13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 4,786 holding rows worth $15,704,875,000.
- Accession
- 0001580642-16-011512
- Filer
- CIK 1540235
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,121 entries on the cover page, a total value of $15,704,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,704,875,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 200 | $4,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 288 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 385 | $4,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,300 | $4,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,190 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,950 | $4,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $4,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 200 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 560 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 6,250 | $4,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $4,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 207 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,100 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $4,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 90 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,900 | $4,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 150 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,000 | $4,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 500 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,532 | $4,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 399 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,250 | $4,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 683 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 160 | $4,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,006 | $4,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,195 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $4,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $4,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $4,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,100 | $4,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 149 | $4,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 3,000 | $4,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,000 | $4,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 920 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $4,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 140 | $4,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,000 | $4,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 200 | $4,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 8,946 | $4,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,820 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $4,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 478 | $4,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $4,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,000 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 400 | $3,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,100 | $3,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $3,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,700 | $3,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 100 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 326 | $3,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 14 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 500 | $3,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 613 | $3,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 32 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 39 | $3,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $3,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,800 | $3,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,200 | $3,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $3,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,000 | $3,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 200 | $3,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $3,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 177 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 88 | $3,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $3,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 100 | $3,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 70 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 500 | $3,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 103 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $3,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 200 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 79 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 109 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 58 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 301 | $3,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 52 | $3,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 100 | $3,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 300 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 200 | $3,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,600 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 200 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 111 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 146 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 102 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 231 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $3,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 300 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 500 | $3,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 6,134 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,179 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 500 | $3,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 400 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $3,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 132 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 100 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 120 | $3,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 200 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,000 | $3,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 86 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 58 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 346 | $3,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 239 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $3,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $3,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 200 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250 | $3,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $3,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 500 | $3,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 60 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,628 | $3,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 300 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $3,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 54 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $3,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 400 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,043 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 250 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 4,000 | $3,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 250 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 240 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 9,000 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 8,000 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 150 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 175 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 1,310 | $3,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 5,000 | $3,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $3,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 100 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 190 | $3,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 274 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 125 | $3,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 400 | $3,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 610 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 833 | $3,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 50 | $3,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 300 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 2,000 | $3,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 300 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 45 | $3,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 300 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 21 | $3,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 3,598 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 150 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,800 | $2,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 2,000 | $2,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 600 | $2,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 12,600 | $2,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 39 | $2,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,600 | $2,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 900 | $2,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 600 | $2,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 3,800 | $2,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 6,100 | $2,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 253 | $2,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,500 | $2,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $2,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 50 | $2,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,100 | $2,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 25 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 120 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $2,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $2,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 100 | $2,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 146 | $2,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 134 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,200 | $2,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 100 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 654 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 219 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 200 | $2,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 127 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 23 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 100 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 70 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 20 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 172 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 262 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 28 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 101 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 120 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 36 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 102 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 212 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $2,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 150 | $2,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 165 | $2,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 132 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 800 | $2,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 132 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 165 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 24 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 84 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 163 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 600 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 72 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 300 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 36 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 400 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 85 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 200 | $2,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,300 | $2,000 | thousands by filing date | put |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 200 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,300 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 54 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 12,102 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,000 | $2,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 520 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 55 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 900 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 400 | $2,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 500 | $2,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 124 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 182 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 500 | $2,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $2,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 255 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 113 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,000 | $2,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 600 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,192 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 70 | $2,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,046 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,233 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 100 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 107 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 45 | $2,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 3,500 | $2,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $2,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $2,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $2,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 87 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 350 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 300 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $2,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 170 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 264 | $2,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 400 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 200 | $2,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 100 | $2,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 200 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 150 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 400 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 175 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 100 | $2,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 186 | $2,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 66 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 505 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 25 | $2,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 49 | $2,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 755 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 6,700 | $2,000 | thousands by filing date | call |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 35 | $2,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 50 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 800 | $1,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 100 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 100 | $1,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 1,500 | $1,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 700 | $1,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 900 | $1,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,700 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 100 | $1,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,500 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,500 | $1,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 1,300 | $1,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,900 | $1,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 2,000 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $1,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $1,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $1,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,600 | $1,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $1,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 26 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 49 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 44 | $1,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 600 | $1,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 110 | $1,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 100 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 55 | $1,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 88 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 100 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100 | $1,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 24 | $1,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 500 | $1,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 1,600 | $1,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $1,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $1,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 17 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 89 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 300 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,000 | $1,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 150 | $1,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,000 | $1,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 60 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 200 | $1,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 250 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 85 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 80 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 56 | $1,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 33 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 400 | $1,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 68 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 59 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $1,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $1,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 25 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,000 | $1,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 100 | $1,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 500 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38 | $1,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 22 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 57 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 47 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 124 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 57 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 80 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 150 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 100 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 164 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 250 | $1,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800 | $1,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 49 | $1,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,100 | $1,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $1,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,000 | $1,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300 | $1,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 3,000 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,001 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 3,150 | $1,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 200 | $1,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 38 | $1,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 700 | $1,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 30 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 32 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 53 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 105 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 64 | $1,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 300 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 200 | $1,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 200 | $1,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 200 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 200 | $1,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 2,500 | $1,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 169 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,255 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 312 | $1,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 850 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 50 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $1,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 100 | $1,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 600 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 700 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $1,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $1,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 91 | $1,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 100 | $1,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 299 | $1,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 50 | $1,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 31 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,700 | $1,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 500 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $1,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 125 | $1,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 492 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 739 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 200 | $1,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,000 | $1,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 500 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 70 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 113 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,400 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 208 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 82 | $1,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 300 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 28 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,000 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 157 | $1,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,000 | $1,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,500 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 317 | $1,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 136 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011512 | this filing | 2016-10-12 | acceptance time not in the bulk data set |