13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $23,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 3,670 | $23,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 9,050 | $23,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 1,559 | $23,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,543 | $23,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 2,208 | $23,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 2,300 | $23,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 2,327 | $23,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 5,274 | $23,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 3,178 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $23,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 680 | $22,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,005 | $22,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 500 | $22,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 1,552 | $22,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $22,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 2,753 | $22,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 405 | $22,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 450 | $22,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,136 | $22,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,828 | $22,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,240 | $22,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 433 | $22,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 6,042 | $22,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,450 | $22,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 4,401 | $22,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,829 | $22,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,632 | $22,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 1,412 | $22,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,966 | $22,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 7,009 | $22,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 1,749 | $22,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 2,250 | $22,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 8,176 | $22,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 121 | $22,000 | thousands by filing date | principal |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 629 | $21,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,758 | $21,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $21,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 2,544 | $21,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,475 | $21,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 577 | $21,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,011 | $21,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,306 | $21,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 18,575 | $21,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,141 | $21,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,623 | $21,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,235 | $21,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,084 | $21,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,321 | $21,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 1,000 | $21,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,941 | $21,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,551 | $21,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 2,086 | $21,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 544 | $20,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 2,195 | $20,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,068 | $20,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,681 | $20,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 890 | $20,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 4,804 | $20,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 1,557 | $20,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 2,179 | $20,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 141 | $20,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,741 | $20,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,374 | $20,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,553 | $20,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,813 | $20,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $20,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,799 | $20,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,695 | $20,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,266 | $20,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,969 | $20,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,966 | $20,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 6,534 | $20,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,312 | $20,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,402 | $20,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 1,981 | $20,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 2,000 | $20,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,620 | $20,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,075 | $20,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 4,964 | $20,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 20,000 | $20,000 | thousands by filing date | principal |
| 908 DEVICES INC COM | 65443P102 | Stock | 496 | $19,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 657 | $19,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $19,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 705 | $19,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 3,113 | $19,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,645 | $19,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,210 | $19,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,122 | $19,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,234 | $19,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,559 | $19,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 178 | $19,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 759 | $19,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,228 | $19,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $19,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 4,410 | $19,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 773 | $19,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,020 | $19,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 1,399 | $19,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 837 | $19,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 1,884 | $19,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,870 | $19,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 544 | $19,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 17,130 | $19,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 4,884 | $19,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,534 | $18,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 2,599 | $18,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,393 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 700 | $18,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 922 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 186 | $18,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 844 | $18,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 385 | $18,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 345 | $18,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,468 | $18,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 580 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,397 | $18,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,423 | $18,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,854 | $18,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,079 | $18,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 1,717 | $18,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,106 | $18,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 7,447 | $18,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,382 | $18,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 1,214 | $18,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,566 | $18,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6,060 | $18,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,289 | $18,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,907 | $18,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 4,593 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 764 | $18,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 3,490 | $18,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 315 | $18,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 3,736 | $18,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 15,000 | $18,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $17,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 480 | $17,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 477 | $17,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 430 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $17,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 727 | $17,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,317 | $17,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 663 | $17,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 449 | $17,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 577 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 570 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 333 | $17,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $17,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 8,555 | $17,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 626 | $17,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 358 | $17,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 3,700 | $17,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,558 | $17,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 984 | $17,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 1,301 | $17,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 6,302 | $17,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 1,400 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 5,155 | $17,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 4,376 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 325 | $17,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 4,176 | $17,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 1,313 | $17,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 1,736 | $17,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 3,657 | $17,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 763 | $17,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $16,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 2,190 | $16,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 443 | $16,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 345 | $16,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 675 | $16,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 648 | $16,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,169 | $16,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,518 | $16,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 699 | $16,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 529 | $16,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,881 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 499 | $16,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,940 | $16,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,534 | $16,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,009 | $16,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,477 | $16,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 5,311 | $16,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,760 | $16,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $16,000 | thousands by filing date | principal |
| VINCO VENTURES INC | 927330100 | COM | 4,000 | $16,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,853 | $16,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,806 | $16,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,843 | $16,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,700 | $16,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $16,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 1,994 | $16,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 461 | $16,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 1,600 | $16,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 689 | $16,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 223 | $15,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 826 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 2,000 | $15,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 200 | $15,000 | thousands by filing date | put |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 189 | $15,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 3,000 | $15,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 2,729 | $15,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 775 | $15,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 746 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 530 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 697 | $15,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 458 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $15,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $15,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,102 | $15,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,835 | $15,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,736 | $15,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,455 | $15,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 781 | $15,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,224 | $15,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 5,100 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $15,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 3,885 | $15,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,800 | $15,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 1,513 | $15,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 490 | $15,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 2,056 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 460 | $15,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,455 | $15,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $15,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 3,764 | $15,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 529 | $14,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 12,438 | $14,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 160 | $14,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,329 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 771 | $14,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 371 | $14,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 476 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 146 | $14,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 1,574 | $14,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,354 | $14,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 572 