13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 218,349 | $3,210,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40,851 | $3,208,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 25,100 | $3,207,000 | thousands by filing date | call |
| INVESCO | 46138J528 | EXCHANGE TRADED | 123,452 | $3,206,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 243,183 | $3,205,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 181,184 | $3,204,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 139,909 | $3,201,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 87,689 | $3,195,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,000 | $3,194,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 42,667 | $3,193,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 64,586 | $3,193,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 593,018 | $3,191,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 41,119 | $3,189,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 91,765 | $3,186,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 108,407 | $3,178,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 764,677 | $3,174,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 165,939 | $3,169,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 227,133 | $3,164,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 45,499 | $3,163,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 274,857 | $3,158,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 50,600 | $3,153,000 | thousands by filing date | call |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 136,395 | $3,145,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 76,500 | $3,143,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 75,022 | $3,138,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 164,022 | $3,134,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 124,224 | $3,133,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 126,878 | $3,132,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 184,882 | $3,132,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 174,274 | $3,130,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 317,599 | $3,128,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 320,611 | $3,125,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,200 | $3,112,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 265,907 | $3,112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 208,944 | $3,103,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 223,996 | $3,103,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 120,334 | $3,101,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 122,229 | $3,095,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,100 | $3,091,000 | thousands by filing date | call |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 306,374 | $3,091,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 82,804 | $3,087,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 108,945 | $3,085,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 357,298 | $3,073,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 171,947 | $3,071,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 50,403 | $3,068,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,787,000 | $3,067,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T102 | COM | 315,096 | $3,066,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 51,957 | $3,058,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 86,073 | $3,057,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 84,573 | $3,055,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 119,995 | $3,049,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 311,614 | $3,047,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 105,481 | $3,045,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 86,755 | $3,044,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 24,000 | $3,030,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,000 | $3,026,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 148,508 | $3,024,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 55,280 | $3,023,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 8,100 | $3,020,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 34,512 | $3,016,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 24,648 | $3,016,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R107 | CMN | 312,434 | $3,015,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 300,000 | $3,010,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 235,837 | $3,007,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 59,421 | $3,007,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 300,900 | $2,994,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 155,936 | $2,990,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 25,212 | $2,982,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 185,335 | $2,976,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 70,000 | $2,975,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 70,902 | $2,967,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 130,859 | $2,964,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,000 | $2,962,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 132,608 | $2,961,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,194 | $2,959,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 488,059 | $2,957,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 166,687 | $2,956,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 105,181 | $2,954,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 32,424 | $2,954,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 314,880 | $2,954,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 50,022 | $2,953,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 112,862 | $2,943,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 733,011 | $2,940,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 88,083 | $2,938,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 119,891 | $2,938,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 300,698 | $2,938,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 299,551 | $2,935,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 219,660 | $2,931,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 300,000 | $2,928,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 71,212 | $2,922,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 83,593 | $2,919,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 56,035 | $2,918,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 142,038 | $2,913,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 297,037 | $2,911,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 99,276 | $2,910,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 114,665 | $2,877,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 184,263 | $2,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 81,588 | $2,868,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 28,986 | $2,866,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 209,146 | $2,864,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 154,675 | $2,864,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 750,735 | $2,860,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 245,191 | $2,858,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 720,847 | $2,855,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,700 | $2,854,000 | thousands by filing date | call |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 627,430 | $2,854,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,200 | $2,849,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 291,795 | $2,846,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 54,682 | $2,838,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 53,242 | $2,832,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 186,780 | $2,827,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 74,700 | $2,827,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,122 | $2,826,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 375,000 | $2,824,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 250,000 | $2,822,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 29,373 | $2,819,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 118,663 | $2,819,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 66,855 | $2,818,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 66,993 | $2,799,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 284,959 | $2,796,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 41,100 | $2,795,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 12,700 | $2,793,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 72,893 | $2,792,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 234,485 | $2,791,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 743,977 | $2,789,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 190,123 | $2,789,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 70,000 | $2,786,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 52,811 | $2,785,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 91,794 | $2,784,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 110,933 | $2,782,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 266,890 | $2,781,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 19,000 | $2,781,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 89,081 | $2,780,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 149,742 | $2,776,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 226,041 | $2,767,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 19,600 | $2,763,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 216,412 | $2,761,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 724,556 | $2,760,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 63,133 | $2,758,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 310,200 | $2,755,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,517 | $2,749,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,744,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 25,918 | $2,744,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 125,900 | $2,736,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 135,297 | $2,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,316 | $2,728,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,500 | $2,727,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 23,400 | $2,722,000 | thousands by filing date | put |
| PETRA ACQUISITION INC | 716421102 | COM | 270,001 | $2,722,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 40,000 | $2,720,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 65,219 | $2,715,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 30,000 | $2,712,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 30,000 | $2,712,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 60,050 | $2,712,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 265,000 | $2,708,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 113,740 | $2,708,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 94,053 | $2,703,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 104,100 | $2,700,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739H263 | FUND | 62,000 | $2,698,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 187,924 | $2,696,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 42,792 | $2,695,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 21,400 | $2,694,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 196,214 | $2,693,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 506,000 | $2,692,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 149,662 | $2,689,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 204,530 | $2,684,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 401,212 | $2,684,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,286,000 | $2,681,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 33,537 | $2,678,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 275,000 | $2,678,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 143,093 | $2,677,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 54,237 | $2,677,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 99,916 | $2,675,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 275,000 | $2,675,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 204,463 | $2,670,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 269,198 | $2,664,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 132,824 | $2,662,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 29,545 | $2,657,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 78,960 | $2,653,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 169,563 | $2,652,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 47,610 | $2,651,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 67,372 | $2,646,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 616,585 | $2,645,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,700 | $2,645,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 86,542 | $2,641,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 42,569 | $2,634,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 82,596 | $2,630,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 280,633 | $2,629,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 97,979 | $2,628,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 339,278 | $2,626,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 269,910 | $2,626,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 147,228 | $2,621,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 263,973 | $2,621,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,097 | $2,620,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 97,056 | $2,618,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 266,574 | $2,615,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 70,164 | $2,613,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 443,085 | $2,609,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 93,600 | $2,607,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 78,954 | $2,603,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 86,046 | $2,595,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 74,464 | $2,583,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 121,228 | $2,583,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 220,311 | $2,560,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 80,438 | $2,555,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 354,768 | $2,554,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 129,884 | $2,554,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 58,829 | $2,553,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 1,940,000 | $2,553,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,524 | $2,543,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 200,885 | $2,541,000 | thousands by filing date | |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,000,000 | $2,541,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 339,893 | $2,540,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 119,437 | $2,539,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 167,544 | $2,538,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 102,152 | $2,535,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 116,926 | $2,533,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 198,916 | $2,528,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 28,824 | $2,520,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 95,364 | $2,519,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 99,394 | $2,518,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 21,900 | $2,515,000 | thousands by filing date | call |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,035,000 | $2,508,000 | thousands by filing date | principal |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 100,000 | $2,503,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 24,182 | $2,502,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 194,060 | $2,501,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 158,109 | $2,501,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 250,000 | $2,492,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 58,814 | $2,491,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 65,000 | $2,491,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 106,935 | $2,489,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 250,000 | $2,482,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 50,000 | $2,478,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 154,620 | $2,477,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 16,623 | $2,477,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 61,537 | $2,471,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 25,800 | $2,470,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400,033 | $2,468,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,667 | $2,466,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 168,724 | $2,465,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 132,885 | $2,463,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 114,339 | $2,463,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,300 | $2,462,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 214,018 | $2,459,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,000 | $2,458,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 58,436 | $2,458,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 250,000 | $2,455,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 157,256 | $2,453,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 98,770 | $2,453,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 65,679 | $2,443,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,838,000 | $2,441,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,172,873 | $2,440,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 42,266 | $2,440,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 443,548 | $2,439,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 251,721 | $2,439,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 235,695 | $2,435,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 182,939 | $2,429,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 269,955 | $2,424,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 67,472 | $2,422,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 249,900 | $2,422,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 41,040 | $2,419,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 41,700 | $2,418,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 63,235 | $2,418,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 247,998 | $2,418,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 131,411 | $2,406,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 109,772 | $2,405,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,068 | $2,401,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 75,847 | $2,397,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,542,000 | $2,397,000 | thousands by filing date | principal |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 68,670 | $2,394,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 204,570 | $2,394,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 33,574 | $2,392,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,529 | $2,387,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,600 | $2,386,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 29,187 | $2,385,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 117,279 | $2,382,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 152,575 | $2,381,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 160,219 | $2,380,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 220,367 | $2,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 58,141 | $2,370,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,596,352 | $2,363,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 33,914 | $2,362,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,400 | $2,357,000 | thousands by filing date | put |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 65,100 | $2,353,000 | thousands by filing date | call |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 241,094 | $2,350,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,175,000 | $2,348,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 43,076 | $2,342,000 | thousands by filing date | |
| CARDLYTICS INC | 14161WAB1 | BOND | 1,870,000 | $2,341,000 | thousands by filing date | principal |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 238,083 | $2,338,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 181,197 | $2,336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 104,996 | $2,334,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 627,355 | $2,334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 82,422 | $2,331,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 32,770 | $2,331,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 114,579 | $2,330,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 23,578 | $2,325,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 44,276 | $2,324,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 90,377 | $2,323,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 134,142 | $2,322,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 79,207 | $2,319,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 99,216 | $2,319,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 235,000 | $2,319,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 219,157 | $2,315,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 104,103 | $2,312,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 110,109 | $2,311,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 442,693 | $2,311,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 43,526 | $2,306,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,700 | $2,303,000 | thousands by filing date | call |
| INVESCO | 46090C305 | EXCHANGE TRADED | 47,585 | $2,302,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 348,500 | $2,300,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 164,942 | $2,297,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 111,695 | $2,296,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 287,776 | $2,296,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 633,944 | $2,295,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 16,885 | $2,294,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 420,000 | $2,293,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 2,541,803 | $2,293,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 84,259 | $2,290,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 80,264 | $2,290,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 94,858 | $2,290,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 56,430 | $2,285,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 49,885 | $2,285,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 70,297 | $2,282,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 128,000 | $2,278,000 | thousands by filing date | put |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 417,300 | $2,278,000 | thousands by filing date | put |
| HEXO CORP | 428304307 | COM NEW | 1,237,693 | $2,277,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 228,551 | $2,274,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 153,755 | $2,270,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 28,100 | $2,269,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 131,389 | $2,266,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 83,577 | $2,252,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 135,850 | $2,251,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 90,896 | $2,249,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 75,072 | $2,249,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 78,917 | $2,249,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 59,693 | $2,245,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 116,512 | $2,239,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 420,900 | $2,239,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 89,749 | $2,236,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 91,791 | $2,235,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 91,561 | $2,232,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 80,000 | $2,228,000 | thousands by filing date | put |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 226,100 | $2,228,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $2,227,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 87,226 | $2,224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 41,435 | $2,224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 35,905 | $2,223,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 120,169 | $2,222,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 143,386 | $2,221,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,400 | $2,220,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,100 | $2,219,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 49,861 | $2,218,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 75,202 | $2,216,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 425,148 | $2,215,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 70,144 | $2,215,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,577,000 | $2,214,000 | thousands by filing date | principal |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 89,500 | $2,213,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,577,000 | $2,211,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A100 | SHS | 170,265 | $2,209,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 100,087 | $2,206,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 227,068 | $2,205,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 72,941 | $2,198,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 741,452 | $2,194,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 34,300 | $2,193,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 120,000 | $2,190,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 120,000 | $2,190,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 42,814 | $2,186,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 40,000 | $2,181,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 881,367 | $2,177,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 64,144 | $2,172,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 117,424 | $2,170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 77,413 | $2,169,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 94,027 | $2,166,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 113,287 | $2,165,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 49,529 | $2,165,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 79,596 | $2,163,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 53,832 | $2,155,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 