13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 4,786 holding rows worth $15,704,875,000.
- Accession
- 0001580642-16-011512
- Filer
- CIK 1540235
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,121 entries on the cover page, a total value of $15,704,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,704,875,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMECO CORP COM | 13321L108 | Stock | 9,216 | $79,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,215 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,462 | $79,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,814 | $79,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 5,025 | $79,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $79,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,137 | $79,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,136 | $79,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,375 | $79,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 7,254 | $79,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 16,293 | $79,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,000 | $79,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $79,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,204 | $78,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 985 | $78,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,100 | $78,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,440 | $78,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,501 | $78,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,585 | $78,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,239 | $78,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,630 | $78,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,000 | $78,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,158 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $78,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,200 | $78,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 44,740 | $78,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,536 | $78,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,324 | $78,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 25,200 | $78,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,981 | $77,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,112 | $77,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 5,726 | $77,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,925 | $77,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,078 | $77,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,658 | $77,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,370 | $77,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,335 | $77,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 4,300 | $77,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,842 | $77,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 4,769 | $77,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 70,000 | $77,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,270 | $76,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,521 | $76,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,761 | $76,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $76,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,725 | $76,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,600 | $76,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,000 | $75,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,304 | $75,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,000 | $75,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 6,814 | $75,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 806 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 605 | $75,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,100 | $75,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,510 | $75,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,982 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,331 | $75,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 7,041 | $75,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 65,000 | $75,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,145 | $75,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,421 | $74,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 6,411 | $74,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,052 | $74,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,400 | $74,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,785 | $74,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,689 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,000 | $74,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,500 | $73,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 894 | $73,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,005 | $73,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,855 | $73,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 936 | $73,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,442 | $73,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,514 | $73,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,418 | $73,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 28,000 | $73,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,000 | $73,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 1,813 | $73,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,722 | $72,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,121 | $72,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 8,640 | $72,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,961 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 6,776 | $72,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,344 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,427 | $72,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,142 | $72,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 13,000 | $72,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 30,162 | $72,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 23,710 | $72,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,689 | $72,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 15,000 | $72,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,667 | $71,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,000 | $71,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,049 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,613 | $71,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,000 | $71,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,400 | $71,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,453 | $71,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 4,947 | $71,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,747 | $71,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,483 | $71,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,034 | $70,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 8,327 | $70,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $70,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,654 | $70,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 631 | $70,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,200 | $70,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,271 | $70,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 6,740 | $70,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,200 | $70,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,104 | $70,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,318 | $70,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,680 | $70,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 9,495 | $70,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,802 | $70,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,800 | $69,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,202 | $69,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,428 | $69,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,000 | $69,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,298 | $69,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,160 | $69,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 919 | $68,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 310 | $68,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,413 | $68,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,847 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 4,350 | $68,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,664 | $68,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,634 | $68,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,588 | $68,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 8,102 | $68,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 558 | $68,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,386 | $67,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,282 | $67,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,444 | $67,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,320 | $67,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,235 | $67,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,959 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,221 | $67,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,200 | $67,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,395 | $67,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,592 | $67,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,000 | $67,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 700 | $67,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,746 | $67,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 664 | $66,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,008 | $66,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 610 | $66,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 880 | $66,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,158 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 488 | $66,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,700 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 54,000 | $66,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,110 | $65,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 395 | $65,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,400 | $65,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,500 | $65,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,630 | $65,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,417 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $65,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 2,708 | $65,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 65,000 | $65,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,648 | $64,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,450 | $64,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 839 | $64,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,030 | $64,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,406 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $64,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,593 | $64,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 17,000 | $64,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,994 | $63,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,784 | $63,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,941 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $63,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 701 | $63,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 55,000 | $63,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 20,000 | $63,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,321 | $62,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,198 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,000 | $62,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,000 | $62,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,627 | $62,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 4,514 | $62,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,531 | $62,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 303 | $62,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,300 | $62,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,770 | $62,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,964 | $62,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,581 | $62,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 590 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,000 | $62,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 717 | $62,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 37,000 | $62,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,000 | $61,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 539 | $61,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,740 | $61,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,010 | $61,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 9,778 | $61,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,557 | $61,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,500 | $61,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 7,870 | $61,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,407 | $61,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,675 | $61,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,794 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 5,831 | $61,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,744 | $60,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,000 | $60,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 1,637 | $60,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,182 | $60,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,875 | $60,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,461 | $60,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,588 | $60,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,772 | $60,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,185 | $60,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $60,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 841 | $60,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,256 | $60,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,500 | $60,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 2,700 | $60,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,998 | $60,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,327 | $60,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,268 | $60,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 25,800 | $60,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,832 | $59,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 999 | $59,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,230 | $59,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,256 | $59,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,041 | $59,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 700 | $59,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,200 | $59,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 584 | $59,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,000 | $59,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,735 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,230 | $59,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 50,000 | $59,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 835 | $58,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 523 | $58,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 8,097 | $58,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 835 | $58,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,079 | $58,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 3,288 | $58,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7,500 | $58,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,929 | $58,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,074 | $58,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,700 | $58,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,350 | $58,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,201 