13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 4,392 holding rows worth $10,640,682,000.
- Accession
- 0001580642-15-001666
- Filer
- CIK 1540235
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 4,560 entries on the cover page, a total value of $10,640,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,640,682,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Viacom Inc Cl A | 92553P102 | CL A | 200 | $14,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $14,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $14,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $14,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 856 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 394 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $14,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 155 | $14,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 250 | $14,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $14,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 433 | $14,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,500 | $13,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 211 | $13,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $13,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 360 | $13,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 439 | $13,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 100 | $13,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 500 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 300 | $13,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 750 | $13,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $13,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 400 | $13,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 618 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 185 | $13,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $13,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,000 | $13,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 199 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 500 | $13,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,121 | $13,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 166 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $13,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 272 | $13,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 270 | $13,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 600 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,400 | $13,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 765 | $13,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $13,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 750 | $13,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $13,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 482 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,700 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $13,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,000 | $13,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 23,400 | $13,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 383 | $13,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,900 | $13,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 400 | $13,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 800 | $13,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,010 | $13,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 616 | $13,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,902 | $13,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,400 | $13,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $13,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 19,290 | $13,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 716 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 247 | $13,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,504 | $13,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 2,738 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $13,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $13,000 | thousands by filing date | principal |
| REMY INTL INC NEW | 75971M108 | COM | 576 | $13,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $12,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $12,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,100 | $12,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $12,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $12,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 159 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 300 | $12,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 368 | $12,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 460 | $12,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $12,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 402 | $12,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 364 | $12,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $12,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 300 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $12,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 360 | $12,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 605 | $12,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 400 | $12,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $12,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,740 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 167 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $12,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 324 | $12,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,620 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 500 | $12,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $12,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $12,000 | thousands by filing date | principal |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,500 | $12,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 527 | $12,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 360 | $12,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 75 | $12,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,325 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $12,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $12,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 500 | $12,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 710 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 550 | $12,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 200 | $12,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $12,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 6,500 | $12,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,150 | $12,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 842 | $12,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 500 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 449 | $12,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,000 | $12,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 1,300 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 425 | $12,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,400 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 108 | $12,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 13,000 | $12,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 2,000 | $11,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,300 | $11,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 500 | $11,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 86 | $11,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,000 | $11,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,500 | $11,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 460 | $11,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $11,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 2,000 | $11,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 102 | $11,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 472 | $11,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 700 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 742 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 807 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 683 | $11,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 600 | $11,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 625 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 191 | $11,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 480 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $11,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 600 | $11,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 500 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 988 | $11,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $11,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 650 | $11,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200 | $11,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,200 | $11,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $11,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 5,000 | $11,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 347 | $11,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 331 | $11,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 161 | $11,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $11,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 700 | $11,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $11,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,030 | $11,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,500 | $11,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 600 | $11,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 157 | $11,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 4,000 | $11,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 374 | $11,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,000 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 400 | $11,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $11,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 501 | $11,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 600 | $11,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 600 | $11,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 500 | $11,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $10,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,400 | $10,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 3,000 | $10,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $10,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 320 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,700 | $10,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 145 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 377 | $10,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 335 | $10,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 630 | $10,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 540 | $10,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 519 | $10,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 562 | $10,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 300 | $10,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 175 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 500 | $10,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 374 | $10,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 885 | $10,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,161 | $10,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 430 | $10,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 200 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $10,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 667 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 588 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $10,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000 | $10,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,400 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,672 | $10,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 5,000 | $10,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 221 | $10,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 600 | $10,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 600 | $10,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 480 | $10,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 397 | $10,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,800 | $10,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 390 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,700 | $10,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 969 | $10,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 27,209 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 21,900 | $10,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 10,100 | $10,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,000 | $10,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,230 | $10,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $10,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 523 | $10,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 700 | $10,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 950 | $10,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,419 | $10,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 17,500 | $10,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,000 | $10,000 | thousands by filing date | |
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| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 380 | $10,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 400 | $10,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 1,666 | $10,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $9,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 87 | $9,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 253 | $9,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 66 | $9,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 200 | $9,000 | thousands by filing date | |
