13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 4,392 holding rows worth $10,640,682,000.
- Accession
- 0001580642-15-001666
- Filer
- CIK 1540235
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 4,560 entries on the cover page, a total value of $10,640,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,640,682,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $27,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,200 | $27,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,301 | $26,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,896 | $26,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 365 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 324 | $26,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 752 | $26,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 532 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 400 | $26,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $26,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 331 | $26,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $26,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $26,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,961 | $26,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,740 | $26,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,250 | $26,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $26,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 400 | $26,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,817 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 610 | $26,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 8,100 | $26,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 719 | $26,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,386 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 563 | $26,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 857 | $26,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 220 | $26,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 550 | $26,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,300 | $26,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,259 | $26,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 243 | $26,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 303 | $26,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 775 | $26,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,538 | $26,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 6,600 | $26,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,345 | $26,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 11,000 | $26,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $26,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 5,000 | $26,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,642 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $26,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $26,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,000 | $26,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 343 | $25,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 611 | $25,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 107 | $25,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 526 | $25,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 518 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 627 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 500 | $25,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,866 | $25,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 292 | $25,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,823 | $25,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,800 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 440 | $25,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,000 | $25,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 8,969 | $25,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,733 | $25,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 965 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $25,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,540 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 225 | $25,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,600 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 802 | $25,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 511 | $25,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 597 | $25,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 890 | $25,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 330 | $25,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 535 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 161 | $25,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,000 | $25,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 26,000 | $25,000 | thousands by filing date | principal |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,500 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,470 | $25,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,100 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 24,000 | $25,000 | thousands by filing date | principal |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 632 | $25,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $24,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,200 | $24,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 752 | $24,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 368 | $24,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,223 | $24,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $24,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,539 | $24,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,895 | $24,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,077 | $24,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,600 | $24,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 996 | $24,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 519 | $24,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,335 | $24,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $24,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 369 | $24,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,100 | $24,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,032 | $24,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 42,196 | $24,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,559 | $24,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $24,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 23,937 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 917 | $24,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $24,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,204 | $24,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 385 | $24,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 1,100 | $24,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 2,200 | $24,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $24,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $23,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 487 | $23,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 351 | $23,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 900 | $23,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 246 | $23,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,041 | $23,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $23,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,200 | $23,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 900 | $23,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 404 | $23,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 303 | $23,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,510 | $23,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 550 | $23,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,536 | $23,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,569 | $23,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,270 | $23,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 600 | $23,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 383 | $23,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 630 | $23,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $23,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 6,389 | $23,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 652 | $23,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $23,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,500 | $23,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 2,000 | $23,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 904 | $23,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 350 | $22,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 738 | $22,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,200 | $22,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 500 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 664 | $22,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 658 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 475 | $22,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,252 | $22,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,591 | $22,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 180 | $22,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $22,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 777 | $22,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $22,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,432 | $22,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 620 | $22,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,900 | $22,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 1,264 | $22,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,200 | $22,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,000 | $22,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,000 | $22,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 1,037 | $22,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,724 | $22,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,000 | $22,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,000 | $22,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,332 | $22,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 22,936 | $22,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 505 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 638 | $22,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 878 | $22,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 3,138 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 600 | $22,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 9,780 | $22,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,200 | $22,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $22,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,838 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $22,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 600 | $22,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,756 | $21,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $21,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,100 | $21,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 270 | $21,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $21,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,026 | $21,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,800 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $21,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 661 | $21,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 621 | $21,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 702 | $21,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,670 | $21,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,362 | $21,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 446 | $21,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,312 | $21,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $21,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,030 | $21,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 560 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $21,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 589 | $21,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,594 | $21,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 400 | $21,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,559 | $21,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,250 | $21,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 28,443 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 554 | $21,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 12,750 | $21,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,258 | $21,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 48,770 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $21,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,411 | $20,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 200 | $20,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 600 | $20,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,630 | $20,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 400 | $20,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $20,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 184 | $20,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,707 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 650 | $20,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 100 | $20,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 250 | $20,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,312 | $20,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $20,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,000 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 982 | $20,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,000 | $20,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $20,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 548 | $20,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 119 | $20,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,015 | $20,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,046 | $20,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,200 | $20,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,332 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 374 | $20,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,142 | $20,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $20,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $20,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 758 | $20,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 20,800 | $20,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,404 | $20,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,103 | $20,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 616 | $20,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,000 | $20,000 | thousands by filing date | |
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| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,407 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,050 | $20,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 29,000 | $20,000 | thousands by filing date | principal |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 23,250 | $20,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,500 | $20,000 | thousands by filing date | |
