13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 4,392 holding rows worth $10,640,682,000.
- Accession
- 0001580642-15-001666
- Filer
- CIK 1540235
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 4,560 entries on the cover page, a total value of $10,640,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,640,682,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 223 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 914 | $53,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,910 | $53,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,500 | $53,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,436 | $53,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,483 | $52,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 618 | $52,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,750 | $52,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $52,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,296 | $52,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 410 | $52,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,849 | $52,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,600 | $52,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,827 | $52,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 5,800 | $52,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 902 | $52,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $51,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,010 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,672 | $51,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 180 | $51,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 450 | $51,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $51,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,980 | $51,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 4,100 | $51,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,200 | $51,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,367 | $51,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 879 | $51,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 291 | $50,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,725 | $50,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,000 | $50,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,278 | $50,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,342 | $50,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,679 | $50,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 9,746 | $50,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,850 | $50,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 3,128 | $50,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $49,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $49,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 945 | $49,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 674 | $49,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,112 | $49,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 436 | $49,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,095 | $49,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 414 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,034 | $49,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 600 | $49,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,225 | $49,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 25,000 | $49,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,229 | $49,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,125 | $49,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,800 | $49,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $49,000 | thousands by filing date | principal |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 145 | $48,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 282 | $48,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $48,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 533 | $48,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,572 | $48,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,280 | $48,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,600 | $48,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,434 | $48,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,400 | $48,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 415 | $48,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,892 | $48,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,474 | $48,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,250 | $48,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,375 | $47,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 855 | $47,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,920 | $47,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 689 | $47,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,137 | $47,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 837 | $47,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 5,000 | $47,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 510 | $47,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,200 | $47,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,000 | $47,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 950 | $47,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 828 | $47,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 978 | $47,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,720 | $46,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,203 | $46,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,248 | $46,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,116 | $46,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $46,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 850 | $46,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 700 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,006 | $46,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,801 | $46,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,453 | $46,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 3,243 | $46,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 360 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $45,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,200 | $45,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,200 | $45,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,010 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $45,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,004 | $45,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 44,000 | $45,000 | thousands by filing date | principal |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,400 | $45,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,950 | $45,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $45,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 759 | $44,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,732 | $44,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 948 | $44,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,066 | $44,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,780 | $44,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,618 | $44,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $44,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,223 | $44,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 38,000 | $44,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 686 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,800 | $44,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 2,100 | $44,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,519 | $43,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 709 | $43,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,146 | $43,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 400 | $43,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 687 | $43,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,000 | $43,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,713 | $43,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $43,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 2,300 | $43,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $43,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,097 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 400 | $43,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $43,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,400 | $43,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $43,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,660 | $43,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 936 | $43,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,700 | $43,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,390 | $43,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 5,100 | $43,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,380 | $43,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 5,000 | $43,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 541 | $42,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 806 | $42,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,148 | $42,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 395 | $42,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 650 | $42,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,370 | $42,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,463 | $42,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $42,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 611 | $42,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 7,300 | $42,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,855 | $42,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,290 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,828 | $42,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 8,626 | $42,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $42,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,016 | $41,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,190 | $41,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,600 | $41,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 481 | $41,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,380 | $41,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 395 | $41,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $41,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,000 | $41,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 567 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,077 | $41,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,131 | $41,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,027 | $41,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $41,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 795 | $41,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,791 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,042 | $41,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $41,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,125 | $41,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 100 | $41,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 982 | $41,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 515 | $41,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 851 | $41,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,549 | $41,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 415 | $40,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 38 | $40,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 7,348 | $40,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,447 | $40,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,192 | $40,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,955 | $40,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 705 | $40,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,870 | $40,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 928 | $40,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,112 | $40,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,742 | $40,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 400 | $40,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,851 | $40,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,857 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,397 | $40,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 500 | $39,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 474 | $39,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 836 | $39,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 690 | $39,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,264 | $39,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,000 | $39,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,811 | $39,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,774 | $39,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,000 | $39,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $39,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $39,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,550 | $39,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,229 | $39,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 630 | $39,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 757 | $39,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,044 | $39,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,847 | $39,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 400 | $38,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,500 | $38,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,865 | $38,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $38,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 556 | $38,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,761 | $38,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,501 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 250 | $38,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 32,000 | $38,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 654 | $38,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 37,541 | $38,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 722 | $38,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 40,000 | $38,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,323 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 3,500 | $38,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 375 | $37,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,700 | $37,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,341 | $37,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 530 | $37,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,600 | $37,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 543 | $37,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,001 | $37,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 373 | $37,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,010 | $37,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,895 | $37,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,097 | $37,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,525 | $37,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 9,045 | $37,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 400 | $37,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,880 | $37,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $37,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,000 | $36,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,100 | $36,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 26,200 | $36,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,535 | $36,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 