13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 4,786 holding rows worth $15,704,875,000.
- Accession
- 0001580642-16-011512
- Filer
- CIK 1540235
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,121 entries on the cover page, a total value of $15,704,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,704,875,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 16,350 | $168,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,200 | $167,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,290 | $167,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,655 | $167,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,898 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,091 | $167,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,256 | $167,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 7,458 | $167,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 35,626 | $167,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,209 | $166,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 8,228 | $166,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,220 | $165,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,007 | $165,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 7,581 | $165,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,209 | $165,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,226 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,820 | $164,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,000 | $164,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 6,673 | $163,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,525 | $163,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,801 | $163,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,720 | $163,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 7,250 | $163,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,399 | $163,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,793 | $163,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,359 | $163,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,422 | $162,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,008 | $162,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,500 | $162,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,770 | $162,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 35,856 | $162,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 18,373 | $162,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,974 | $161,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,956 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,632 | $161,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,421 | $161,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,897 | $161,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,408 | $161,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,073 | $160,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,858 | $160,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 6,400 | $160,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,596 | $159,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7,485 | $159,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,328 | $158,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,881 | $158,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 5,500 | $158,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78,077 | $158,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,263 | $156,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,366 | $156,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,445 | $156,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,928 | $156,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,753 | $156,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,090 | $156,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,360 | $156,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34,000 | $156,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,531 | $155,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,949 | $155,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,191 | $155,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,378 | $155,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,891 | $154,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,563 | $154,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 6,350 | $154,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,812 | $154,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,190 | $154,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 9,537 | $154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,613 | $154,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,950 | $154,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,802 | $154,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,239 | $153,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,038 | $153,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 9,256 | $153,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 18,000 | $153,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,934 | $153,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,000 | $153,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,409 | $152,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 6,054 | $152,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 9,000 | $152,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,038 | $152,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 17,700 | $152,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,000 | $151,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,592 | $151,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 7,859 | $150,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,642 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 9,928 | $150,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,755 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,235 | $150,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,233 | $149,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,744 | $148,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,333 | $148,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 10,000 | $148,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,656 | $147,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,791 | $147,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,604 | $147,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,584 | $147,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,179 | $146,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,949 | $146,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,065 | $146,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 42,000 | $146,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 6,453 | $146,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,178 | $145,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 9,609 | $145,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,000 | $145,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 6,354 | $144,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 89,717 | $144,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,387 | $144,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,884 | $143,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,736 | $143,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,760 | $143,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,746 | $143,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 296,500 | $142,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 8,088 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,279 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,922 | $142,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,362 | $141,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 7,018 | $141,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,707 | $141,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,129 | $141,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,995 | $140,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,986 | $140,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,810 | $140,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,876 | $139,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,013 | $139,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,200 | $139,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 9,189 | $139,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,500 | $139,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 7,215 | $139,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,424 | $138,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,752 | $138,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,500 | $138,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,277 | $138,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 23,288 | $138,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,897 | $138,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,144 | $137,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,097 | $137,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,746 | $137,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,956 | $137,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,106 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,401 | $136,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 6,282 | $136,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,915 | $135,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,500 | $135,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 919 | $134,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 949 | $134,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,830 | $134,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,338 | $134,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,838 | $134,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 26,350 | $134,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,890 | $133,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,400 | $133,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 8,449 | $133,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,772 | $133,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,790 | $133,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,581 | $133,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,767 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 9,768 | $133,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,695 | $133,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,000 | $132,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,452 | $132,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,448 | $132,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,139 | $132,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,056 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 3,160 | $131,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,348 | $130,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,504 | $130,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,216 | $130,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,319 | $130,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,656 | $129,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $129,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,500 | $129,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,200 | $128,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,018 | $128,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,814 | $128,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 9,090 | $128,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 26,500 | $128,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,299 | $127,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,587 | $127,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,470 | $127,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 9,931 | $127,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,400 | $127,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 984 | $127,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,716 | $127,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,491 | $127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,592 | $127,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 4,458 | $127,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 3,273 | $127,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 351 | $126,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 9,462 | $126,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 6,223 | $126,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,962 | $125,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,590 | $125,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,810 | $125,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,741 | $125,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,084 | $125,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,085 | $125,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,420 | $125,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,113 | $124,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,326 | $124,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,685 | $124,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,804 | $124,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 7,364 | $124,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,257 | $124,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,064 | $124,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,019 | $124,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 794 | $124,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 14,486 | $124,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,535 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,578 | $123,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,590 | $122,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,175 | $122,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,757 | $122,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 772 | $122,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,700 | $122,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,000 | $122,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,550 | $122,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,641 | $122,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 8,500 | $122,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,093 | $121,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,775 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,001 | $121,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 5,832 | $121,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,995 | $121,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,648 | $121,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,500 | $121,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 6,053 | $120,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 8,100 | $120,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,366 | $120,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,334 | $119,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,839 | $119,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 9,300 | $119,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 4,012 | $119,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,133 | $118,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 647 | $118,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,425 | $118,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,803 | $118,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 22,438 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,600 | $118,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 130,376 | $118,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,640 | $118,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 683 | $117,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,057 | $117,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,566 | $117,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,755 | $117,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,700 | $117,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 18,293 | $117,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,200 | $117,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 12,370 | $117,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,100 | $117,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 127,400 | $117,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,965 | $116,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 6,594 | $116,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,886 | $116,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,288 | $116,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,623 | $116,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,745 | $116,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,325 | $115,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,900 | $115,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,487 | $115,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,318 | $115,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 4,948 | $114,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,563 | $114,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 87 | $114,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,233 | $114,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,243 | $114,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,940 | $114,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 4,314 | $114,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,024 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,436 | $113,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,148 | $113,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,215 | $113,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,201 | $113,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,600 | $113,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 537 | $112,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,107 | $112,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,409 | $112,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,884 | $112,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,156 | $112,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,530 | $112,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,643 | $112,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,150 | $112,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 6,512 | $112,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 17,999 | $112,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 867 | $111,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,203 | $111,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 49,700 | $111,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,852 | $111,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,969 | $110,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 2,725 | $110,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,000 | $110,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $110,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $109,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,837 | $109,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,973 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,489 | $109,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,098 | $109,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,400 | $109,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,998 | $109,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 24,400 | $108,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,681 | $108,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,490 | $108,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,236 | $108,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,950 | $108,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,193 | $107,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,034 | $106,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 6,051 | $106,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,160 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,179 | $106,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,324 | $106,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,009 | $106,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,900 | $106,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 22,945 | $106,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,413 | $105,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 973 | $105,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,942 | $105,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,716 | $105,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,228 | $105,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 4,925 | $105,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,540 | $105,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 31,800 | $105,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,860 | $105,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 25,025 | $105,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,073 | $104,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,283 | $104,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,365 | $104,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 7,783 | $104,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,817 | $104,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,038 | $104,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,051 | $104,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,300 | $104,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 50,200 | $104,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,309 | $103,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,269 | $103,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,386 | $103,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,200 | $103,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 13,500 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,471 | $102,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,223 | $102,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,244 | $102,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,155 | $101,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,407 | $101,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,790 | $101,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,923 | $101,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,548 | $101,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,369 | $101,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,152 | $101,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $101,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,543 | $100,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,999 | $100,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,704 | $100,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 6,006 | $100,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,961 | $100,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,355 | $99,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,853 | $99,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,900 | $99,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,844 | $99,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,023 | $99,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,000 | $99,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,600 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 4,700 | $99,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,062 | $98,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 663 | $98,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,073 | $98,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 836 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 3,600 | $98,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,200 | $98,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 70,000 | $98,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,000 | $97,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,481 | $97,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,700 | $97,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,532 | $96,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 4,923 | $96,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 8,735 | $96,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,930 | $96,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6,250 | $96,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,625 | $96,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,688 | $96,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,011 | $95,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,126 | $95,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 3,444 | $95,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 55,500 | $95,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,556 | $94,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,889 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $94,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,100 | $94,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,597 | $94,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,175 | $94,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,911 | $94,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,795 | $94,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,525 | $94,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,091 | $94,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $94,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,479 | $93,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,642 | $93,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,154 | $93,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,509 | $93,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 8,583 | $93,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,668 | $93,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,450 | $93,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 6,700 | $93,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,995 | $92,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 9,923 | $92,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,000 | $92,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,726 | $92,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,053 | $92,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,308 | $92,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,095 | $92,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,000 | $92,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 5,041 | $92,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,950 | $91,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,341 | $91,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,166 | $91,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 5,580 | $91,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 593 | $91,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 5,895 | $91,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,891 | $91,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,950 | $91,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 2,703 | $91,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,686 | $91,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,222 | $90,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,693 | $90,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,333 | $90,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,550 | $90,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,604 | $90,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 4,196 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 5,924 | $90,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,723 | $89,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 8,611 | $89,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,243 | $89,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,000 | $89,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,300 | $89,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,300 | $89,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,802 | $89,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $89,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,520 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 3,697 | $89,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 5,338 | $89,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 941 | $88,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,000 | $88,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,634 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 5,297 | $88,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,366 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $88,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,728 | $88,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,011 | $88,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 77,800 | $88,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,621 | $87,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,880 | $87,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 5,586 | $87,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,270 | $87,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,803 | $87,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,777 | $87,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,200 | $87,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,147 | $87,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,393 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,583 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 4,165 | $86,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50,200 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,602 | $86,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,977 | $86,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,080 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,290 | $85,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,600 | $85,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 19,693 | $85,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,037 | $84,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,012 | $84,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $83,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,181 | $83,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,421 | $83,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,506 | $83,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,963 | $83,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,970 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 725 | $82,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 7,462 | $82,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,310 | $82,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,542 | $82,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,750 | $82,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,175 | $82,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 4,280 | $82,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,700 | $82,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,688 | $81,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,408 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,933 | $81,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 3,039 | $81,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,651 | $81,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,335 | $81,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,052 | $81,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,563 | $81,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,362 | $81,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,042 | $81,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 7,900 | $81,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,595 | $80,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,200 | $80,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,889 | $80,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 4,220 | $80,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,815 | $80,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,586 | $80,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 17,192 | $80,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 8,646 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,928 | $80,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 4,574 | $80,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 860 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011512 | this filing | 2016-10-12 | acceptance time not in the bulk data set |