13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-12, with 4,557 holding rows worth $13,812,074,000.
- Accession
- 0001580642-16-009717
- Filer
- CIK 1540235
- Filed
- 2016-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,820 entries on the cover page, a total value of $13,812,074,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,812,074,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,112 | $7,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 400 | $7,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 3,049 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000 | $7,000 | thousands by filing date | principal |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 447 | $7,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 179 | $7,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,800 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7,000 | $7,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 7,000 | $7,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 7,000 | $7,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,820 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 300 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 7,000 | $7,000 | thousands by filing date | principal |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 500 | $7,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,400 | $6,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 105 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $6,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $6,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 100 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,100 | $6,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 466 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 450 | $6,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $6,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 200 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 120 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 202 | $6,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,000 | $6,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 140 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,100 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,265 | $6,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 650 | $6,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 209 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 168 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 717 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 177 | $6,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 400 | $6,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 400 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 400 | $6,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,400 | $6,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 108 | $6,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $6,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 335 | $6,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 364 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 300 | $6,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 300 | $6,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 90 | $6,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 300 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,100 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,400 | $6,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 295 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 265 | $6,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $6,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,320 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 125 | $6,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 353 | $6,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,300 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,500 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,116 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 599 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 375 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 157 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 200 | $6,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 600 | $6,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 6,000 | $6,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,557 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 309 | $6,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,000 | $6,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,255 | $6,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 14,000 | $6,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $6,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 732 | $6,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 415 | $6,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $6,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 650 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | principal |
| CGG SPONS ADR | 12531Q105 | ADR | 8,820 | $6,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 97 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,000 | $6,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 106 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 900 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,000 | $6,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 250 | $6,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 806 | $6,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 653 | $6,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,000 | $6,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 411 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,000 | $6,000 | thousands by filing date | principal |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,000 | $6,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 10,644 | $6,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 13,165 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 258 | $5,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $5,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 500 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $5,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 95 | $5,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 64 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 400 | $5,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,200 | $5,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 58 | $5,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 284 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 156 | $5,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 108 | $5,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 210 | $5,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 180 | $5,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,388 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $5,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 92 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 182 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $5,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 200 | $5,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 25 | $5,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 129 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 60 | $5,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 300 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 482 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 200 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 98 | $5,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $5,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 500 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 142 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 216 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $5,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 391 | $5,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $5,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 105 | $5,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,600 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 173 | $5,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 850 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $5,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 4,500 | $5,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 2,000 | $5,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 208 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 100 | $5,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 173 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 341 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $5,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 920 | $5,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 302 | $5,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 133 | $5,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 105 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,300 | $5,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $5,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 197 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $5,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,585 | $5,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 339 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,010 | $5,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,900 | $5,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 302 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 439 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 721 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 956 | $5,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 200 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 262 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 142 | $5,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 310 | $5,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 35 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $5,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 683 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 331 | $5,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 200 | $5,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,410 | $5,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 511 | $5,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 200 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 250 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 310 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 6,000 | $5,000 | thousands by filing date | principal |
| Deutsche Global High Income | 25158V108 | 0 | 601 | $5,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 1,020 | $5,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,000 | $5,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 3,598 | $5,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 955 | $5,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 3,237 | $5,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 200 | $5,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300 | $5,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 100 | $4,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,000 | $4,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 79 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $4,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 500 | $4,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,000 | $4,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 438 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,600 | $4,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 54 | $4,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 46 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 118 | $4,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $4,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 200 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $4,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 70 | $4,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 36 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $4,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 500 | $4,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 118 | $4,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 34 | $4,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 46 | $4,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 124 | $4,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 100 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 58 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,743 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 100 | $4,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 42 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 172 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 389 | $4,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $4,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 33 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 217 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 901 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 200 | $4,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 150 | $4,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 320 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 136 | $4,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 450 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 140 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 425 | $4,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 200 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 295 | $4,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 164 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 786 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 278 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 150 | $4,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,130 | $4,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 80 | $4,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 780 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,000 | $4,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 400 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,000 | $4,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 35 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 385 | $4,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,950 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 227 | $4,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $4,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 200 | $4,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 12,102 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 560 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 6,250 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 300 | $4,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250 | $4,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,311 | $4,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 17,000 | $4,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 160 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 90 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 17,866 | $4,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 100 | $4,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 300 | $4,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 94 | $4,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,050 | $4,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,334 | $4,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 315 | $4,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 500 | $4,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 300 | $4,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,000 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,292 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 700 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,300 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 13,500 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 88 | $4,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 284 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 6,850 | $4,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,000 | $4,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $4,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $4,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 754 | $4,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,007 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $4,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 286 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 125 | $4,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $4,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 150 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,000 | $4,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 50 | $4,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 2,155 | $4,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 300 | $4,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 249 | $4,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $4,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $4,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 200 | $4,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 159 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $4,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 300 | $4,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $4,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 262 | $4,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,000 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $3,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $3,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 9,500 | $3,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,100 | $3,000 | thousands by filing date | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 101 | $3,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 30 | $3,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 100 | $3,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 265 | $3,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $3,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $3,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 300 | $3,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 160 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 300 | $3,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 32 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 115 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $3,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 62 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 475 | $3,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $3,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 103 | $3,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 200 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 218 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 22 | $3,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 101 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $3,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 52 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 200 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 217 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 100 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 192 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 25 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 300 | $3,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 888 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 44 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,179 | $3,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 664 | $3,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 100 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 110 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 100 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 120 | $3,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $3,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 200 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 600 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 217 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,190 | $3,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 2,400 | $3,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 950 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $3,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $3,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $3,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $3,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 900 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,200 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 62 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 114 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 143 | $3,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $3,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,404 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 90 | $3,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 6,084 | $3,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 100 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 500 | $3,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 250 | $3,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $3,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 207 | $3,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 300 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,361 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 175 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $3,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 500 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $3,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 79 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 100 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 16 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $3,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $3,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 225 | $3,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 2,083 | $3,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 2,000 | $3,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 2,000 | $3,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 200 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 45 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 1,381 | $3,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 200 | $3,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $2,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 600 | $2,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $2,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $2,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 104 | $2,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 40 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 7 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $2,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $2,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 49 | $2,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 318 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,000 | $2,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $2,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 61 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 53 | $2,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 37 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 57 | $2,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 100 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-009717 | this filing | 2016-07-12 | acceptance time not in the bulk data set |