639 | $36,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,400 | $36,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $36,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 8,231 | $36,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,940 | $36,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,615 | $36,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $36,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,605 | $36,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 6,000 | $36,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,500 | $36,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,300 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $36,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 5,148 | $36,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,807 | $36,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $36,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,800 | $35,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,024 | $35,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 922 | $35,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,221 | $35,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,335 | $35,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,613 | $35,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $35,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,050 | $35,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,480 | $35,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 705 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 410 | $35,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,272 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $35,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,417 | $35,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 873 | $35,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,175 | $35,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 750 | $35,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,300 | $34,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,196 | $34,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 884 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,156 | $34,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 750 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 600 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 996 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,112 | $34,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 480 | $34,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 750 | $34,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,810 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,468 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,100 | $34,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 2,000 | $34,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,000 | $33,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 385 | $33,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,000 | $33,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,675 | $33,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,755 | $33,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,000 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 728 | $33,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,531 | $33,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,867 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 290 | $33,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,211 | $33,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 370 | $33,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,181 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,048 | $33,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,794 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $33,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $33,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,551 | $33,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 4,308 | $33,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,046 | $33,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $33,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,500 | $33,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,961 | $33,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,850 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,000 | $32,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 1,199 | $32,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,432 | $32,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 380 | $32,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 991 | $32,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,057 | $32,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,830 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,083 | $32,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 268 | $32,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,537 | $32,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 635 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 669 | $32,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 900 | $32,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 450 | $32,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 2,095 | $32,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,500 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,000 | $32,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 313 | $32,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,415 | $32,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,068 | $32,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,001 | $32,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 9,972 | $32,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,591 | $32,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 21,000 | $32,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 786 | $32,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,105 | $32,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 35,500 | $32,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,321 | $32,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 796 | $32,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,352 | $32,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2,680 | $32,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 5,938 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $32,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $32,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $32,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 32,000 | $32,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 35,000 | $32,000 | thousands by filing date | principal |
| GLORI ENERGY INC | 379606106 | Cmn | 15,000 | $32,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 800 | $31,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $31,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,500 | $31,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,225 | $31,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 600 | $31,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,200 | $31,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,325 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 725 | $31,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,449 | $31,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,400 | $31,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $31,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 562 | $31,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 379 | $31,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 850 | $31,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,877 | $31,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,350 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $31,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 831 | $31,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 690 | $31,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 783 | $31,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 560 | $31,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,195 | $31,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $31,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,543 | $31,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,359 | $31,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 293 | $31,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,100 | $31,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,210 | $31,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 500 | $31,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $31,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $31,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 23,942 | $31,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 28,000 | $31,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 2,500 | $31,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,295 | $31,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,886 | $30,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,670 | $30,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 610 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,842 | $30,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 472 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,050 | $30,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 3,172 | $30,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,022 | $30,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,639 | $30,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $30,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,823 | $30,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 567 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,601 | $30,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 583 | $30,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,172 | $30,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $30,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $30,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 900 | $30,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,031 | $30,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,025 | $30,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 387 | $30,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,842 | $30,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 813 | $30,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 28,000 | $30,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,620 | $30,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,260 | $30,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 600 | $30,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 400 | $29,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $29,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,090 | $29,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 315 | $29,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 666 | $29,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 809 | $29,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,302 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 895 | $29,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,050 | $29,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 410 | $29,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 506 | $29,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 368 | $29,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 237 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $29,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,602 | $29,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 516 | $29,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,834 | $29,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 6,300 | $29,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 820 | $29,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,000 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,538 | $29,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,247 | $29,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $28,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 513 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 546 | $28,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $28,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 9,000 | $28,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 9,800 | $28,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 833 | $28,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,725 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 1,797 | $28,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,400 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 605 | $28,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 3,488 | $28,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,750 | $28,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,500 | $28,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 274 | $28,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 28,000 | $28,000 | thousands by filing date | principal |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,384 | $28,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 14,560 | $28,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 14,400 | $28,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $28,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 4,861 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,300 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,439 | $28,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 29,000 | $28,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 27,000 | $28,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 15,325 | $28,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 650 | $27,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,100 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 781 | $27,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 410 | $27,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $27,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 333 | $27,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 495 | $27,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,199 | $27,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,200 | $27,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 639 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 847 | $27,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,598 | $27,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 510 | $27,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,200 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 291 | $27,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 800 | $27,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,500 | $27,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 800 | $27,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,420 | $27,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 232 | $27,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 3,500 | $27,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,684 | $27,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,428 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 515 | $27,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 800 | $27,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 652 | $27,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,900 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-001666 | this filing | 2015-04-13 | acceptance time not in the bulk data set |