13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-07, with 4,860 holding rows worth $18,307,521,000.
- Accession
- 0001580642-17-002214
- Filer
- CIK 1540235
- Filed
- 2017-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 5,180 entries on the cover page, a total value of $18,307,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,307,521,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 636 | $94,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,081 | $94,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,145 | $94,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,700 | $94,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,183 | $94,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,976 | $94,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 5,666 | $94,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,950 | $93,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,373 | $93,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,518 | $93,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,881 | $93,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,113 | $93,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 5,535 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $93,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,859 | $93,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,306 | $92,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,732 | $92,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,866 | $92,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,071 | $91,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,411 | $91,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 810 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 839 | $91,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,507 | $91,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,440 | $91,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,136 | $90,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 4,601 | $90,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,519 | $90,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 9,000 | $90,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,999 | $89,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,275 | $89,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,622 | $89,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,328 | $89,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7,352 | $89,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,000 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,535 | $89,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 22,237 | $89,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 8,033 | $88,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,860 | $88,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,403 | $88,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 3,400 | $88,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,700 | $88,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 65,000 | $88,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,546 | $87,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 411 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,780 | $87,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,770 | $87,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 10,062 | $87,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,736 | $87,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,100 | $87,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,489 | $86,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 653 | $86,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,186 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,485 | $86,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,574 | $86,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,138 | $86,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 6,967 | $86,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 4,859 | $86,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $86,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,100 | $85,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,261 | $85,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,154 | $85,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,170 | $85,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 6,111 | $85,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,577 | $85,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,000 | $85,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,566 | $85,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,410 | $84,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,737 | $84,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,683 | $84,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,403 | $84,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,585 | $84,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 68 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $84,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,581 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,157 | $84,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $84,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 685 | $84,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,000 | $83,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,403 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,794 | $83,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,604 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 54,000 | $83,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 73,400 | $82,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,907 | $82,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,054 | $82,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 500 | $82,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 8,796 | $82,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 7,430 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,200 | $82,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 5,225 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 5,297 | $82,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,726 | $82,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,802 | $82,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,316 | $82,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,851 | $82,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 10,500 | $82,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,066 | $81,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,828 | $81,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,854 | $81,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,500 | $81,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,630 | $81,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $81,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,936 | $81,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,542 | $80,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 863 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 597 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,500 | $80,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,078 | $80,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,697 | $80,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 720 | $80,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,185 | $80,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $80,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,586 | $80,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,689 | $80,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,240 | $80,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,811 | $79,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,321 | $79,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,222 | $79,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 883 | $79,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,313 | $79,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,675 | $79,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,905 | $79,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,830 | $79,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,800 | $78,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,000 | $78,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,516 | $78,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,770 | $78,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,408 | $78,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,025 | $78,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,279 | $78,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,009 | $78,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,036 | $78,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,831 | $78,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 55,000 | $78,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,309 | $77,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,704 | $77,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,108 | $77,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,895 | $77,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,989 | $76,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,408 | $76,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,359 | $76,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,155 | $76,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,725 | $76,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,400 | $76,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,553 | $76,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,164 | $76,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 590 | $75,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,520 | $75,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 621 | $75,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,037 | $75,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 834 | $75,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,740 | $75,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 9,293 | $75,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,100 | $75,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 51,511 | $75,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 26,500 | $75,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 9,090 | $75,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,459 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,586 | $74,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,002 | $74,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,716 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $74,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,357 | $74,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,000 | $74,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,701 | $74,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,797 | $73,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,301 | $73,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $73,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,763 | $73,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 4,303 | $73,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,509 | $73,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,675 | $73,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,884 | $73,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,030 | $73,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,111 | $73,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 32,194 | $73,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,998 | $73,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,210 | $72,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,000 | $72,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,800 | $72,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,188 | $72,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,550 | $72,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,521 | $72,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,442 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4,883 | $72,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,566 | $72,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,335 | $72,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,817 | $72,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,181 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,605 | $72,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,946 | $72,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,057 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,906 | $72,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,684 | $71,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 910 | $71,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,050 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,144 | $71,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,134 | $71,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,583 | $71,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,843 | $71,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,996 | $71,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,928 | $71,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,000 | $71,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,915 | $71,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 70,000 | $71,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 1,300 | $70,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,185 | $70,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,997 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,565 | $70,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,200 | $70,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,137 | $70,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,405 | $70,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,400 | $70,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 8,700 | $70,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,715 | $70,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 7,041 | $70,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 895 | $70,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,478 | $70,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 7,380 | $70,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,004 | $70,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,509 | $70,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,000 | $70,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $69,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,035 | $69,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 724 | $69,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,577 | $69,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,273 | $69,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,414 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,208 | $69,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 49,799 | $69,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,597 | $69,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,634 | $69,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,043 | $69,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 12,798 | $69,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,815 | $69,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,648 | $69,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,225 | $69,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,521 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,472 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,000 | $68,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,885 | $68,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 838 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $68,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 805 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,000 | $68,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,389 | $68,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 2,514 | $68,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,746 | $67,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,333 | $67,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,162 | $67,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,315 | $67,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 465 | $67,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,100 | $67,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,747 | $67,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 116,100 | $67,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 540 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $67,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 107,000 | $67,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 6,253 | $67,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 860 | $66,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,432 | $66,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 282 | $66,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,668 | $66,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,265 | $66,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,242 | $66,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 830 | $66,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 4,450 | $66,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $66,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,940 | $66,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,763 | $66,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 616 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 639 | $66,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $66,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 80,000 | $66,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 666 | $65,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 741 | $65,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,956 | $65,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,908 | $65,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,647 | $65,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,000 | $65,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,581 | $65,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $65,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 65,000 | $65,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 1,038 | $64,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,347 | $64,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,150 | $64,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $64,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,043 | $64,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,301 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,632 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 776 | $64,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,000 | $64,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,968 | $64,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 18,200 | $64,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,420 | $63,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,179 | $63,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 647 | $63,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 8,428 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,501 | $63,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 8,645 | $63,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,983 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $63,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,076 | $63,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,518 | $63,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,710 | $63,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 394 | $63,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,705 | $63,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,596 | $63,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 3,495 | $63,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,479 | $63,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,048 | $63,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,853 | $62,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,436 | $62,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,549 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 4,384 | $62,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 6,194 | $62,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,600 | $62,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,643 | $62,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,486 | $62,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,000 | $61,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,373 | $61,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 848 | $61,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,024 | $61,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 5,030 | $61,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,000 | $61,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 606 | $61,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,086 | $61,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,745 | $61,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 3,812 | $61,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,300 | $61,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,411 | $61,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,319 | $61,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $61,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 2,500 | $61,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,300 | $60,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 1,133 | $60,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 827 | $60,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,415 | $60,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,256 | $60,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,700 | $60,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,960 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $60,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,129 | $60,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,026 | $60,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,630 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,000 | $60,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,669 | $60,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,553 | $60,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,983 | $60,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,600 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,277 | $60,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,121 | $59,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,600 | $59,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $59,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,870 | $59,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 1,091 | $59,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,124 | $59,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,085 | $59,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 7,506 | $59,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 428 | $58,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,825 | $58,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,700 | $58,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $58,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,742 | $58,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 4,651 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 5,013 | $58,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 800 | $58,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,143 | $58,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,415 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,913 | $58,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,564 | $58,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,061 | $58,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,384 | $58,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,074 | $58,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,500 | $58,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $57,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,276 | $57,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,111 | $57,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 9,845 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,951 | $57,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,287 | $57,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,734 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 981 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,240 | $57,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,711 | $57,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,366 | $57,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,759 | $57,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 4,310 | $57,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 6,475 | $56,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,151 | $56,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 433 | $56,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 39,564 | $56,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 4,193 | $56,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,169 | $56,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,056 | $56,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,905 | $56,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,281 | $56,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 4,514 | $56,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,970 | $56,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,412 | $56,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 6,327 | $56,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 74,500 | $56,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 877 | $56,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 50,000 | $56,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $55,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 752 | $55,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 793 | $55,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,980 | $55,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 618 | $55,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 689 | $55,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,500 | $55,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 519 | $55,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,445 | $55,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,847 | $55,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 430 | $54,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,203 | $54,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,992 | $54,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,749 | $54,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 31,000 | $54,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1,005 | $54,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,292 | $54,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,150 | $54,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,850 | $54,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,113 | $54,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,314 | $54,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 725 | $54,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $54,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,506 | $53,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,139 | $53,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 528 | $53,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 700 | $53,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,132 | $53,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,062 | $53,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,641 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $53,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,009 | $53,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,200 | $53,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,236 | $53,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,007 | $52,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,548 | $52,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 565 | $52,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 6,011 | $52,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 634 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,476 | $52,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 636 | $52,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 426 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 700 | $52,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 6,249 | $52,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,654 | $52,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 2,209 | $52,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,866 | $52,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,636 | $52,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $52,000 | thousands by filing date | principal |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 1,450 | $52,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 599 | $51,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 462 | $51,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,000 | $51,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,500 | $51,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,001 | $51,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,874 | $51,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,000 | $51,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,012 | $51,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,000 | $51,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 6,733 | $51,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,116 | $51,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,871 | $51,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 16,408 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,000 | $50,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 861 | $50,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 7,508 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,264 | $50,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,592 | $50,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,115 | $50,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,186 | $50,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,000 | $50,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,504 | $50,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,955 | $50,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 8,650 | $50,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 2,025 | $50,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 6,505 | $50,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 314 | $49,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,394 | $49,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,899 | $49,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,095 | $49,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,472 | $49,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,111 | $49,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 2,267 | $49,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,673 | $49,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,700 | $49,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 15,101 | $49,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 40,000 | $49,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 1,375 | $48,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,371 | $48,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 700 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002214 | this filing | 2017-04-07 | acceptance time not in the bulk data set |