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| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 313 | $20,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 5,000 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 636 | $20,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,700 | $20,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 248 | $19,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 378 | $19,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 90 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 29,360 | $19,000 | thousands by filing date | |
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| ISHARES TR | 46429B291 | A RATE CP BD ETF | 356 | $19,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,797 | $19,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 300 | $19,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 700 | $19,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,009 | $19,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,465 | $19,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 390 | $19,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,660 | $19,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,300 | $19,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,000 | $19,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 456 | $19,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,370 | $19,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 608 | $19,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,525 | $19,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,500 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 723 | $19,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 422 | $19,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 29,965 | $19,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,338 | $19,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 217 | $19,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,600 | $19,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 363 | $19,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 400 | $19,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 14,000 | $19,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $19,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 19,000 | $19,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 4,749 | $19,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $19,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1,000 | $19,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 3,497 | $19,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 500 | $19,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,329 | $19,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,000 | $18,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 359 | $18,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 390 | $18,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 569 | $18,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,004 | $18,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 300 | $18,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,500 | $18,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 272 | $18,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,153 | $18,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,000 | $18,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,881 | $18,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,878 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,200 | $18,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 2,000 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,200 | $18,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,879 | $18,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $18,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $18,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 426 | $18,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,130 | $18,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 759 | $18,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 500 | $18,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,400 | $18,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,300 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 800 | $18,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 410 | $18,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 455 | $18,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 744 | $18,000 | thousands by filing date | |
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| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,122 | $18,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $18,000 | thousands by filing date | |
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| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,105 | $18,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,416 | $18,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,310 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 63,200 | $17,000 | thousands by filing date | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 445 | $17,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 178 | $17,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,600 | $17,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 400 | $17,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 350 | $17,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,071 | $17,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150 | $17,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 500 | $17,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 285 | $17,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 700 | $17,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 276 | $17,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 580 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 400 | $17,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 228 | $17,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,347 | $17,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 606 | $17,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 249 | $17,000 | thousands by filing date | |
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| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $17,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 447 | $17,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 292 | $17,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,350 | $17,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 450 | $17,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,000 | $17,000 | thousands by filing date | |
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| REX ENERGY CORPORATION | 761565100 | COM | 4,450 | $17,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,000 | $17,000 | thousands by filing date | |
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| LIFELOCK INC COM | 53224V100 | COM | 1,200 | $17,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,410 | $17,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,348 | $17,000 | thousands by filing date | |
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| TXNM ENERGY INC COM | 69349H107 | Stock | 550 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,300 | $16,000 | thousands by filing date | |
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| ISHARES TR | 464289438 | RUS TP200 GR ETF | 301 | $16,000 | thousands by filing date | |
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| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $16,000 | thousands by filing date | |
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| BEL FUSE INC | 077347300 | CL B | 862 | $16,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $16,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $16,000 | thousands by filing date | |
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| GREEN PLAINS INC | 393222104 | COM | 550 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,004 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 816 | $16,000 | thousands by filing date | |
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| China Yuchai Intl Ltd | G21082105 | COM | 800 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 1,030 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $16,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 1,373 | $16,000 | thousands by filing date | |
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| COLONY CAP INC | 19624R106 | CL A | 600 | $16,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 500 | $16,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 455 | $16,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 325 | $16,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $16,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,116 | $16,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 705 | $16,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,200 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,044 | $16,000 | thousands by filing date | |
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| VIVUS INC | 928551100 | COM | 6,487 | $16,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 527 | $16,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,677 | $16,000 | thousands by filing date | |
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| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 810 | $16,000 | thousands by filing date | |
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| VOXELJET AG | 92912L107 | ADS | 2,050 | $16,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 2,100 | $16,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,000 | $15,000 | thousands by filing date | put |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 296 | $15,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,400 | $15,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,837 | $15,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 395 | $15,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 801 | $15,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 580 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,023 | $15,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,200 | $15,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 500 | $15,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,100 | $15,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,350 | $15,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 700 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 800 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 409 | $15,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $15,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 395 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 487 | $15,000 | thousands by filing date | |
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| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 700 | $15,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 800 | $15,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 968 | $15,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 500 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 752 | $15,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 565 | $15,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,075 | $15,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,300 | $15,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 125 | $15,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 770 | $15,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,567 | $15,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 10,100 | $15,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,734 | $15,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 606 | $15,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 257 | $15,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $15,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 430 | $15,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 500 | $15,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $15,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 269 | $15,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 2,390 | $15,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 880 | $15,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,000 | $15,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 23,550 | $15,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,200 | $15,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $15,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 1,250 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 700 | $15,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 5,000 | $15,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 14,000 | $15,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $15,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,600 | $15,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 13,100 | $15,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $14,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 370 | $14,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 201 | $14,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,034 | $14,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,100 | $14,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 300 | $14,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 555 | $14,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 800 | $14,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 150 | $14,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 600 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 400 | $14,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 394 | $14,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 600 | $14,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $14,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 205 | $14,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 868 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 443 | $14,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 422 | $14,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $14,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 452 | $14,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,341 | $14,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $14,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 225 | $14,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,696 | $14,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 100 | $14,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,950 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,099 | $14,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $14,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| GREATBATCH INC | 39153L106 | COM | 250 | $14,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,647 | $14,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,000 | $14,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 450 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-001666 | this filing | 2015-04-13 | acceptance time not in the bulk data set |