13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 4,786 holding rows worth $15,704,875,000.
- Accession
- 0001580642-16-011512
- Filer
- CIK 1540235
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,121 entries on the cover page, a total value of $15,704,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,704,875,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,900 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,600 | $22,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,550 | $22,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 260 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,162 | $22,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,920 | $22,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,418 | $22,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,100 | $22,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 575 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,000 | $22,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 658 | $22,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $22,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $22,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 788 | $22,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 79,000 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,000 | $22,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 837 | $22,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 402 | $22,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 462 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,344 | $21,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,877 | $21,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,198 | $21,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,405 | $21,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 564 | $21,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,200 | $21,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 583 | $21,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,553 | $21,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 411 | $21,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 700 | $21,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,605 | $21,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,202 | $21,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,750 | $21,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $21,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,038 | $21,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 400 | $21,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 6,620 | $21,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,320 | $21,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 618 | $21,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,300 | $21,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,419 | $21,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,342 | $21,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 787 | $21,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 489 | $21,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 350 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 400 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $21,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,300 | $21,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,310 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $21,000 | thousands by filing date | principal |
| PERSHING GOLD CORP | 715302204 | COM NEW | 4,630 | $21,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 16,806 | $21,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,108 | $20,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 673 | $20,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 420 | $20,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 528 | $20,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 565 | $20,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $20,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 973 | $20,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 603 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 930 | $20,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,269 | $20,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 275 | $20,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,000 | $20,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 5,000 | $20,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,080 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 340 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 864 | $20,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,174 | $20,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 750 | $20,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,789 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $20,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 500 | $20,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 500 | $19,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $19,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 800 | $19,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 499 | $19,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 560 | $19,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,176 | $19,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 364 | $19,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 380 | $19,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 154 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,300 | $19,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 466 | $19,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,191 | $19,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $19,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,048 | $19,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $19,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,668 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 591 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 346 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 500 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 627 | $19,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,455 | $19,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 600 | $19,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,725 | $19,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $19,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,219 | $19,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 725 | $19,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 564 | $19,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 343 | $19,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,767 | $19,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,000 | $19,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,625 | $19,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,492 | $19,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,200 | $19,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 3,106 | $19,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 20,000 | $19,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $18,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $18,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 168 | $18,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $18,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 303 | $18,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $18,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 291 | $18,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 275 | $18,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 127 | $18,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 528 | $18,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 684 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 750 | $18,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 892 | $18,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $18,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 868 | $18,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 631 | $18,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,200 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,000 | $18,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 684 | $18,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,363 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $18,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $18,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 806 | $18,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,142 | $18,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $18,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,000 | $18,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 278 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,044 | $18,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 940 | $18,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $18,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $18,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,848 | $18,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 143 | $18,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,118 | $18,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 16,829 | $18,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,800 | $18,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 200 | $17,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 303 | $17,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 525 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 700 | $17,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 1,000 | $17,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $17,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 400 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 374 | $17,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 825 | $17,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 868 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 605 | $17,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 127 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 223 | $17,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 791 | $17,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,234 | $17,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $17,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,662 | $17,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 800 | $17,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,768 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,799 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 126 | $17,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 573 | $17,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 220 | $17,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,167 | $17,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $17,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $17,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,560 | $17,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 391 | $17,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,425 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 14,370 | $17,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,865 | $17,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $17,000 | thousands by filing date | principal |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 900 | $17,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,000 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,015 | $17,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 591 | $17,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 18,000 | $17,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 20,652 | $17,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $16,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 200 | $16,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 225 | $16,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 586 | $16,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 371 | $16,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 500 | $16,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,960 | $16,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 502 | $16,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 181 | $16,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 625 | $16,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 500 | $16,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 300 | $16,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,000 | $16,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 237 | $16,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,012 | $16,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $16,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,150 | $16,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,086 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 688 | $16,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,969 | $16,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 226 | $16,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 308 | $16,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 22,500 | $16,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 600 | $16,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 600 | $16,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 668 | $16,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 874 | $16,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 900 | $16,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,611 | $16,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 20 | $16,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,125 | $16,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,300 | $15,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 400 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 814 | $15,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 251 | $15,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 772 | $15,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,188 | $15,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,050 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 250 | $15,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,133 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,097 | $15,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 400 | $15,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $15,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 200 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 892 | $15,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 445 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 636 | $15,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,006 