13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-12, with 4,557 holding rows worth $13,812,074,000.
- Accession
- 0001580642-16-009717
- Filer
- CIK 1540235
- Filed
- 2016-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,820 entries on the cover page, a total value of $13,812,074,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,812,074,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CST BRANDS INC | 12646R105 | COM | 3,010 | $130,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,716 | $130,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,811 | $130,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,970 | $129,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,441 | $129,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,300 | $129,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,800 | $129,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,232 | $129,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 8,318 | $129,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,500 | $129,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 20,427 | $129,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 3,340 | $129,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,730 | $128,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,064 | $128,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,607 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,318 | $128,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,696 | $128,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,702 | $128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,390 | $128,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,362 | $127,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,374 | $127,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 33,000 | $127,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 6,575 | $127,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,521 | $126,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 883 | $126,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,300 | $126,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,573 | $126,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,964 | $126,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,640 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,478 | $125,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,420 | $125,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,511 | $125,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,962 | $125,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,981 | $124,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,621 | $124,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 18,688 | $124,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 26,500 | $124,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,200 | $123,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,773 | $123,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,732 | $123,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 47,823 | $123,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,017 | $123,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,744 | $123,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,706 | $123,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,332 | $122,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,689 | $122,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,931 | $121,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,927 | $121,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,400 | $121,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 7,335 | $121,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 24,500 | $121,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 12,857 | $121,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,209 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,482 | $120,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 4,485 | $120,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,954 | $120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,455 | $119,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 22,396 | $119,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,460 | $119,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,337 | $119,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 204,400 | $119,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 4,276 | $119,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,814 | $118,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,981 | $118,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,055 | $118,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,434 | $118,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 8,006 | $118,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,979 | $117,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,702 | $117,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,324 | $117,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $117,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,650 | $116,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,755 | $116,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,821 | $116,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,273 | $116,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,076 | $116,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,504 | $115,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,073 | $115,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,969 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,560 | $115,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,750 | $115,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,100 | $115,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 8,626 | $115,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,280 | $115,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,764 | $115,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,804 | $115,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 172,640 | $115,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,039 | $114,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,406 | $114,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,693 | $114,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 997 | $114,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,690 | $114,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 5,335 | $114,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,482 | $113,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,481 | $113,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,750 | $113,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 9,588 | $113,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 8,500 | $113,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,312 | $112,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,925 | $112,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,442 | $112,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 7,348 | $112,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 5,342 | $112,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,585 | $112,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 3,416 | $112,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,381 | $112,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,600 | $112,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 5,465 | $112,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,990 | $112,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,440 | $111,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 7,490 | $111,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,467 | $111,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,270 | $111,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,374 | $111,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,858 | $111,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,136 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,959 | $110,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 7,430 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,600 | $110,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 4,790 | $110,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,120 | $110,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,364 | $110,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,127 | $110,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,085 | $110,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 30,000 | $110,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,280 | $109,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 30,099 | $109,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,884 | $109,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,100 | $109,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 23,100 | $109,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 650 | $108,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 6,651 | $108,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,233 | $108,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,595 | $107,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,354 | $107,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 867 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,414 | $107,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 82 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,297 | $107,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 8,412 | $107,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,159 | $106,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,838 | $106,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,136 | $106,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 7,760 | $106,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,579 | $105,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,668 | $105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,082 | $105,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 56,200 | $105,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,378 | $105,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 10,883 | $105,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,097 | $105,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 6,648 | $105,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $105,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 547 | $104,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,390 | $104,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,160 | $104,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,386 | $104,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,970 | $104,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,330 | $103,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,886 | $103,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 9,198 | $103,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,875 | $102,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,686 | $102,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,902 | $102,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 3,250 | $102,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 8,854 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,975 | $102,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,756 | $101,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,980 | $101,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,392 | $101,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,907 | $101,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,912 | $101,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,821 | $101,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,552 | $101,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,938 | $100,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,000 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $100,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 7,304 | $100,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,353 | $100,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,000 | $100,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,429 | $100,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,000 | $100,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,200 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 2,113 | $99,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $99,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $99,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,494 | $99,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,465 | $99,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,386 | $99,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,403 | $98,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 663 | $98,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 5,000 | $98,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,952 | $98,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 5,133 | $98,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,154 | $97,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 7,482 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,442 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,178 | $97,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 6,276 | $97,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 4,500 | $97,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,619 | $97,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,400 | $97,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,085 | $96,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,566 | $96,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 5,250 | $96,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,207 | $96,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,600 | $96,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 50,200 | $96,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,100 | $96,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 5,435 | $96,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 700 | $95,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,681 | $95,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,682 | $94,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,547 | $94,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 81,407 | $94,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,000 | $94,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,317 | $93,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,154 | $93,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 8,396 | $93,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,100 | $93,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $93,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,220 | $92,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,059 | $92,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,535 | $92,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,800 | $92,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,800 | $92,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 9,872 | $92,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $92,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,700 | $92,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,000 | $92,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,700 | $91,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $91,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 5,284 | $91,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 922 | $90,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,300 | $90,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,100 | $90,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,348 | $90,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 953 | $90,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,307 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 5,382 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,722 | $89,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,077 | $89,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,725 | $89,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,175 | $89,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,509 | $89,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,730 | $89,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,095 | $89,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,651 | $89,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,995 | $88,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,393 | $88,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,081 | $88,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,473 | $88,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,463 | $88,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,597 | $88,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,213 | $88,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,802 | $88,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 5,393 | $88,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $88,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,950 | $87,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,608 | $87,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 9,704 | $87,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 810 | $87,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 4,654 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $87,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,417 | $87,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,181 | $87,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $87,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,684 | $87,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 2,602 | $87,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,755 | $87,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 76,000 | $87,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,181 | $86,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,495 | $86,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 7,941 | $86,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,139 | $85,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $85,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 1,093 | $85,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,200 | $85,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 3,287 | $85,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,035 | $84,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,608 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,692 | $84,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,088 | $84,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,561 | $84,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,300 | $84,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,817 | $84,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 8,583 | $84,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,362 | $84,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 5,500 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 3,308 | $84,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,868 | $83,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,000 | $83,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,051 | $83,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,270 | $83,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3,513 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,950 | $83,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,106 | $83,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,728 | $82,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,400 | $82,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,851 | $82,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,225 | $82,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 11,500 | $82,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $81,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 778 | $81,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,245 | $81,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,095 | $81,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,541 | $81,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,634 | $81,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 2,933 | $81,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 4,799 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,405 | $80,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,677 | $80,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,878 | $80,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,540 | $80,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 5,588 | $80,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,689 | $80,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,836 | $80,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,703 | $79,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,001 | $79,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,887 | $79,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $79,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,324 | $79,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 8,640 | $79,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,938 | $78,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,208 | $78,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,553 | $78,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 2,646 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $78,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,400 | $78,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,586 | $78,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,518 | $78,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,861 | $78,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 4,992 | $78,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 15,000 | $78,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,517 | $77,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 889 | $77,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,807 | $77,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,100 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 993 | $77,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,708 | $77,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,144 | $77,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,874 | $76,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 927 | $76,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,407 | $76,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 1,751 | $76,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 6,776 | $75,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 9,835 | $75,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,723 | $75,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 4,292 | $75,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,304 | $75,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,603 | $75,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,007 | $75,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 986 | $75,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 3,213 | $75,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,000 | $75,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,556 | $74,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,028 | $74,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,425 | $74,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,939 | $74,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,926 | $74,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,253 | $74,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,000 | $74,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,127 | $74,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 43,540 | $74,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 25,021 | $74,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,000 | $74,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 158,544 | $74,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 749 | $73,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,191 | $73,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,751 | $73,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,462 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 7,112 | $73,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 6,700 | $73,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $72,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,780 | $72,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,627 | $72,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,795 | $72,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,925 | $72,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,340 | $72,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 5,187 | $72,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,873 | $72,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 912 | $72,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,186 | $72,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,002 | $72,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 671 | $71,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,875 | $71,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,521 | $71,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,178 | $71,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $71,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,557 | $71,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,661 | $71,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,850 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,547 | $71,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,175 | $71,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,421 | $71,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,039 | $71,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,441 | $71,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,041 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,852 | $71,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,600 | $70,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,690 | $70,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,880 | $70,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 180 | $70,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,138 | $70,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,072 | $70,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,474 | $70,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 4,839 | $70,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 642 | $70,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,600 | $70,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,025 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 4,336 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $70,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,725 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,331 | $70,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 464 | $70,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 2,164 | $70,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,855 | $69,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,476 | $69,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,595 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,165 | $69,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,637 | $69,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,000 | $69,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 903 | $69,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,747 | $69,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,796 | $69,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,025 | $68,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,000 | $68,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,600 | $68,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,081 | $68,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 824 | $68,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,310 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,325 | $68,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,233 | $68,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,700 | $68,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 29,850 | $68,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,741 | $68,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,312 | $67,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,500 | $67,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,392 | $67,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,910 | $67,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 126,400 | $67,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,361 | $67,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 19,145 | $67,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,200 | $66,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,489 | $66,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,999 | $66,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,941 | $66,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,876 | $66,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,714 | $66,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,556 | $66,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,695 | $66,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,298 | $66,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $66,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 515 | $66,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $65,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,895 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 841 | $65,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,580 | $65,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,427 | $65,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,158 | $65,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 968 | $65,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,155 | $65,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 6,575 | $65,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,665 | $64,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,444 | $64,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,013 | $64,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,278 | $64,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,250 | $64,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,690 | $64,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $64,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,000 | $63,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,245 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,202 | $63,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,100 | $63,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,200 | $63,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,100 | $63,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,000 | $63,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,600 | $63,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 8,100 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $63,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,600 | $63,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,332 | $62,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,739 | $62,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 169 | $62,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,687 | $62,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,298 | $62,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,413 | $62,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,709 | $62,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,260 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,900 | $62,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,726 | $62,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $62,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,750 | $62,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,465 | $62,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,603 | $62,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,000 | $61,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,391 | $61,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,030 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-009717 | this filing | 2016-07-12 | acceptance time not in the bulk data set |