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,000 | $14,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,638 | $14,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,660 | $14,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,000 | $14,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 425 | $14,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $14,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,971 | $14,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 825 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 8,829 | $14,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 2,274 | $14,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,188 | $14,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $14,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,000 | $14,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $14,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 5,217 | $14,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,446 | $14,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 3,035 | $14,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 4,333 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 78 | $14,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,909 | $14,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 1,455 | $14,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 401 | $14,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 2,387 | $14,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 286 | $13,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,321 | $13,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 200 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 127 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 562 | $13,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $13,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,476 | $13,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 5,359 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 597 | $13,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 2,064 | $13,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 410 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 207 | $13,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 3,780 | $13,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,343 | $13,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,008 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 944 | $13,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,253 | $13,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,774 | $13,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 4,500 | $13,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,090 | $13,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,431 | $13,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 1,970 | $13,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 1,320 | $13,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,500 | $13,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 4,112 | $13,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 1,171 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 737 | $12,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 300 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 395 | $12,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 250 | $12,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,639 | $12,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 402 | $12,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 703 | $12,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 477 | $12,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,772 | $12,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 222 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $12,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 470 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 420 | $12,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,132 | $12,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 2,970 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 107,428 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 170 | $12,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 794 | $12,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,197 | $12,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 1,250 | $12,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 1,090 | $12,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,634 | $12,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,500 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 350 | $12,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 677 | $12,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,186 | $12,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 1,114 | $12,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 185 | $12,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 3,625 | $12,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 1,250 | $12,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 1,242 | $12,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,186 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22,998 | $11,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 280 | $11,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $11,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,297 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 210 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 402 | $11,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,704 | $11,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 746 | $11,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,539 | $11,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 200 | $11,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 69 | $11,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,174 | $11,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 477 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $11,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 960 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 452 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 350 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 138 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 300 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 840 | $11,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 441 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $11,000 | thousands by filing date | principal |
| CLS | 14070Y101 | Stock | 1,129 | $11,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,170 | $11,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,956 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 640 | $11,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 1,121 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 6,861 | $11,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 8,707 | $11,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 290 | $11,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 139 | $11,000 | thousands by filing date | principal |
| QUANTUM SI INC | 74765K105 | COM CL A | 800 | $10,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 600 | $10,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 998 | $10,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 248 | $10,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,232 | $10,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 2,305 | $10,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 357 | $10,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,662 | $10,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $10,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 334 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 355 | $10,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 497 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 334 | $10,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 1,002 | $10,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 1,000 | $10,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 760 | $10,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 523 | $10,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 2,877 | $10,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,476 | $10,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,253 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 7,356 | $10,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 1,009 | $10,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 201 | $10,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 773 | $10,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,047 | $10,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 1,500 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 2,961 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 324 | $10,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 1,500 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $10,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 803 | $10,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,001 | $10,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,000 | $10,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| TPG PACE SOLUTIONS CORP | G8656V104 | SHS CL A | 1,000 | $10,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,165 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 173 | $9,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,032 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,500 | $9,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 700 | $9,000 | thousands by filing date | put |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 363 | $9,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 7,886 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 360 | $9,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,297 | $9,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 215 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 186 | $9,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 519 | $9,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 591 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 267 | $9,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 557 | $9,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 900 | $9,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,900 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 9,000 | $9,000 | thousands by filing date | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 621 | $9,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 609 | $9,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 922 | $9,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,174 | $9,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 603 | $9,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,150 | $9,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 13,110 | $9,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,428 | $9,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 954 | $9,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $9,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 9,000 | $9,000 | thousands by filing date | principal |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 5,000 | $9,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 3,350 | $9,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 285 | $8,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 7,360 | $8,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 2,000 | $8,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 500 | $8,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3,000 | $8,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 326 | $8,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 620 | $8,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 653 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 400 | $8,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,391 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $8,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 445 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 200 | $8,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 231 | $8,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 434 | $8,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,474 | $8,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 558 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 481 | $8,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,895 | $8,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,466 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 300 | $8,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 8,000 | $8,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 791 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,531 | $8,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,123 | $8,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 750 | $8,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 660 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 396 | $7,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 596 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 187 | $7,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 4,235 | $7,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 159 | $7,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 91 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 221 | $7,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 149 | $7,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 210 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,018 | $7,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 587 | $7,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,387 | $7,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 488 | $7,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 2,528 | $7,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 121 | $7,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 978 | $7,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 2,408 | $7,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,200 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 180 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $7,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 556 | $7,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 435 | $7,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $7,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 795 | $7,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 566 | $7,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 595 | $7,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,997 | $7,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 690 | $7,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 137 | $7,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 519 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,872 | $7,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 679 | $7,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 4,000 | $7,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 478 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 240 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |