820 | $178,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,206 | $178,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,803 | $177,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,222 | $177,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,819 | $177,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,202 | $177,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,426 | $177,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,560 | $177,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 12,388 | $177,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 21,923 | $177,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,150 | $177,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,476 | $176,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,206 | $176,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,715 | $175,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,959 | $175,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,809 | $174,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 7,250 | $174,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 6,523 | $174,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 21,925 | $174,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 9,170 | $174,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,744 | $173,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,136 | $173,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,493 | $172,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,844 | $172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,400 | $172,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,595 | $171,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,610 | $171,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,008 | $171,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,390 | $171,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,580 | $171,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,584 | $171,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,140 | $171,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,909 | $170,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 9,256 | $170,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,100 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,204 | $170,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,302 | $169,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,259 | $169,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 8,122 | $169,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,018 | $168,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,974 | $168,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,823 | $168,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 5,397 | $168,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 9,044 | $168,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 8,000 | $168,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,282 | $166,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 884 | $166,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,421 | $166,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 55,605 | $166,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 7,350 | $166,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,254 | $166,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,409 | $166,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 9,480 | $165,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,645 | $165,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,440 | $164,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 4,834 | $164,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,596 | $164,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 20,691 | $164,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,045 | $164,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,775 | $163,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,927 | $163,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,055 | $163,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,601 | $163,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 21,555 | $163,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,759 | $163,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 7,812 | $162,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,754 | $162,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,993 | $162,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,090 | $162,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,000 | $162,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 9,252 | $161,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 26,100 | $161,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 4,787 | $161,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,000 | $161,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,801 | $160,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,674 | $160,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,360 | $160,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 9,000 | $160,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,332 | $160,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,320 | $160,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,716 | $160,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,600 | $159,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,454 | $158,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,594 | $158,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,350 | $157,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 9,145 | $157,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,823 | $157,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 7,823 | $157,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,080 | $157,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,329 | $157,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 25,000 | $157,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,262 | $156,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,043 | $156,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 60,000 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 6,143 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,580 | $155,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 6,782 | $155,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 40,806 | $155,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,032 | $154,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,514 | $154,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,500 | $154,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 4,520 | $154,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,003 | $154,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,588 | $154,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,765 | $154,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 17,545 | $154,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,794 | $153,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,262 | $153,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 8,264 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,081 | $153,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,569 | $153,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,018 | $152,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 38,000 | $152,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 29,973 | $152,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,011 | $151,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,949 | $151,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,473 | $151,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,765 | $151,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,800 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,091 | $151,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 8,619 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,881 | $150,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,542 | $150,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,734 | $150,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $150,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,697 | $150,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 65,000 | $150,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,778 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,340 | $149,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 24,592 | $149,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 716 | $148,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,821 | $148,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,361 | $148,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,458 | $148,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,281 | $148,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,785 | $148,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,565 | $147,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,854 | $147,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,070 | $147,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,861 | $147,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,525 | $147,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,457 | $147,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 6,767 | $147,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,743 | $147,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,656 | $147,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 9,765 | $147,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,825 | $146,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,125 | $146,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,601 | $146,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 10,107 | $146,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,572 | $145,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,385 | $145,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,989 | $145,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 33,533 | $145,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,000 | $145,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,769 | $145,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,409 | $144,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 5,715 | $144,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,490 | $144,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,428 | $144,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,563 | $143,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,454 | $143,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,934 | $143,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,000 | $142,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,830 | $142,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,400 | $142,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $142,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 928 | $141,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,496 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,358 | $141,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,022 | $141,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,837 | $141,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 18,000 | $141,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,151 | $141,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,850 | $141,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,125 | $140,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 979 | $140,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,795 | $140,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,400 | $140,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,638 | $140,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,278 | $140,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,990 | $140,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,696 | $139,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,314 | $139,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,860 | $139,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,180 | $138,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,745 | $138,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,099 | $137,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 38,921 | $137,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,260 | $137,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,857 | $137,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,765 | $137,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $137,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,038 | $136,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,030 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 9,772 | $136,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,362 | $136,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,442 | $136,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,300 | $136,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 10,658 | $136,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 35,000 | $136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,796 | $135,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,451 | $135,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,908 | $135,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 9,712 | $135,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,198 | $134,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,046 | $134,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,628 | $134,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,315 | $134,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,078 | $134,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 3,349 | $134,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,050 | $133,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,422 | $133,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,188 | $133,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,214 | $133,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,232 | $133,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,218 | $132,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 1,180 | $132,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,500 | $131,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,778 | $131,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,294 | $131,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,000 | $131,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,920 | $130,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 9,000 | $130,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,675 | $130,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,360 | $130,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,085 | $130,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,177 | $129,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,000 | $129,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,571 | $129,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,299 | $128,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,700 | $128,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 12,053 | $128,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,310 | $128,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 26,000 | $128,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,373 | $128,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,308 | $128,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,662 | $127,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,755 | $127,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,006 | $127,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,267 | $127,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 9,189 | $127,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,500 | $127,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 26,500 | $127,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,190 | $127,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,347 | $127,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,041 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,622 | $126,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 5,414 | $126,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 126,452 | $126,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 76,234 | $126,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 537 | $125,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $125,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 4,743 | $125,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,113 | $125,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,823 | $125,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 87,366 | $125,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,008 | $125,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,220 | $125,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,335 | $125,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,075 | $125,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78,111 | $125,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,514 | $124,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,687 | $124,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3,500 | $124,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,386 | $124,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,175 | $123,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 7,750 | $123,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 35,000 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,195 | $123,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,336 | $122,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,004 | $122,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,371 | $122,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,917 | $122,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 29,865 | $122,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,245 | $121,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 867 | $121,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 9,610 | $121,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 862 | $121,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $121,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,056 | $121,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,500 | $120,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,053 | $120,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 3,921 | $120,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,362 | $119,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 5,831 | $119,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,840 | $119,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,640 | $119,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5,898 | $119,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,283 | $118,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,135 | $118,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,101 | $117,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,400 | $117,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 744 | $116,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,431 | $116,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 400 | $116,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,447 | $116,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 3,887 | $116,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,250 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 3,964 | $116,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,446 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,332 | $115,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 916 | $115,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,639 | $115,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,585 | $115,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,119 | $114,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,000 | $114,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 9,462 | $114,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,523 | $114,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,782 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,790 | $113,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,341 | $113,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 49,901 | $113,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,781 | $113,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,800 | $112,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,085 | $112,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,118 | $112,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,936 | $112,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,738 | $112,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 49,350 | $112,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,144 | $112,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,003 | $112,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,878 | $112,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,000 | $112,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,999 | $111,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,010 | $111,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,909 | $111,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,488 | $111,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,967 | $110,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,148 | $110,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,267 | $110,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 3,464 | $110,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 6,606 | $110,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,009 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,197 | $110,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 2,460 | $110,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,641 | $109,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,101 | $109,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,160 | $109,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 8,490 | $109,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 7,158 | $109,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,683 | $109,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,819 | $109,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,624 | $108,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,324 | $108,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,725 | $108,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,178 | $108,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,000 | $107,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 5,057 | $107,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 3,226 | $107,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,874 | $107,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,607 | $107,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 3,149 | $107,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,331 | $107,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 8,230 | $107,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,735 | $107,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,786 | $106,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,550 | $106,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,120 | $106,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 8,583 | $106,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,052 | $106,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,380 | $106,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,579 | $106,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,149 | $105,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,971 | $105,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 23,000 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,365 | $105,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,682 | $105,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 4,000 | $105,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 5,009 | $105,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,009 | $104,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,915 | $104,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 5,000 | $104,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 9,132 | $104,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,282 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $104,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,879 | $103,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,960 | $103,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,767 | $103,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,200 | $103,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,156 | $103,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,930 | $103,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 37,250 | $103,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,114 | $102,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 9,946 | $102,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 3,082 | $102,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,037 | $102,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,828 | $102,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,718 | $102,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 665 | $102,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,175 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 5,640 | $102,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,474 | $102,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,021 | $102,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,723 | $102,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,790 | $101,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,152 | $101,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 613 | $101,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,668 | $101,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 6,505 | $101,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,996 | $101,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 25,600 | $101,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,531 | $101,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,800 | $101,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,843 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,500 | $101,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,800 | $100,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,704 | $100,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,937 | $100,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 616 | $100,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 540 | $99,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,235 | $99,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,791 | $99,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 5,546 | $99,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,040 | $99,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 36,000 | $99,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,218 | $98,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,979 | $98,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,000 | $98,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 3,745 | $98,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,602 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,659 | $98,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 35,222 | $98,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,420 | $98,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,575 | $98,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 8,756 | $98,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,125 | $97,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,651 | $97,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,594 | $97,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,172 | $97,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,660 | $97,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,605 | $96,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 6,000 | $96,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,385 | $96,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 4,834 | $96,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,514 | $96,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,962 | $96,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $95,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,350 | $95,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,090 | $95,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 11,322 | $95,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $95,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,000 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002214 | this filing | 2017-04-07 | acceptance time not in the bulk data set |