221,000 | $2,150,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,895,000 | $2,146,000 | thousands by filing date | principal |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 32,996 | $2,140,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 213,173 | $2,125,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 154,071 | $2,124,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 277,813 | $2,119,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 29,845 | $2,117,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 138,664 | $2,116,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 36,006 | $2,115,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 85,803 | $2,113,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 28,962 | $2,113,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 11,834 | $2,111,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 143,000 | $2,111,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 65,856 | $2,109,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 214,129 | $2,109,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 60,324 | $2,098,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 46,938 | $2,095,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 39,338 | $2,090,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 90,743 | $2,086,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 160,804 | $2,086,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 16,593 | $2,084,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 65,824 | $2,083,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 186,326 | $2,083,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 211,974 | $2,082,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 33,221 | $2,081,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,245,797 | $2,081,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 407,238 | $2,077,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 14,481 | $2,076,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 664,754 | $2,074,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 119,900 | $2,074,000 | thousands by filing date | put |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 64,534 | $2,071,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 439,339 | $2,069,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 341,266 | $2,068,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 109,480 | $2,063,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 128,371 | $2,060,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 293,877 | $2,059,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 208,799 | $2,059,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 208,852 | $2,057,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 200,000 | $2,056,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 81,798 | $2,055,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 66,013 | $2,054,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 292,443 | $2,053,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 65,972 | $2,050,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 566,037 | $2,049,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,100 | $2,044,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 43,946 | $2,040,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 208,810 | $2,038,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 36,516 | $2,037,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 280,055 | $2,036,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 47,763 | $2,033,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 28,245 | $2,030,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 200,000 | $2,030,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 50,322 | $2,029,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 93,327 | $2,028,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,200 | $2,026,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 128,225 | $2,026,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 47,453 | $2,025,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,000 | $2,022,000 | thousands by filing date | call |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 53,399 | $2,022,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 318,043 | $2,020,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 115,000 | $2,020,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 54,133 | $2,010,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 140,318 | $2,009,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 300,619 | $2,008,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 33,185 | $2,008,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 105,977 | $2,003,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 205,499 | $2,002,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 213,231 | $2,001,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 47,708 | $1,999,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 342,967 | $1,997,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 354,595 | $1,996,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 200,000 | $1,996,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,223 | $1,994,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 123,128 | $1,993,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 199,631 | $1,992,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 32,319 | $1,989,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 26,320 | $1,987,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 99,092 | $1,984,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 835,776 | $1,981,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 203,385 | $1,981,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 200,000 | $1,970,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 148,500 | $1,969,000 | thousands by filing date | put |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 202,000 | $1,969,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 104,009 | $1,968,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 58,272 | $1,965,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 70,520 | $1,965,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 111,416 | $1,961,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 35,948 | $1,957,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 41,556 | $1,954,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 245,492 | $1,952,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 235,405 | $1,952,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 200,000 | $1,950,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 19,604 | $1,949,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 200,557 | $1,949,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 45,534 | $1,948,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 107,982 | $1,948,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 200,999 | $1,948,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 72,468 | $1,947,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 200,000 | $1,946,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 52,332 | $1,944,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 200,000 | $1,944,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 101,912 | $1,943,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 104,602 | $1,939,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 11,087 | $1,939,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 197,642 | $1,939,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 242,800 | $1,938,000 | thousands by filing date | put |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 199,388 | $1,936,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 468,280 | $1,934,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 63,709 | $1,933,000 | thousands by filing date | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 19,196 | $1,929,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 65,000 | $1,923,000 | thousands by filing date | call |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 19,200 | $1,921,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,800 | $1,918,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 78,212 | $1,918,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 258,886 | $1,913,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 32,025 | $1,911,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,000 | $1,907,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 114,221 | $1,903,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 206,741 | $1,900,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 41,593 | $1,899,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 82,116 | $1,894,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 119,875 | $1,887,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 135,400 | $1,886,000 | thousands by filing date | call |
| STERLING CHECK CORP | 85917T109 | COM | 72,494 | $1,882,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |