13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-09, with 4,491 holding rows worth $11,324,244,000.
- Accession
- 0001580642-15-004643
- Filer
- CIK 1540235
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,780 entries on the cover page, a total value of $11,324,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,324,244,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 132 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 348 | $2,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 641 | $2,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 140 | $2,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $2,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 35 | $2,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 173 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $2,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 75 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 5,651 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 46 | $2,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 133 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $2,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 139 | $2,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,000 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 250 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 500 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2,200 | $2,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,200 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,050 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,050 | $2,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,000 | $2,000 | thousands by filing date | call |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 134 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100 | $2,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 500 | $2,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $2,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 250 | $2,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,000 | $2,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 150 | $2,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 400 | $2,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 340 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $2,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 135 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 200 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 129 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 250 | $2,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 200 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 170 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 150 | $2,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 75 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $2,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 433 | $2,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 300 | $2,000 | thousands by filing date | call |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 200 | $2,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 2,030 | $2,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 500 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100 | $1,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,800 | $1,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 300 | $1,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 3,000 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 21 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 20 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 20 | $1,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6 | $1,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 400 | $1,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $1,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 100 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,800 | $1,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 13 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3 | $1,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 100 | $1,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 35 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 41 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 28 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 11 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300 | $1,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 100 | $1,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 400 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,000 | $1,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 3,202 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $1,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 6,000 | $1,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 131 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 64 | $1,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 26 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $1,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 112 | $1,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 40 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 37 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 400 | $1,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 100 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 4,300 | $1,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 300 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 40 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 245 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 142 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $1,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 9 | $1,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 11 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 600 | $1,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 22 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 100 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 150 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 37 | $1,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 100 | $1,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200 | $1,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 588 | $1,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 170 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 62 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 58 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,000 | $1,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 50 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 163 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 80 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 100 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 164 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 135 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 700 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 4,655 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 119 | $1,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 30 | $1,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 24 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 100 | $1,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,000 | $1,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 100 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 87 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 700 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $1,000 | thousands by filing date | call |
| MASTECH HLDGS INC | 57633B100 | COM | 105 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 100 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 231 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 68 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 99 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,000 | $1,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 200 | $1,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 196 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 671 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,800 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,179 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,703 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 248 | $1,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,541 | $1,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 700 | $1,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 65 | $1,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 16 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 152 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 600 | $1,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 11,000 | $1,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,500 | $1,000 | thousands by filing date | put |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 58 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,500 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 100 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 120 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 800 | $1,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,250 | $1,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 263 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 70 | $1,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 34 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 120 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $1,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 19 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,050 | $1,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 102 | $1,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 300 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 3,000 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 300 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 61 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 17 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,200 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4 | $1,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 48 | $1,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 300 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 31 | $1,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,000 | $1,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 65 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 300 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 100 | $1,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 575 | $1,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 33 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,050 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 600 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 86 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 75 | $1,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 500 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 200 | $1,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 107 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 82 | $1,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 152 | $1,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,037 | $1,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 77 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,000 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 137 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200 | $1,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,000 | $1,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 99 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 427 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 20,000 | $1,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 350 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 216 | $1,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 550 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 550 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 205 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 200 | $1,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 600 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 5,500 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 400 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 253 | $1,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 961 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 166 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 500 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 50 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 836 | $1,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 501 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 100 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 212 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,170 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 400 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 250 | $1,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 500 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 60 | $1,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,000 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 91 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 410 | $1,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 120 | $1,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 466 | $1,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 101 | $1,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 100 | $1,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 1,880 | $1,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 50 | $1,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 300 | $1,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 2,100 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Adobe Inc | 00724F101 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NVE CORP COM NEW | 629445206 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HMS HLDGS CORP | 40425J101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA Z BOY INC | 505336107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTANNASH CO | 847215100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMIRA INC | 24983L104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607301 | SPONS ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEMTURA CORP | 163893209 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREW INDS INC | 26168L205 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCHULMAN (A.) INC | 808194104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 9,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,016 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N104 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON RARE METALS INC | 053470100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 1,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELYPSA INC | 759531106 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 17,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HOUSING & LAND DEV INC | 16939V202 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-004643 | this filing | 2015-10-09 | acceptance time not in the bulk data set |