13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-09, with 4,491 holding rows worth $11,324,244,000.
- Accession
- 0001580642-15-004643
- Filer
- CIK 1540235
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,780 entries on the cover page, a total value of $11,324,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,324,244,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,776 | $53,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,800 | $53,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,300 | $53,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,561 | $53,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,342 | $53,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,300 | $53,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,025 | $53,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,500 | $53,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 8,625 | $53,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,768 | $53,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,475 | $53,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 751 | $52,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 599 | $52,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 988 | $52,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 565 | $52,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 846 | $52,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 512 | $52,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,319 | $52,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,409 | $52,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 59,000 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 569 | $52,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 765 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,040 | $51,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,161 | $51,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,600 | $51,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 18,372 | $51,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 67,639 | $51,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,138 | $51,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 8,393 | $51,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,269 | $51,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 45,000 | $51,000 | thousands by filing date | principal |
| TALEN ENERGY CORP | 87422J105 | COM | 5,034 | $51,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 7,648 | $50,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,461 | $50,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,600 | $50,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 793 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,305 | $50,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,054 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,306 | $50,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,200 | $50,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,350 | $50,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $50,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,721 | $50,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,141 | $50,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,131 | $49,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,268 | $49,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 634 | $49,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,700 | $49,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 813 | $49,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 8,170 | $49,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,200 | $49,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,111 | $49,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,518 | $49,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 3,000 | $49,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,500 | $49,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,478 | $49,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,063 | $49,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 66,200 | $49,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,805 | $49,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,200 | $48,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,562 | $48,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,352 | $48,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,400 | $48,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $48,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,750 | $48,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 3,051 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,371 | $48,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 493 | $48,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 5,000 | $48,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,108 | $48,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,592 | $48,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 910 | $48,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,000 | $48,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,219 | $48,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,932 | $48,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,000 | $48,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,200 | $48,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $48,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 390 | $47,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,052 | $47,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,743 | $47,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,154 | $47,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 866 | $47,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,366 | $47,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 618 | $47,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,600 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,500 | $47,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,275 | $47,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,726 | $47,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,912 | $46,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $46,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,919 | $46,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,501 | $46,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,681 | $46,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,007 | $46,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,931 | $46,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,836 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,564 | $46,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,358 | $46,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,717 | $46,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,036 | $46,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 827 | $46,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,151 | $46,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 39,000 | $46,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,995 | $46,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,330 | $46,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,100 | $45,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,291 | $45,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 400 | $45,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 9,155 | $45,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,116 | $45,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,723 | $45,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,713 | $45,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $45,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,459 | $45,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 7,987 | $45,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 413 | $45,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,325 | $45,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 78,818 | $45,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,230 | $45,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 64,034 | $45,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,850 | $45,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,800 | $45,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 17,248 | $45,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 722 | $44,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 425 | $44,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,151 | $44,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 6,835 | $44,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 845 | $44,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,291 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $44,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,750 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,800 | $44,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $44,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,027 | $43,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 721 | $43,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,839 | $43,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 151 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,957 | $43,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 500 | $43,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,072 | $43,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,223 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 380 | $43,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $43,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 446 | $42,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,030 | $42,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,000 | $42,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,000 | $42,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,060 | $42,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,496 | $42,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,467 | $42,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,434 | $42,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,090 | $42,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,980 | $42,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 15,350 | $42,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,031 | $42,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,300 | $42,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,600 | $42,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,141 | $42,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 770 | $42,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 1,610 | $42,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 6,800 | $42,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 504 | $41,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 660 | $41,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 365 | $41,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,024 | $41,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,214 | $41,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,500 | $41,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,829 | $41,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,000 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,264 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,276 | $41,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,103 | $41,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $41,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,034 | $41,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 553 | $41,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,616 | $41,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,563 | $41,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 442 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,383 | $41,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 6,000 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $41,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 4,000 | $41,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $41,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 5,000 | $41,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,200 | $40,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,013 | $40,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,325 | $40,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,066 | $40,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,228 | $40,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $40,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 600 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,042 | $40,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,928 | $40,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,000 | $40,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,815 | $40,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,746 | $40,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,000 | $40,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,992 | $40,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,881 | $40,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,000 | $40,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,800 | $40,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 3,400 | $40,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,350 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 2,067 | $40,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,340 | $40,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,781 | $40,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1,500 | $40,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 574 | $39,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 700 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 519 | $39,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,150 | $39,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 431 | $39,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,424 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,283 | $39,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,000 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,648 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,292 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $39,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,600 | $39,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,800 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,007 | $39,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 783 | $39,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 580 | $39,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 5,040 | $39,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,801 | $39,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,851 | $39,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 5,938 | $39,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,488 | $39,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,022 | $38,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 474 | $38,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 66 | $38,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 34,800 | $38,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 220 | $38,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,190 | $38,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $38,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $38,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 550 | $38,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 431 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 748 | $38,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 493 | $38,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,003 | $38,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,109 | $38,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 924 | $38,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,733 | $38,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,500 | $38,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,065 | $38,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 1,486 | $38,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,300 | $38,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 5,000 | $38,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 3,000 | $38,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 3,263 | $38,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 3,010 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $37,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,053 | $37,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 700 | $37,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 482 | $37,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 520 | $37,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 456 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $37,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,274 | $37,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,033 | $37,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $37,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,200 | $37,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,600 | $37,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,308 | $37,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,100 | $37,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $37,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,925 | $37,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 100 | $37,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,000 | $37,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 5,000 | $37,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 34,000 | $37,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 14,917 | $37,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,550 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,600 | $37,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $37,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,582 | $37,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 5,337 | $37,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,877 | $37,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 703 | $36,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 417 | $36,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 15,985 | $36,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,588 | $36,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 288 | $36,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,365 | $36,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,865 | $36,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,296 | $36,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,951 | $36,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,000 | $36,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,216 | $36,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,100 | $36,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 463 | $36,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 900 | $36,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 382 | $36,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 800 | $36,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 8,377 | $36,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,500 | $36,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,125 | $36,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 235 | $35,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,250 | $35,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,457 | $35,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,000 | $35,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 740 | $35,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,700 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,055 | $35,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $35,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,172 | $35,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,859 | $35,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 9,000 | $35,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,000 | $35,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 800 | $35,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $35,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 13,588 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $35,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,148 | $34,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,955 | $34,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,364 | $34,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 444 | $34,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 556 | $34,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 950 | $34,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $34,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 35,000 | $34,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 2,245 | $34,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 12,475 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 749 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,324 | $34,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,000 | $34,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $34,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 4,350 | $34,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 400 | $34,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 35,000 | $34,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 32,000 | $34,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 2,500 | $34,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $34,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 635 | $33,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 480 | $33,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,175 | $33,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $33,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 795 | $33,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $33,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,911 | $33,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,700 | $33,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,295 | $33,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,105 | $33,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 32,000 | $33,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 1,900 | $33,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,321 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,339 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 3,069 | $33,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,468 | $33,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 23,258 | $33,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 35,000 | $33,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 722 | $32,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,505 | $32,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,350 | $32,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,494 | $32,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 701 | $32,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 761 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 938 | $32,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $32,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,000 | $32,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,714 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 883 | $32,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 872 | $32,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,135 | $32,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,700 | $32,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,258 | $32,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 5,425 | $32,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,700 | $32,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 31,000 | $32,000 | thousands by filing date | principal |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,228 | $32,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 943 | $32,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,331 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $32,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 803 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $32,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,413 | $32,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 300 | $32,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,550 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,754 | $32,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 826 | $32,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,100 | $32,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 18,000 | $32,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,954 | $31,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,083 | $31,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,062 | $31,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,845 | $31,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,067 | $31,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 225 | $31,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,940 | $31,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,156 | $31,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 710 | $31,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,181 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,071 | $31,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 2,891 | $31,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,055 | $31,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,796 | $31,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 722 | $31,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 751 | $31,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 29,000 | $31,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 3,500 | $31,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 2,500 | $31,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 2,670 | $31,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,500 | $30,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,200 | $30,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,432 | $30,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 518 | $30,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 809 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 728 | $30,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 72 | $30,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,180 | $30,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,500 | $30,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5,000 | $30,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $30,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $30,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,500 | $30,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,068 | $30,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,420 | $30,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,094 | $30,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $30,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,647 | $30,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,367 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $30,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $30,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,000 | $30,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,500 | $30,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 346 | $29,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,050 | $29,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,639 | $29,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,063 | $29,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 9,000 | $29,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 957 | $29,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,470 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,156 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $29,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,001 | $29,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 819 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,000 | $29,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,400 | $29,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,701 | $29,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,910 | $29,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 7,100 | $29,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 30,000 | $29,000 | thousands by filing date | principal |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,114 | $29,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,298 | $29,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 851 | $29,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,075 | $29,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 33,000 | $29,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 28,000 | $29,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 32,000 | $29,000 | thousands by filing date | principal |
| Emerald Oil Inc | 29101U407 | Common Stock | 16,035 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 530 | $28,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 580 | $28,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 700 | $28,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 700 | $28,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 5,183 | $28,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,157 | $28,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $28,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 5,636 | $28,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,080 | $28,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,300 | $28,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,600 | $28,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 830 | $28,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,500 | $28,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,000 | $28,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,400 | $28,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,300 | $28,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 400 | $28,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,000 | $28,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $28,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,197 | $28,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,650 | $28,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,500 | $27,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 311 | $27,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 98 | $27,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 255 | $27,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 572 | $27,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 5,000 | $27,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $27,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,369 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 1,797 | $27,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 307 | $27,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,095 | $27,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,097 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 734 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 605 | $27,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 671 | $27,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,900 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-004643 | this filing | 2015-10-09 | acceptance time not in the bulk data set |