13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-12, with 4,557 holding rows worth $13,812,074,000.
- Accession
- 0001580642-16-009717
- Filer
- CIK 1540235
- Filed
- 2016-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,820 entries on the cover page, a total value of $13,812,074,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,812,074,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,000 | $30,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 287 | $30,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,066 | $30,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,500 | $30,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,000 | $30,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 725 | $30,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 943 | $30,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,951 | $30,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,000 | $30,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,200 | $30,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 21,987 | $30,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,200 | $29,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 699 | $29,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 396 | $29,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 500 | $29,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,753 | $29,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,352 | $29,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,850 | $29,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,190 | $29,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,450 | $29,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,000 | $29,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,213 | $29,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,369 | $29,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,026 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 603 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,225 | $29,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 78,818 | $29,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,115 | $29,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,300 | $29,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 16,600 | $29,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,225 | $29,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 27,300 | $29,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,198 | $29,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $29,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 860 | $29,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 826 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 500 | $29,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,853 | $29,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 550 | $29,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,238 | $28,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 350 | $28,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 530 | $28,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,000 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,812 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,000 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 704 | $28,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,104 | $28,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 313 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,617 | $28,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 614 | $28,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,636 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 899 | $28,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,395 | $28,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,169 | $28,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 3,654 | $28,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 5,624 | $28,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,395 | $28,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,528 | $28,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,221 | $28,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,000 | $28,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,888 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 237 | $27,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,436 | $27,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,846 | $27,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 285 | $27,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 500 | $27,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,088 | $27,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,494 | $27,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,042 | $27,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,094 | $27,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,353 | $27,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,857 | $27,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 260 | $27,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 313 | $27,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,705 | $27,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,300 | $27,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 462 | $27,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,356 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 756 | $27,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,102 | $27,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 1,306 | $27,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 274 | $27,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,450 | $27,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,918 | $27,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5,000 | $27,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,000 | $27,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,500 | $27,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 544 | $27,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 5,000 | $27,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P116 | *W EXP 06/19/202 | 149,570 | $27,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 260 | $26,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 237 | $26,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,930 | $26,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $26,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,500 | $26,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,140 | $26,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,875 | $26,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,785 | $26,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,300 | $26,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,750 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,066 | $26,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,000 | $26,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,864 | $26,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 759 | $26,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,536 | $26,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 584 | $26,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,106 | $26,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 674 | $26,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 237 | $26,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 613 | $26,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,533 | $26,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 489 | $26,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 22,500 | $26,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 700 | $26,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 482 | $26,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,135 | $26,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,160 | $26,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,549 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $26,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 57,100 | $26,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 772 | $26,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,902 | $26,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,200 | $26,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 175,000 | $25,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,697 | $25,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 482 | $25,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 136 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,315 | $25,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 451 | $25,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $25,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 430 | $25,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,268 | $25,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,004 | $25,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,713 | $25,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,051 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,100 | $25,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,050 | $25,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 586 | $25,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 700 | $25,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,500 | $25,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 711 | $25,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 429 | $25,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,151 | $25,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 422 | $25,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $25,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 4,386 | $25,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 402 | $25,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 690 | $24,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 309 | $24,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 752 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 885 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 639 | $24,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,873 | $24,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 601 | $24,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,149 | $24,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 753 | $24,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 330 | $24,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,112 | $24,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 399 | $24,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 418 | $24,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 5,204 | $24,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $24,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 400 | $24,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,100 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 700 | $24,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $24,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,038 | $24,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 11,372 | $24,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $24,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,260 | $24,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,775 | $24,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,300 | $24,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,940 | $24,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,910 | $24,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,900 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,633 | $24,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 3,100 | $24,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,400 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $24,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,655 | $24,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 5,544 | $24,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 625 | $23,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 514 | $23,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,000 | $23,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 522 | $23,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,600 | $23,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $23,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,750 | $23,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $23,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,100 | $23,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 4,016 | $23,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 525 | $23,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,239 | $23,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,802 | $23,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,123 | $23,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,184 | $23,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 22,000 | $23,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 5,166 | $23,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,943 | $23,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,415 | $23,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,500 | $23,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 491 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 2,100 | $23,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 7,800 | $23,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,517 | $23,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,004 | $23,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 400 | $23,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 501 | $23,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,902 | $23,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,200 | $22,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,600 | $22,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 1,183 | $22,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 444 | $22,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,480 | $22,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,000 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 960 | $22,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 391 | $22,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,301 | $22,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,149 | $22,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 617 | $22,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $22,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 250 | $22,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 470 | $22,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,418 | $22,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 558 | $22,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,889 | $22,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,000 | $22,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 807 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 432 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 900 | $22,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 475 | $22,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 658 | $22,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,525 | $22,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,052 | $22,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,000 | $22,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $22,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 3,500 | $22,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 173 | $22,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 8,000 | $22,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 300 | $22,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $21,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 821 | $21,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 645 | $21,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 286 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 993 | $21,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 339 | $21,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 41 | $21,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 245 | $21,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 499 | $21,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,562 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,600 | $21,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 733 | $21,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 305 | $21,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,528 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 704 | $21,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 510 | $21,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,600 | $21,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,866 | $21,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 750 | $21,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,500 | $21,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,178 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 575 | $21,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 800 | $21,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 801 | $21,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,300 | $21,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $21,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 400 | $21,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 225 | $21,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 363 | $21,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $21,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 750 | $21,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,767 | $21,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 2,000 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 2,108 | $21,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,078 | $21,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,201 | $21,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 662 | $21,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,400 | $20,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 1,500 | $20,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 287 | $20,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 617 | $20,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,214 | $20,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 8,781 | $20,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 770 | $20,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 787 | $20,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $20,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,500 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,374 | $20,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 960 | $20,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 390 | $20,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 450 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $20,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,400 | $20,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 501 | $20,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 353 | $20,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,085 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 535 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 500 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,508 | $20,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,169 | $20,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,106 | $20,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,595 | $20,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,600 | $20,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,078 | $20,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $20,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,533 | $20,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 746 | $20,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,000 | $20,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 522 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 231 | $20,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $20,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,100 | $20,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 500 | $20,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,125 | $20,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,806 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 2,500 | $20,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $19,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,170 | $19,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 350 | $19,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 600 | $19,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 900 | $19,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 500 | $19,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 321 | $19,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,344 | $19,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,300 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 447 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $19,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,100 | $19,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,430 | $19,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 801 | $19,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 350 | $19,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,386 | $19,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,900 | $19,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,134 | $19,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 809 | $19,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,800 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 627 | $19,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 5,000 | $19,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,992 | $19,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,022 | $19,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,689 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,659 | $19,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,000 | $19,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,026 | $19,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,589 | $19,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $19,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,848 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 598 | $19,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 2,150 | $19,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 422 | $18,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 385 | $18,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 676 | $18,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 37 | $18,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 37,260 | $18,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 825 | $18,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 379 | $18,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 528 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,055 | $18,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 800 | $18,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,269 | $18,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,225 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $18,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,070 | $18,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 452 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 250 | $18,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $18,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,300 | $18,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $18,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,884 | $18,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 806 | $18,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 502 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,200 | $18,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $18,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $18,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,500 | $18,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $18,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $18,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,000 | $18,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,200 | $18,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $18,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $18,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,198 | $17,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 446 | $17,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 278 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,358 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 198 | $17,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 500 | $17,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 374 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,000 | $17,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,064 | $17,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 285 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 500 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 700 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 500 | $17,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,799 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 913 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 750 | $17,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 700 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,500 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $17,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 800 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,000 | $17,000 | thousands by filing date | principal |
| HORTONWORKS INC | 440894103 | COM | 1,618 | $17,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 100 | $17,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 681 | $17,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $17,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,065 | $17,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,706 | $17,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,600 | $17,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,078 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $17,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $17,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 18,000 | $17,000 | thousands by filing date | principal |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,289 | $17,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,200 | $16,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 831 | $16,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 950 | $16,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $16,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 270 | $16,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 200 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 301 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 500 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $16,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 223 | $16,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,012 | $16,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,193 | $16,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 684 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 400 | $16,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 312 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 250 | $16,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 502 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 199 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 864 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 688 | $16,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 600 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,277 | $16,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 496 | $16,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 575 | $16,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 764 | $16,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,574 | $16,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,400 | $16,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,156 | $16,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $16,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 950 | $16,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $16,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 600 | $16,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 874 | $16,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 3,740 | $16,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 20,000 | $16,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 370 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 235 | $15,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $15,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 600 | $15,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 460 | $15,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,123 | $15,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 975 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,079 | $15,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 623 | $15,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $15,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 350 | $15,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,000 | $15,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 960 | $15,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 537 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 892 | $15,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 5,000 | $15,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,000 | $15,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 550 | $15,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 451 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 237 | $15,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $15,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 511 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 500 | $15,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,500 | $15,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 912 | $15,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 500 | $15,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 600 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-009717 | this filing | 2016-07-12 | acceptance time not in the bulk data set |