13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 4,786 holding rows worth $15,704,875,000.
- Accession
- 0001580642-16-011512
- Filer
- CIK 1540235
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,121 entries on the cover page, a total value of $15,704,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,704,875,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 200 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 106 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 320 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 75 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 205 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 200 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 75 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 400 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 192 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 265 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 203 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 300 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 969 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 500 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 100 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 25 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 290 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $1,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 112 | $1,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 88 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 360 | $1,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 83 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 90 | $1,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 118 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 68 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 400 | $1,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 600 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 15 | $1,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 455 | $1,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 923 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 500 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 810 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 2,167 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 250 | $1,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 714 | $1,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 2,850 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 2,138 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 3,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOYDGAMINGCORP | 103304101 | STOK | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LITHIA MTRS INC COM | 536797103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAPID7 INC COM | 753422104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B & G FOODS INC | 05508R106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LENDINGTREE INC | 52603B107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTREME NETWORKS INC | 30226D106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERNET BANCORP | 320557101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WORLD ACCEP CORPORATION | 981419104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MIDDLESEX WTR CO | 596680108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX101 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOMO INC | 60879B107 | ADR | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINEMAX INC | 567908108 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NANOMETRICS | 630077105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUECAR INC | 89785L107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TESORO CORP | 881609101 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 24,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIFONE SYS INC | 92342Y109 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416T100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTUANT CORP | 00508X203 | CL A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 361 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W204 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Functionx Inc New Com New | 36077T207 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 2,374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 452 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGPEAK INC | 37518Q109 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 512 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011512 | this filing | 2016-10-12 | acceptance time not in the bulk data set |