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,252 | $58,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $58,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 69,500 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 503 | $57,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 600 | $57,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 900 | $57,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 685 | $57,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,254 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,674 | $57,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,001 | $57,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,500 | $57,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 18,965 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $57,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,654 | $57,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,885 | $57,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,100 | $57,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,884 | $57,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,800 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,273 | $57,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,021 | $57,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 3,158 | $57,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 6,475 | $56,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $56,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 465 | $56,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,250 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $56,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $56,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,184 | $56,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,400 | $56,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 938 | $56,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,180 | $56,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $56,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,296 | $56,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $55,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 543 | $55,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,260 | $55,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,350 | $55,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 4,025 | $55,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,821 | $55,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,000 | $55,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,635 | $55,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,500 | $55,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,100 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 949 | $55,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,630 | $55,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,150 | $54,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,784 | $54,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4,952 | $54,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 913 | $54,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3,979 | $54,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,311 | $54,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 564 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 4,632 | $54,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,950 | $54,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,461 | $54,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,290 | $54,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,164 | $54,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,100 | $53,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 736 | $53,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 366 | $53,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 337 | $53,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,724 | $53,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,000 | $53,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,198 | $53,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 9,084 | $53,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $53,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,116 | $53,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,710 | $53,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,790 | $53,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 3,450 | $53,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $53,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,100 | $53,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 700 | $53,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 425 | $53,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,000 | $53,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,548 | $52,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,216 | $52,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 800 | $52,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,459 | $52,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,824 | $52,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,324 | $52,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,200 | $52,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,925 | $52,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 571 | $52,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,016 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 2,979 | $52,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,555 | $51,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,280 | $51,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,400 | $51,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 432 | $51,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,619 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,918 | $51,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 800 | $51,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,910 | $51,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,472 | $51,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 2,155 | $51,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,100 | $51,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,405 | $51,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 8,500 | $51,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 2,389 | $51,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 13,050 | $51,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $51,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,304 | $50,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 913 | $50,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,605 | $50,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,922 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,010 | $50,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 772 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,616 | $50,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,725 | $50,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $50,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,167 | $50,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,056 | $50,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,248 | $50,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,394 | $50,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,111 | $50,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,289 | $50,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,000 | $50,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,110 | $50,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,300 | $50,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,698 | $50,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,825 | $50,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,604 | $50,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,141 | $50,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,707 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 49,264 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 519 | $49,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,683 | $49,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,550 | $49,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 955 | $49,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,439 | $49,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $49,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,000 | $49,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,345 | $49,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,346 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,900 | $49,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 729 | $49,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 5,684 | $49,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $48,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,380 | $48,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 255 | $48,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,100 | $48,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 946 | $48,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $48,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,502 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,000 | $48,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 720 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,928 | $48,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $48,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,932 | $48,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,325 | $48,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,600 | $48,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,000 | $48,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,267 | $48,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,633 | $48,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $48,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 900 | $48,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,700 | $47,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,396 | $47,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,075 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $47,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,550 | $47,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,488 | $47,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,504 | $47,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,559 | $47,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,100 | $47,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 5,360 | $47,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 928 | $47,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,497 | $47,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 1,500 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 1,410 | $47,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,000 | $47,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $47,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 257 | $46,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 815 | $46,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,668 | $46,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,873 | $46,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,106 | $46,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,000 | $46,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,133 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $46,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 916 | $46,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 27,300 | $46,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,817 | $46,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 25,500 | $46,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 45,000 | $46,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,641 | $45,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,276 | $45,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,371 | $45,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,242 | $45,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 225 | $45,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,182 | $45,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6,091 | $45,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 778 | $45,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,955 | $45,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 670 | $45,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 606 | $45,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,300 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,500 | $45,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,115 | $45,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5,000 | $45,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 413,401 | $45,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,829 | $45,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 40,000 | $45,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,209 | $45,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,713 | $45,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 400 | $45,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,868 | $44,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 628 | $44,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,600 | $44,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,109 | $44,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 702 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,227 | $44,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,103 | $44,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,600 | $44,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 391 | $44,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,643 | $44,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,464 | $44,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,900 | $44,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,111 | $44,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 20,000 | $44,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,092 | $44,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 400 | $44,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 852 | $44,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 320 | $44,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,400 | $44,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 550 | $43,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,004 | $43,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 345 | $43,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,459 | $43,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,770 | $43,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,000 | $43,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,250 | $43,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 636 | $43,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 400 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,050 | $43,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,501 | $43,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 68,867 | $43,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 764 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,022 | $43,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,645 | $43,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 13,066 | $43,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,900 | $43,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 40,000 | $43,000 | thousands by filing date | principal |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 946 | $42,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,164 | $42,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,000 | $42,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,000 | $42,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,888 | $42,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 961 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011512 | this filing | 2016-10-12 | acceptance time not in the bulk data set |