13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 299 | $7,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,626 | $7,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 696 | $7,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 700 | $7,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 239 | $7,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,267 | $7,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $7,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 700 | $7,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,494 | $7,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $7,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 200 | $7,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 90 | $6,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 314 | $6,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 100 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 195 | $6,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 443 | $6,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 261 | $6,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 348 | $6,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 234 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,553 | $6,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 355 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 211 | $6,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 185 | $6,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 2,485 | $6,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 4,023 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,655 | $6,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 524 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 646 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,000 | $6,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 909 | $6,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,413 | $6,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 257 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,249 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,549 | $6,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000 | $6,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,140 | $6,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 620 | $6,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,250 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $6,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 295 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,063 | $6,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 3,709 | $6,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 572 | $6,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 6,079 | $6,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 833 | $6,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,000 | $6,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 585 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 1,100 | $6,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 2,000 | $6,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $6,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 593 | $6,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,647 | $5,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 468 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 170 | $5,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 151 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $5,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 450 | $5,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 160 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 180 | $5,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 684 | $5,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 598 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 711 | $5,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 810 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 35 | $5,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 500 | $5,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 151 | $5,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 6 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 200 | $5,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 611 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 874 | $5,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,021 | $5,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 800 | $5,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,404 | $5,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 1,616 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,000 | $5,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $5,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,761 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,456 | $5,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 397 | $5,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 46 | $5,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 812 | $5,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 468 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 197 | $5,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 512 | $5,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 500 | $5,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 9,272 | $5,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 500 | $5,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 437 | $5,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $5,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 266 | $5,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 443 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 500 | $5,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 500 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 61 | $5,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 496 | $5,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 705 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 669 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 400 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 658 | $4,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 287 | $4,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 144 | $4,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 146 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 895 | $4,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 220 | $4,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 917 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 147 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 160 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 140 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 300 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 130 | $4,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 1,335 | $4,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,980 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $4,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,000 | $4,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $4,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 322 | $4,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 415 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 869 | $4,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 431 | $4,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,064 | $4,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 661 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,536 | $4,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,449 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $4,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 104 | $4,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 486 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 1,247 | $4,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 382 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 134 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,527 | $4,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 883 | $4,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 3,883 | $4,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,123 | $4,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,675 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 800 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 100 | $4,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 300 | $4,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 153 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,915 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 420 | $4,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 214 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,700 | $4,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 450 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 191 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 1,330 | $4,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,750 | $4,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 350 | $4,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 437 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 223 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 269 | $3,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 124 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $3,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 686 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 126 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 205 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 530 | $3,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 413 | $3,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 80 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 375 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 70 | $3,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 75 | $3,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 174 | $3,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 748 | $3,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $3,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 187 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 89 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 80 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 200 | $3,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 5,262 | $3,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 82 | $3,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 410 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 882 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $3,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 284 | $3,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 396 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,660 | $3,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 104 | $3,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 300 | $3,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 302 | $3,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 300 | $3,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 300 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 251 | $3,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 276 | $3,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 2,019 | $3,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,000 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| NEOVASC INC | 64065J304 | COM | 3,694 | $3,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 1,000 | $3,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 4,000 | $3,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 300 | $3,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 370 | $3,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 274 | $3,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 457 | $3,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 1,000 | $3,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 330 | $3,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 200 | $3,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,255 | $3,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 600 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,200 | $3,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 250 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 300 | $3,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 775 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 227 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 158 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 88 | $2,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 216 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 72 | $2,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 50 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 73 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 67 | $2,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 41 | $2,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 164 | $2,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 50 | $2,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 78 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 284 | $2,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 50 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 965 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,120 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 219 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 95 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 57 | $2,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 98 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 334 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 75 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 86 | $2,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 34 | $2,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 254 | $2,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 100 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 152 | $2,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 164 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 500 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 100 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 421 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 490 | $2,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 214 | $2,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 344 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 45 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 902 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 637 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 129 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 256 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 420 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $2,000 | thousands by filing date | principal |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,055 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 203 | $2,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 373 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $2,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 155 | $2,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 331 | $2,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 864 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 200 | $2,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 63 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 388 | $2,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 48 | $2,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 1,274 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 445 | $2,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 200 | $2,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 115 | $2,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 200 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 226 | $2,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 580 | $2,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 6 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 137 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 345 | $1,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 130 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 50 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 817 | $1,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 37 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 20 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 100 | $1,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 199 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 561 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 162 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 267 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 191 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 44 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 79 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 210 | $1,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 22 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 190 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31 | $1,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 100 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 275 | $1,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 387 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,094 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 16 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 40 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 34 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 45 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 116 | $1,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 90 | $1,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 48 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 660 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 146 | $1,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 417 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 123 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 209 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 600 | $1,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 60 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 72 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 50 | $1,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 59 | $1,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 32 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 255 | $1,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 59 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,293 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 208 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 136 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,349 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 185 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 100 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 86 | $1,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 33 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 50 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 100 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 100 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 577 | $1,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 1,230 | $1,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 249 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 44 | $1,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 157 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 861 | $1,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 185 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 300 | $1,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 120 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A812 | US LARGE CAP CRE | 52 | $1,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 69 | $1,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 52 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,213 | $1,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 89 | $1,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V200 | UNIT 99/99/9999 | 60 | $1,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 80 | $1,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 122 | $1,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 65 | $1,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 76 | $1,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 54 | $1,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 111 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 88 | $1,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 76 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 200 | $1,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 67 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 175 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 514 | $1,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 220 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 883 | $1,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 250 | $1,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 500 | $1,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 402 | $1,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 39 | $1,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 64 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 790 | $1,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 74 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 634 | $1,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 24 | $1,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 53 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $1,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 493 | $1,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 62 | $1,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 54 | $1,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 98 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 1,300 | $1,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 51 | $1,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 250 | $1,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 103 | $1,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 76 | $1,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 58 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 500 | $1,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 50 | $1,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 68 | $1,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 127 | $1,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 67 | $1,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 70 | $1,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 59 | $1,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 100 | $1,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 72 | $1,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 625 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 83 | $1,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 40 | $1,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 100 | $1,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 97 | $1,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 50 | $1,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 54 | $1,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 69 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 10 | $1,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 101 | $1,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 60 | $1,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 79 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF BANKSHARES INC | 12520L109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELUTIA INC | 05479K106 | CL A COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS N V | N5749R100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTERN PHARMA INC | 51654W101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BM TECHNOLOGIES INC | 05591L107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTAGE BIOTECH INC | G7185A128 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |