13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-09, with 4,491 holding rows worth $11,324,244,000.
- Accession
- 0001580642-15-004643
- Filer
- CIK 1540235
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,780 entries on the cover page, a total value of $11,324,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,324,244,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IDEX CORP COM | 45167R104 | Stock | 85 | $6,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 200 | $6,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,626 | $6,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $6,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,510 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 80 | $6,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 600 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 115 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 318 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 121 | $6,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 500 | $6,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 394 | $6,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 464 | $6,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 330 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,400 | $6,000 | thousands by filing date | call |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 300 | $6,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $6,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 140 | $6,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 191 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 515 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 120 | $6,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 591 | $6,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,500 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 130 | $6,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 200 | $6,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 400 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,000 | $6,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 450 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 132 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $6,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 200 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 400 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,098 | $6,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 920 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 499 | $6,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 300 | $6,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 132 | $6,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 693 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 200 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 250 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 200 | $6,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 255 | $6,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 347 | $6,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 500 | $6,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 304 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 500 | $6,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,300 | $6,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 1,500 | $6,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 10,274 | $6,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,230 | $6,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 300 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,000 | $6,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 150 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000 | $6,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 500 | $6,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 559 | $6,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 6,000 | $6,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,000 | $6,000 | thousands by filing date | principal |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 478 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $5,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 400 | $5,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 500 | $5,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 500 | $5,000 | thousands by filing date | call |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 500 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $5,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 405 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,300 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 64 | $5,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 200 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 400 | $5,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 150 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 770 | $5,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 500 | $5,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,023 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,671 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 265 | $5,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 113 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $5,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 120 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 309 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 800 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 100 | $5,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 56 | $5,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 172 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 797 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $5,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 382 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 60 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 215 | $5,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 202 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 350 | $5,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $5,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 500 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 580 | $5,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 75 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 171 | $5,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 175 | $5,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 150 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 400 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 500 | $5,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 867 | $5,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 749 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 235 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,232 | $5,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 200 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $5,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 166 | $5,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,524 | $5,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,000 | $5,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,050 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 342 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 124 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,040 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 215 | $5,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,900 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 465 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 124 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $5,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 572 | $5,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 200 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 775 | $5,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $5,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 846 | $5,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 150 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 800 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $5,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 600 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 11,700 | $5,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,244 | $5,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 300 | $5,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 245 | $5,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 49,250 | $5,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,290 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 110 | $5,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 200 | $5,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 300 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 40 | $5,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $5,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 10,000 | $5,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,200 | $5,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 186 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 630 | $5,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 408 | $5,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $5,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 100 | $5,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 6,000 | $5,000 | thousands by filing date | principal |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 521 | $5,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 300 | $5,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 500 | $5,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300 | $5,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 245 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,000 | $4,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $4,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 900 | $4,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 46 | $4,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,000 | $4,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 264 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 82 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $4,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,392 | $4,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $4,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $4,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 100 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 314 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 65 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 186 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 67 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $4,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 97 | $4,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 200 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 285 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 150 | $4,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $4,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 155 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 82 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 250 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 150 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 225 | $4,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 176 | $4,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 400 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $4,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 250 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 259 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 133 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,800 | $4,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,000 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 63 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $4,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 500 | $4,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 9,800 | $4,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 185 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 500 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 202 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 600 | $4,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 450 | $4,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 300 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $4,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 400 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 90 | $4,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 68 | $4,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 200 | $4,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 500 | $4,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 150 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 115 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 82 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 54 | $4,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 339 | $4,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 84 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,292 | $4,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,900 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 300 | $4,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $4,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 725 | $4,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 592 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 578 | $4,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $4,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,000 | $4,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 100 | $4,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 100 | $4,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 402 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 168 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,000 | $4,000 | thousands by filing date | principal |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 102 | $4,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 2,100 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $4,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 2,600 | $4,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 262 | $4,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,600 | $3,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 30 | $3,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 50 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 106 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 118 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 45 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 600 | $3,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 100 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 366 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 58 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 118 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 56 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 101 | $3,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 133 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 200 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 100 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 22 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 341 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 100 | $3,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 297 | $3,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 105 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 24 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80 | $3,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 201 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 150 | $3,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 202 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 764 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 300 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 196 | $3,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 205 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 232 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 850 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 200 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,300 | $3,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 600 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 300 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 600 | $3,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 387 | $3,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 102 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,290 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 165 | $3,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 22 | $3,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 120 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 94 | $3,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 100 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 500 | $3,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 225 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 211 | $3,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 400 | $3,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 200 | $3,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 10,150 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $3,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 280 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 220 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $3,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 37 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 38 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 850 | $3,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 90 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 2,010 | $3,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 200 | $3,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,150 | $3,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 90 | $3,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 200 | $3,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,093 | $3,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $3,000 | thousands by filing date | principal |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,000 | $3,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 300 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,233 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $3,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 400 | $3,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 50 | $3,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 300 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 235 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 150 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 102 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,100 | $3,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $3,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 176 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $3,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 247 | $3,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 158 | $3,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $3,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 2,900 | $3,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,922 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 200 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 850 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,000 | $2,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $2,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 300 | $2,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,200 | $2,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 42 | $2,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 900 | $2,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $2,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 50 | $2,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 434 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $2,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 50 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $2,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 308 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 148 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54 | $2,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 52 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,000 | $2,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 100 | $2,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 113 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 5,000 | $2,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 101 | $2,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 59 | $2,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 158 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 44 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 135 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 218 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $2,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 81 | $2,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 51 | $2,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 21 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 100 | $2,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 300 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 100 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 400 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 62 | $2,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 50 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 172 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 800 | $2,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 150 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 200 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 400 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 91 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 200 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 132 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 50 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $2,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 27 | $2,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 100 | $2,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,800 | $2,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,201 | $2,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 150 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,400 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $2,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 41 | $2,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,100 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 3,500 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,000 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 245 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-004643 | this filing | 2015-10-09 | acceptance time not in the bulk data set |