13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 4,392 holding rows worth $10,640,682,000.
- Accession
- 0001580642-15-001666
- Filer
- CIK 1540235
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 4,560 entries on the cover page, a total value of $10,640,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,640,682,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $6,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 300 | $6,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 200 | $6,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 818 | $6,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 2,500 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 275 | $5,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $5,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 2,000 | $5,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 431 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 54 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 300 | $5,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 135 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $5,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 107 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 201 | $5,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $5,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,000 | $5,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 74 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,000 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 159 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 60 | $5,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 500 | $5,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $5,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 196 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $5,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 183 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 200 | $5,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 97 | $5,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 200 | $5,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 196 | $5,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 364 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 230 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 200 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 400 | $5,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 99 | $5,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 506 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 137 | $5,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,232 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 281 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 322 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,500 | $5,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 3,475 | $5,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 140 | $5,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 410 | $5,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 257 | $5,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 465 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,033 | $5,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 586 | $5,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $5,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,001 | $5,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 130 | $5,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 11,700 | $5,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,000 | $5,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 200 | $5,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,163 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 200 | $5,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 69 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 200 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $5,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,363 | $5,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 400 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 7,000 | $5,000 | thousands by filing date | call |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 850 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 218 | $5,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 90 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 408 | $5,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 200 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 400 | $5,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 194 | $5,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,000 | $5,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 500 | $5,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 2,000 | $5,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 9,470 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $5,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 5,000 | $5,000 | thousands by filing date | principal |
| NEOSTEM INC | 640650404 | Common equity shares | 1,922 | $5,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 450 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,125 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 630 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,286 | $5,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 600 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 168 | $5,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 400 | $5,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 3,000 | $5,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 9,000 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 54 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 46 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,500 | $4,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 100 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 104 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 37 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,900 | $4,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 256 | $4,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 200 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 305 | $4,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 366 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $4,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 100 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $4,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 200 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 133 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 77 | $4,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 800 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100 | $4,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 250 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225 | $4,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 89 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 250 | $4,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 150 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 709 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 300 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 133 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $4,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 800 | $4,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 205 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 150 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $4,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 749 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 279 | $4,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 39 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 850 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 200 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $4,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 42 | $4,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 587 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,312 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 144 | $4,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $4,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,642 | $4,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,032 | $4,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200 | $4,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $4,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 236 | $4,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 95 | $4,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 100 | $4,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 300 | $4,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 20 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| INFORMATICA CORP | 45666Q102 | COM | 100 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 355 | $4,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 73 | $4,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 100 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,200 | $4,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $4,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $4,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 400 | $4,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,000 | $4,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65 | $4,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 128 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 310 | $4,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $4,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 900 | $4,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 41 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 73 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,000 | $4,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $4,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 2,010 | $4,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 500 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| DANAOS CORP | Y1968P105 | SHS | 592 | $4,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,000 | $4,000 | thousands by filing date | call |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 335 | $4,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 500 | $4,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $4,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $4,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 73 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 196 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,000 | $4,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $4,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 5,000 | $4,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301 | $4,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 850 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 325 | $4,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 433 | $4,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 124 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $4,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 200 | $4,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 4,000 | $4,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 16 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $3,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $3,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 500 | $3,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,000 | $3,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 50 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $3,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 200 | $3,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 90 | $3,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 500 | $3,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $3,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 100 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 900 | $3,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 104 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 700 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,202 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,000 | $3,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 58 | $3,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 135 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 216 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 100 | $3,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 297 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 19 | $3,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $3,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 400 | $3,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 100 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,563 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 500 | $3,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 100 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 429 | $3,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 65 | $3,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,322 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 300 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,000 | $3,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 104 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 44 | $3,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 500 | $3,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50 | $3,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,000 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 65 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 120 | $3,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 600 | $3,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,800 | $3,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 4,000 | $3,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 500 | $3,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,000 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347B714 | FUND | 50 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 100 | $3,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 3,500 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 107 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 361 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 800 | $3,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 75 | $3,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,751 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 133 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 410 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $3,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 125 | $3,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 250 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,112 | $3,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 200 | $3,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 76 | $3,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 400 | $3,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,030 | $3,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 223 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 30 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $3,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,500 | $3,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 100 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $3,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 500 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 150 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 66 | $3,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 200 | $3,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 100 | $3,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 105 | $3,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 200 | $3,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 556 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 1,000 | $3,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,000 | $3,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 100 | $3,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 200 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 860 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 850 | $3,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 2,100 | $3,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 387 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,000 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $2,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 57 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 48 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 104 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $2,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $2,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 100 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 500 | $2,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $2,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 24 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 42 | $2,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 97 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 51 | $2,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 49 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 500 | $2,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 44 | $2,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $2,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 37 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 28 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 94 | $2,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 100 | $2,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 31 | $2,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $2,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 350 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300 | $2,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $2,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 138 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 91 | $2,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 500 | $2,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50 | $2,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 75 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 62 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 132 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 7,500 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 700 | $2,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,500 | $2,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 75 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 91 | $2,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 39 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 19 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 125 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 59 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 27 | $2,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $2,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 104 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 175 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 173 | $2,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,499 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 100 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 303 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 100 | $2,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 400 | $2,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 33 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,053 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 400 | $2,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 206 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 400 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 810 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,010 | $2,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $2,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 50 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 602 | $2,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 95 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 400 | $2,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 185 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000 | $2,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 450 | $2,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 42 | $2,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 97 | $2,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 61 | $2,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 100 | $2,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 100 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 100 | $2,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 39 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 425 | $2,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 250 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 112 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 77 | $2,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 128 | $2,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 29 | $2,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 8,000 | $2,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 100 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $2,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 394 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 550 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 117 | $2,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 550 | $2,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 1,800 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 400 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,500 | $2,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 872 | $2,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 100 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 50 | $2,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 391 | $2,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 82 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,170 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 800 | $2,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,050 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 888 | $2,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 1,666 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 101 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 1,108 | $2,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 600 | $2,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 412 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,000 | $1,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,500 | $1,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 400 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,100 | $1,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-001666 | this filing | 2015-04-13 | acceptance time not in the bulk data set |