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| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 150 | $9,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 150 | $9,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 357 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,027 | $9,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 501 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $9,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,000 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 530 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,000 | $9,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 584 | $9,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 290 | $9,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 572 | $9,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 344 | $9,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 500 | $9,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 300 | $9,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 6,000 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $9,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 307 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 250 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 600 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 100 | $9,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 575 | $9,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,200 | $9,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 149 | $9,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 266 | $9,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 700 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,000 | $9,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 481 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $9,000 | thousands by filing date | principal |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,882 | $9,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $9,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 500 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,500 | $9,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 130 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 627 | $9,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 236 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 284 | $9,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 300 | $9,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $9,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 630 | $9,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,000 | $9,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 845 | $9,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 450 | $9,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 325 | $9,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 740 | $9,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 700 | $9,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 108 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 263 | $8,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 50 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 213 | $8,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 215 | $8,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 234 | $8,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 136 | $8,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,310 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,325 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 250 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 267 | $8,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 913 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 235 | $8,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,000 | $8,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 138 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 168 | $8,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $8,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 121 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 404 | $8,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $8,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 250 | $8,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 500 | $8,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 242 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 600 | $8,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 200 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 319 | $8,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 606 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,300 | $8,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 297 | $8,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,200 | $8,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,100 | $8,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $8,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,000 | $8,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 202 | $8,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 475 | $8,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,400 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,500 | $8,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 522 | $8,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 300 | $8,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,255 | $8,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $8,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 761 | $8,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 500 | $8,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 600 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $8,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 800 | $8,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,500 | $8,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,116 | $8,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,000 | $8,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 976 | $8,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $8,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 300 | $8,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,034 | $8,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $8,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 940 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 7,000 | $8,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 400 | $8,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 852 | $8,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $8,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 428 | $8,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,290 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 71 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 303 | $8,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 300 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 528 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 200 | $8,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 122 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 350 | $8,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $7,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 6,000 | $7,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 10,400 | $7,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 400 | $7,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 118 | $7,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 362 | $7,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 300 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 200 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 514 | $7,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 600 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 800 | $7,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 70 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 134 | $7,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 89 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 126 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 300 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 268 | $7,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 200 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $7,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 200 | $7,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $7,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 192 | $7,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 120 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 98 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $7,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $7,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 200 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 325 | $7,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 531 | $7,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $7,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 382 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 616 | $7,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 610 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 775 | $7,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 467 | $7,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 215 | $7,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $7,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 210 | $7,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 650 | $7,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 300 | $7,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $7,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,491 | $7,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 5,000 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,497 | $7,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 176 | $7,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 302 | $7,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,000 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 156 | $7,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $7,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 500 | $7,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,635 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,780 | $7,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $7,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 226 | $7,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 3,100 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $7,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 491 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 520 | $7,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 8,000 | $7,000 | thousands by filing date | principal |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,606 | $7,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $7,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,300 | $6,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,200 | $6,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 200 | $6,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $6,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,442 | $6,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 265 | $6,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 171 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 116 | $6,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 314 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 50 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 100 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 965 | $6,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 600 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 267 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 230 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 620 | $6,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000 | $6,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 259 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 70 | $6,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 539 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 209 | $6,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,600 | $6,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $6,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,002 | $6,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 140 | $6,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 289 | $6,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,040 | $6,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 59 | $6,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 350 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 500 | $6,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 600 | $6,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $6,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739Q100 | COM | 200 | $6,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 420 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 953 | $6,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 314 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $6,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 200 | $6,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 300 | $6,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 900 | $6,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 49,250 | $6,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $6,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 837 | $6,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 60 | $6,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-001666 | this filing | 2015-04-13 | acceptance time not in the bulk data set |