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 423 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $15,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,100 | $15,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,443 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 775 | $15,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 3,400 | $15,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $15,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 941 | $15,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,816 | $15,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,308 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,645 | $15,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 521 | $15,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 964 | $15,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $15,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,072 | $15,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,000 | $15,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 1,031 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 600 | $15,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,800 | $15,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,120 | $15,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,500 | $15,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 9,004 | $15,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $15,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 3,700 | $15,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,000 | $14,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 186 | $14,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 260 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 456 | $14,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,073 | $14,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 836 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 192 | $14,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 659 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 200 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 655 | $14,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 559 | $14,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,412 | $14,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,100 | $14,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,558 | $14,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 559 | $14,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,234 | $14,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,000 | $14,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 650 | $14,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,250 | $14,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,500 | $14,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 308 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 500 | $14,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $14,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 481 | $14,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 568 | $14,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,924 | $14,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 450 | $14,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 3,600 | $14,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $14,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $14,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,550 | $14,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 900 | $14,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,068 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 375 | $14,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,216 | $14,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 500 | $13,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $13,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 473 | $13,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 600 | $13,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 300 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 253 | $13,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 458 | $13,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 220 | $13,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 232 | $13,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,100 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 222 | $13,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 500 | $13,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,900 | $13,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,500 | $13,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 430 | $13,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 333 | $13,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 521 | $13,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 402 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 467 | $13,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 392 | $13,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 404 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 135 | $13,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $13,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 1,900 | $13,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $13,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $13,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 600 | $13,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 231 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 400 | $13,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 98 | $13,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 500 | $13,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 412 | $13,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 400 | $13,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 369 | $13,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 9,801 | $13,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 29,139 | $13,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 592 | $13,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,019 | $13,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 330 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $13,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $13,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,108 | $13,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,000 | $13,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $13,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 200 | $13,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $13,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $13,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 14,000 | $13,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 1,198 | $13,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 11,000 | $13,000 | thousands by filing date | principal |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,111 | $13,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 405 | $13,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,200 | $12,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 441 | $12,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $12,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,100 | $12,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 728 | $12,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 297 | $12,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 100 | $12,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 290 | $12,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,612 | $12,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 224 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 500 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 425 | $12,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,000 | $12,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $12,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 434 | $12,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 537 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 402 | $12,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,477 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 916 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 672 | $12,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 400 | $12,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,681 | $12,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 923 | $12,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 710 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 973 | $12,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 502 | $12,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,077 | $12,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 783 | $12,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 327 | $12,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,543 | $12,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 606 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 500 | $12,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 650 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,437 | $12,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $12,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,000 | $12,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 402 | $12,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 432 | $12,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 195 | $12,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 816 | $12,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 280 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 382 | $12,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 648 | $12,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 700 | $12,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,500 | $12,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 600 | $12,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 400 | $12,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 725 | $12,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,150 | $12,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 125 | $12,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $12,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 150 | $12,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 500 | $12,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 869 | $12,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $12,000 | thousands by filing date | principal |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $12,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 99 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 300 | $12,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,000 | $12,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 682 | $12,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 563 | $12,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 955 | $12,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $11,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 98 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 800 | $11,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 138 | $11,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 954 | $11,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,500 | $11,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 104 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,100 | $11,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 300 | $11,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 105 | $11,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 399 | $11,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 342 | $11,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 304 | $11,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 800 | $11,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 130 | $11,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 650 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 304 | $11,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 609 | $11,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 294 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 500 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $11,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 650 | $11,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 920 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 378 | $11,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,000 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 805 | $11,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 300 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 221 | $11,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 494 | $11,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 111,953 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 72,500 | $11,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 227 | $11,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 675 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,900 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 637 | $11,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 500 | $11,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,500 | $11,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,511 | $11,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,100 | $11,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $11,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 1,382 | $11,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 9,656 | $11,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $11,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,998 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $11,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $11,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,000 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,612 | $11,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 500 | $11,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 750 | $11,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,000 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,050 | $11,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 143 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $10,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 652 | $10,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $10,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 144 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 111 | $10,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 500 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011512 | this filing | 2016-10-12 | acceptance time not in the bulk data set |