13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-12, with 4,557 holding rows worth $13,812,074,000.
- Accession
- 0001580642-16-009717
- Filer
- CIK 1540235
- Filed
- 2016-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,820 entries on the cover page, a total value of $13,812,074,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,812,074,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITEK SYS INC | 606710200 | COM NEW | 8,640 | $61,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,531 | $61,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,512 | $61,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 5,684 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 2,459 | $61,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 4,520 | $61,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,523 | $60,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 864 | $60,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $60,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,146 | $60,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $60,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 880 | $60,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,200 | $60,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,770 | $60,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,788 | $60,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,639 | $60,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 9,857 | $60,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 5,700 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 625 | $59,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,206 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,183 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 526 | $59,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,141 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,690 | $59,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,000 | $59,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,516 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,750 | $59,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,190 | $59,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 33,000 | $59,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,000 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,782 | $58,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,086 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,961 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,949 | $58,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,023 | $58,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,071 | $58,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,135 | $58,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,492 | $58,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 7,102 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,252 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $58,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 54,000 | $58,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,033 | $57,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,818 | $57,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $57,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,928 | $57,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 801 | $57,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 342 | $57,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,182 | $57,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,450 | $57,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 835 | $57,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,618 | $57,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,588 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,821 | $57,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 920 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,272 | $57,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 17,293 | $57,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 15,000 | $57,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,389 | $56,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,079 | $56,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,500 | $56,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,592 | $56,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,614 | $56,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $56,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,276 | $56,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,383 | $56,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $56,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,495 | $56,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,998 | $56,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,883 | $56,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,790 | $55,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,381 | $55,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 600 | $55,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,637 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $55,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $55,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,365 | $55,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,913 | $55,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,100 | $55,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,096 | $55,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7,300 | $55,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $55,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,527 | $55,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,000 | $55,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 3,450 | $55,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,405 | $55,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,600 | $55,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,328 | $54,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $54,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,684 | $54,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,260 | $54,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 765 | $54,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,000 | $54,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,039 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,695 | $54,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 700 | $54,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,900 | $54,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $54,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,141 | $54,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 797 | $53,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 800 | $53,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,548 | $53,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,116 | $53,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 5,163 | $53,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 802 | $53,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,437 | $53,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,000 | $53,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,185 | $53,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,313 | $53,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,900 | $53,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 3,352 | $53,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $52,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 6,751 | $52,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 371 | $52,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,762 | $52,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,385 | $52,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 6,720 | $52,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $52,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,000 | $51,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,762 | $51,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 800 | $51,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,724 | $51,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 501 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $51,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $51,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 908 | $51,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,038 | $51,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,993 | $51,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,300 | $51,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,000 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 949 | $51,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,500 | $51,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 782 | $50,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 6,078 | $50,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,052 | $50,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 606 | $50,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,143 | $50,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,422 | $50,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,461 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 425 | $50,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 700 | $50,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,000 | $49,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 523 | $49,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 712 | $49,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 286 | $49,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,218 | $49,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,809 | $49,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,293 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $49,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,547 | $49,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,350 | $49,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,063 | $49,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,381 | $49,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,971 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,010 | $49,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,117 | $48,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 400 | $48,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 845 | $48,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 268 | $48,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,475 | $48,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,400 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,928 | $48,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 575 | $48,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,100 | $48,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 729 | $48,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 2,666 | $48,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,000 | $47,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,400 | $47,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,269 | $47,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,620 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 975 | $47,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,000 | $47,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,809 | $47,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $47,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 720 | $47,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 30,000 | $47,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,892 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,625 | $47,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 500 | $47,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 405 | $46,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,224 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 466 | $46,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $46,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,230 | $46,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,553 | $46,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,567 | $46,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,838 | $46,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,567 | $46,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,504 | $46,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,558 | $46,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,193 | $46,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,300 | $46,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 3,738 | $46,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 8,382 | $45,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,334 | $45,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,249 | $45,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,601 | $45,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,710 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,673 | $45,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 419 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,500 | $45,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,047 | $45,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,550 | $45,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,728 | $45,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,991 | $45,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $45,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $45,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $45,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,700 | $44,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 590 | $44,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,510 | $44,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,224 | $44,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,272 | $44,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 842 | $44,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,150 | $44,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 455 | $44,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 768 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 704 | $44,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,900 | $44,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,695 | $44,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,181 | $44,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,195 | $44,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,459 | $44,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 41,300 | $44,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,530 | $44,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,809 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 925 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $44,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,550 | $44,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,068 | $44,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,198 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,717 | $44,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 9,700 | $44,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,389 | $44,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,980 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 2,120 | $44,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,036 | $43,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $43,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 885 | $43,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $43,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4,579 | $43,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,567 | $43,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,371 | $43,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,500 | $43,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,443 | $43,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,034 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,495 | $43,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 686 | $43,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,242 | $43,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,000 | $43,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 3,512 | $43,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $43,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 981 | $43,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,600 | $43,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 16,621 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,000 | $43,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,713 | $43,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,968 | $42,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 759 | $42,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 550 | $42,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,289 | $42,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,000 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 519 | $42,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 652 | $42,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,865 | $42,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,700 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,000 | $42,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,227 | $42,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,141 | $42,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,728 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $42,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,014 | $42,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,330 | $42,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 574 | $42,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,900 | $42,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,267 | $42,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 504 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,599 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $42,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 1,500 | $42,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 942 | $41,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,069 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 47,200 | $41,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,164 | $41,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,364 | $41,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,950 | $41,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 478 | $41,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,455 | $41,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,104 | $41,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,810 | $41,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 973 | $41,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $41,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,500 | $40,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 229 | $40,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,363 | $40,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 395 | $40,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,547 | $40,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 727 | $40,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,109 | $40,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $40,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,777 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $40,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,111 | $40,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 644 | $40,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,245 | $40,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,132 | $40,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 375 | $40,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 7,500 | $40,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,478 | $40,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $40,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,380 | $39,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,469 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,287 | $39,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,598 | $39,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,601 | $39,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,886 | $39,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 268 | $39,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,033 | $39,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,184 | $39,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,504 | $39,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $39,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,600 | $39,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 35,000 | $39,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 397 | $38,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 853 | $38,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 496 | $38,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,291 | $38,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,125 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $38,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $38,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,396 | $38,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,324 | $38,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,024 | $38,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,108 | $38,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,764 | $38,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,010 | $38,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 182 | $38,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,000 | $38,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,000 | $38,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $38,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,515 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,100 | $38,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $38,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,501 | $38,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,346 | $38,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,500 | $38,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 14,600 | $38,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,100 | $37,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 517 | $37,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 900 | $37,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 700 | $37,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 659 | $37,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,731 | $37,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 23,000 | $37,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,556 | $37,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $37,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $37,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,625 | $37,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,309 | $37,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,360 | $37,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,166 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 354 | $36,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 263 | $36,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,564 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,491 | $36,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,106 | $36,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,015 | $36,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,117 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,400 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,388 | $36,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,973 | $36,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,993 | $36,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,500 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,024 | $36,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,458 | $36,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 571 | $36,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 900 | $36,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,497 | $36,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,480 | $36,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,462 | $36,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,548 | $36,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,320 | $36,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 30,550 | $36,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 3,300 | $36,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 2,960 | $36,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 765 | $35,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,500 | $35,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 600 | $35,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,350 | $35,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,212 | $35,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,688 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,010 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,443 | $35,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,023 | $35,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 404 | $35,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $35,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,623 | $35,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,478 | $35,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,417 | $35,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,259 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $35,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 57,000 | $35,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 11,721 | $35,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 23,000 | $35,000 | thousands by filing date | principal |
| KEMPHARM INC COM NEW | 488445107 | Stock | 8,794 | $35,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,250 | $34,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,000 | $34,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,498 | $34,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $34,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $34,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,000 | $34,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,172 | $34,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,471 | $34,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,277 | $34,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,222 | $34,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,600 | $34,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 23,000 | $34,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 19,098 | $34,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 17,500 | $34,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 657 | $33,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,536 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,000 | $33,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 614 | $33,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,000 | $33,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,813 | $33,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,202 | $33,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 688 | $33,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,543 | $33,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,300 | $33,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 3,100 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 471 | $33,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,592 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 860 | $33,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,897 | $33,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 29,000 | $33,000 | thousands by filing date | principal |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 864 | $33,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 1,070 | $33,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 272 | $32,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 486 | $32,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,673 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,971 | $32,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,930 | $32,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 550 | $32,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,354 | $32,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,002 | $32,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,818 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $32,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $32,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 850 | $32,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 880 | $32,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,121 | $32,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,000 | $32,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 32,290 | $32,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,600 | $32,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 7,550 | $32,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,000 | $32,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,900 | $31,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 5,053 | $31,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,873 | $31,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,292 | $31,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,417 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 285 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 174 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,883 | $31,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,000 | $31,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,639 | $31,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $31,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 400 | $31,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 2,300 | $31,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,000 | $31,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,622 | $31,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,344 | $31,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 805 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,775 | $31,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,811 | $31,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,875 | $31,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 2,050 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,988 | $31,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 91,741 | $31,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 236 | $30,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,226 | $30,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 210 | $30,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,200 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $30,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 2,845 | $30,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,067 | $30,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 548 | $30,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,963 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,432 | $30,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,848 | $30,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,111 | $30,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,591 | $30,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $30,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,300 | $30,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 833 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 526 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-009717 | this filing | 2016-07-12 | acceptance time not in the bulk data set |