13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-09, with 4,491 holding rows worth $11,324,244,000.
- Accession
- 0001580642-15-004643
- Filer
- CIK 1540235
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,780 entries on the cover page, a total value of $11,324,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,324,244,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Morningstar Wide Moat | 57060U134 | Common | 500 | $14,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 253 | $14,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,735 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,000 | $14,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 606 | $14,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $14,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,000 | $14,000 | thousands by filing date | call |
| GREATBATCH INC | 39153L106 | COM | 250 | $14,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 363 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $14,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,315 | $14,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 874 | $14,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 600 | $14,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,050 | $14,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 7,600 | $14,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 4,135 | $14,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,100 | $13,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 400 | $13,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $13,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 287 | $13,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 360 | $13,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,640 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 201 | $13,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $13,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,700 | $13,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,124 | $13,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,360 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,350 | $13,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,000 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 800 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,300 | $13,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 611 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 487 | $13,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 460 | $13,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,778 | $13,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 221 | $13,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 698 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 467 | $13,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,188 | $13,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $13,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 845 | $13,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 752 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,206 | $13,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 450 | $13,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,500 | $13,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,094 | $13,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,890 | $13,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,887 | $13,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,000 | $13,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 250 | $13,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,008 | $13,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $13,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 74,206 | $13,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 14,000 | $13,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,166 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 8,674 | $13,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $13,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 300 | $12,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,300 | $12,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 400 | $12,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 100 | $12,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 750 | $12,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 400 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 300 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 401 | $12,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,000 | $12,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 415 | $12,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 531 | $12,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 300 | $12,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,000 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 643 | $12,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $12,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 426 | $12,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 366 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 700 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $12,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $12,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 200 | $12,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,800 | $12,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $12,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 638 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,696 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,100 | $12,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $12,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,000 | $12,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 569 | $12,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,202 | $12,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $12,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $12,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 360 | $12,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $12,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,000 | $12,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 233 | $12,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,000 | $12,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,800 | $12,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 17,000 | $12,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 5,000 | $12,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 969 | $12,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,137 | $12,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 500 | $12,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 228 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 1,698 | $12,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 837 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 162 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 300 | $12,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,000 | $12,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 384 | $12,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 2,000 | $12,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 2,000 | $12,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 13,165 | $12,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 5,000 | $12,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,000 | $11,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,675 | $11,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 322 | $11,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 300 | $11,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 150 | $11,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 165 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,118 | $11,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,500 | $11,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 534 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 461 | $11,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 473 | $11,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 234 | $11,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 254 | $11,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 180 | $11,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $11,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,100 | $11,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 401 | $11,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 500 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 685 | $11,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 400 | $11,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $11,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $11,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 300 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,121 | $11,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 767 | $11,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 839 | $11,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $11,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 500 | $11,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 307 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,022 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 161 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 200 | $11,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 225 | $11,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 400 | $11,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $11,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,075 | $11,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 576 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $11,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 600 | $11,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 383 | $11,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,400 | $11,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 10,600 | $11,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 395 | $11,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,920 | $11,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 390 | $11,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 33,584 | $11,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 2,100 | $11,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 7,000 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $11,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,500 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $11,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $11,000 | thousands by filing date | principal |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 869 | $11,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 7,500 | $11,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $10,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $10,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $10,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $10,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 211 | $10,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 50 | $10,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $10,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,037 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,011 | $10,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 500 | $10,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 50 | $10,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 519 | $10,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 472 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 683 | $10,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 600 | $10,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 600 | $10,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 854 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 256 | $10,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $10,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 350 | $10,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 900 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 750 | $10,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 222 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $10,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $10,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 545 | $10,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,041 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 900 | $10,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,370 | $10,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 546 | $10,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 775 | $10,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 347 | $10,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 21,000 | $10,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $10,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 400 | $10,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 117 | $10,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,500 | $10,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $10,000 | thousands by filing date | principal |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $10,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,261 | $10,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 600 | $10,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,100 | $10,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $10,000 | thousands by filing date | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 281 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 500 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 115 | $10,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,419 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 385 | $10,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 411 | $10,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $10,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 500 | $10,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,500 | $9,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $9,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $9,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $9,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,600 | $9,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 300 | $9,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 782 | $9,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 110 | $9,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 150 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $9,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 200 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $9,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 135 | $9,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,410 | $9,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 338 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 707 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 400 | $9,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 524 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,000 | $9,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 142 | $9,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $9,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,700 | $9,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 380 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 300 | $9,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,620 | $9,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $9,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 200 | $9,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 14,000 | $9,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $9,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,000 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $9,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $9,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 559 | $9,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 442 | $9,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 161 | $9,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 500 | $9,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 480 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,000 | $9,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,557 | $9,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 5,000 | $9,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 500 | $9,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $9,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,400 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $9,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,305 | $9,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 399 | $9,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,000 | $9,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $9,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $9,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $9,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 4,038 | $9,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $9,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 11,150 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,200 | $9,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 2,025 | $9,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,400 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 650 | $9,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 2,300 | $9,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $9,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $9,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $9,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,000 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,000 | $9,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,000 | $9,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,255 | $9,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 12,150 | $9,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 500 | $8,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 380 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,500 | $8,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 191 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 126 | $8,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $8,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 136 | $8,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,819 | $8,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 308 | $8,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 328 | $8,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 159 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 177 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $8,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 225 | $8,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,053 | $8,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 97 | $8,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 702 | $8,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 437 | $8,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 641 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 299 | $8,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 154 | $8,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 840 | $8,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 198 | $8,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $8,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 590 | $8,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 125 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 486 | $8,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 887 | $8,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,012 | $8,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 605 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 310 | $8,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,009 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 600 | $8,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 159 | $8,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 208 | $8,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 115 | $8,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 130 | $8,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 583 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 464 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $8,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 340 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 300 | $8,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 98 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 400 | $8,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 275 | $8,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 250 | $8,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,500 | $8,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 512 | $8,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 391 | $8,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 382 | $8,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,500 | $8,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,100 | $8,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 215 | $8,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 360 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 226 | $8,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,400 | $8,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 900 | $8,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,800 | $8,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $8,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 600 | $8,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 300 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,706 | $8,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 305 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,420 | $8,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 300 | $8,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 3,000 | $8,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,085 | $8,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 300 | $8,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $8,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 634 | $8,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 187 | $8,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 6,328 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 200 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 323 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 800 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 349 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $8,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,000 | $8,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,500 | $8,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 400 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 316 | $8,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 495 | $8,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $8,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,030 | $8,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 482 | $8,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 400 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $7,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 8,400 | $7,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 118 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 152 | $7,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 400 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 310 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 300 | $7,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 675 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 271 | $7,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $7,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 466 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 410 | $7,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 300 | $7,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,200 | $7,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 501 | $7,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 500 | $7,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,000 | $7,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 400 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 148 | $7,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 470 | $7,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $7,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 300 | $7,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 200 | $7,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 852 | $7,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $7,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 200 | $7,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $7,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 360 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 76 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $7,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $7,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 522 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 392 | $7,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 700 | $7,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $7,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,350 | $7,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 200 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $7,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 7,200 | $7,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 11,700 | $7,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 524 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 247 | $7,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $7,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,404 | $7,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 96 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $7,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 526 | $7,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 940 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 556 | $7,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $7,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 154 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $7,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 676 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 7,000 | $7,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 528 | $7,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 350 | $7,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 471 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 300 | $7,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,014 | $7,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $7,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 2,187 | $7,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,197 | $7,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 500 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 527 | $7,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 700 | $7,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 560 | $7,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 300 | $7,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 400 | $7,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $7,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $7,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 2,927 | $7,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $6,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,000 | $6,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 266 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 151 | $6,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 500 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-004643 | this filing | 2015-10-09 | acceptance time not in the bulk data set |