13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,827 | $53,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,821 | $53,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,504 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,818 | $53,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 15,905 | $53,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,577 | $53,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 11,000 | $53,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 9,347 | $53,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 19,600 | $53,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 6,249 | $53,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 3,825 | $53,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,974 | $52,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,295 | $52,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,000 | $52,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 43,936 | $52,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,388 | $52,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,500 | $51,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,233 | $51,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,563 | $51,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,201 | $51,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,371 | $51,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,823 | $51,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,675 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $51,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,834 | $51,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 22,678 | $51,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 2,250 | $51,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 6,147 | $51,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 5,000 | $51,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 9,681 | $51,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 773 | $51,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 1,281 | $51,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 500 | $50,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,547 | $50,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 9,086 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 995 | $50,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,109 | $50,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,293 | $50,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 4,123 | $50,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,299 | $50,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,030 | $50,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 1,230 | $50,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 8,910 | $50,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,975 | $50,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,825 | $50,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,555 | $50,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 5,004 | $50,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 5,006 | $50,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $50,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 5,000 | $50,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 5,000 | $50,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION COR COM CL A | 629070103 | Stock | 5,050 | $50,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,169 | $49,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,195 | $49,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,892 | $49,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,148 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,575 | $49,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 1,653 | $49,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 3,659 | $49,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,786 | $49,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 4,846 | $49,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 11,094 | $49,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 4,150 | $49,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,647 | $48,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,140 | $48,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 2,618 | $48,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,699 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 3,299 | $48,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,028 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 800 | $48,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 3,920 | $48,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,037 | $48,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,834 | $48,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,472 | $48,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 2,012 | $48,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 6,575 | $48,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 2,060 | $48,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 15,977 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $48,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 4,793 | $48,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 8,092 | $47,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,387 | $47,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,147 | $47,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,216 | $47,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 5,291 | $47,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 2,869 | $47,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,500 | $47,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 4,000 | $47,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 683 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 835 | $46,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,409 | $46,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,758 | $46,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,139 | $46,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 2,174 | $46,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $46,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,226 | $46,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 8,117 | $46,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,329 | $46,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,591 | $46,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 2,393 | $46,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 46,000 | $46,000 | thousands by filing date | principal |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 2,500 | $45,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 700 | $45,000 | thousands by filing date | put |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,575 | $45,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,471 | $45,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,952 | $45,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,992 | $45,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,472 | $45,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,795 | $45,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,255 | $45,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,779 | $45,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 7,928 | $45,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,595 | $45,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $45,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 925 | $45,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 973 | $44,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,307 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 387 | $44,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,300 | $44,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,765 | $44,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,818 | $44,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 4,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 854 | $44,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $44,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 3,493 | $44,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,000 | $44,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 4,400 | $44,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 5,386 | $44,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,850 | $44,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 4,384 | $44,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,500 | $43,000 | thousands by filing date | put |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 724 | $43,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,060 | $43,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 2,950 | $43,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,066 | $43,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 2,716 | $43,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 2,175 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,525 | $43,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 500 | $43,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 2,157 | $43,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 3,710 | $43,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 4,201 | $43,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 5,307 | $42,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 4,000 | $42,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 1,630 | $42,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,034 | $42,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,460 | $42,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,550 | $42,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,214 | $42,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 954 | $42,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 580 | $42,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,582 | $42,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 5,582 | $42,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 744 | $42,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 8,943 | $42,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,213 | $42,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,727 | $42,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 4,000 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,375 | $41,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 683 | $41,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,001 | $41,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,010 | $41,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,415 | $41,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1,312 | $41,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,311 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,450 | $41,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,431 | $41,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 6,043 | $41,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,780 | $41,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 13,314 | $41,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,136 | $41,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 3,351 | $41,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 4,126 | $41,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 2,128 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,037 | $41,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $40,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 380 | $40,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,929 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 800 | $40,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,748 | $40,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 2,039 | $40,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,965 | $40,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,268 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $40,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 1,400 | $40,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,170 | $40,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,753 | $40,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,034 | $40,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,592 | $40,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,319 | $40,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 26,599 | $40,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 4,126 | $39,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 146 | $39,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 3,987 | $39,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,399 | $39,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 725 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,243 | $39,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,779 | $39,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 1,500 | $39,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,881 | $39,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,230 | $39,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,616 | $39,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $39,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,762 | $39,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,939 | $39,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 25,069 | $38,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,482 | $38,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 1,055 | $38,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,574 | $38,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,940 | $38,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,205 | $38,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 4,776 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 684 | $38,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,178 | $38,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,501 | $38,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,421 | $38,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 8,137 | $38,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,600 | $38,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 3,743 | $38,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 3,503 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,457 | $37,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 8,633 | $37,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 675 | $37,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 4,219 | $37,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 5,425 | $37,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,616 | $37,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,044 | $37,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 4,856 | $37,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 7,065 | $37,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $37,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,173 | $37,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 388 | $36,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 800 | $36,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 3,676 | $36,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,020 | $36,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 1,310 | $36,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,781 | $36,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 2,837 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 352 | $36,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 37,259 | $36,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,808 | $36,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $36,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 2,253 | $36,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 8,550 | $36,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 4,491 | $36,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,077 | $36,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,614 | $36,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 3,380 | $36,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 3,616 | $36,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 6,000 | $36,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200 | $35,000 | thousands by filing date | call |
| BIOATLA INC | 09077B104 | COM | 835 | $35,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 429 | $35,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 3,284 | $35,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 5,551 | $35,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 5,540 | $35,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 5,000 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 671 | $35,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,812 | $35,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,589 | $35,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,989 | $35,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 6,414 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 21,713 | $35,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,705 | $35,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 8,194 | $35,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 6,156 | $35,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 3,428 | $35,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,117 | $34,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,787 | $34,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,390 | $34,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4,256 | $34,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,484 | $34,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,291 | $34,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,058 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 948 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 716 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 1,259 | $34,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,007 | $34,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 15,515 | $34,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 2,800 | $34,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 12,500 | $34,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,514 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 645 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 611 | $34,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 3,297 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 577 | $34,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 3,109 | $33,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,715 | $33,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 1,029 | $33,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,200 | $33,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 788 | $33,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,663 | $33,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 21,084 | $33,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 3,334 | $33,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 2,995 | $33,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 839 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 786 | $32,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 678 | $32,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 22,450 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,615 | $32,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,209 | $32,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,300 | $32,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,532 | $32,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $32,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,891 | $32,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 5,390 | $32,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 1,100 | $32,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 7,951 | $32,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 590 | $32,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,500 | $32,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 4,295 | $32,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,937 | $32,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,500 | $32,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 3,000 | $32,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 1,522 | $31,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 712 | $31,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,064 | $31,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 993 | $31,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 1,500 | $31,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 9,096 | $31,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,769 | $31,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,228 | $31,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 1,673 | $31,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 6,123 | $31,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,246 | $31,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 512 | $31,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,464 | $31,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 22,058 | $31,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,902 | $31,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 3,100 | $31,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,559 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,243 | $30,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 500 | $30,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,054 | $30,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 862 | $30,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 4,814 | $30,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,350 | $30,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,157 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 571 | $30,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 656 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 523 | $30,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,537 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,755 | $30,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5,677 | $30,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 2,182 | $30,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,478 | $30,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 1,075 | $30,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,851 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,148 | $30,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 5,130 | $30,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 7,274 | $29,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,334 | $29,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,333 | $29,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,481 | $29,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,240 | $29,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,264 | $29,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 3,379 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 414 | $29,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $29,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 954 | $29,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 865 | $29,000 | thousands by filing date | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 1,236 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $29,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,389 | $29,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 2,361 | $29,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 5,677 | $29,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 5,764 | $29,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,079 | $29,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 2,941 | $29,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,523 | $29,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,134 | $29,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 1,636 | $29,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 665 | $28,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,135 | $28,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,754 | $28,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,388 | $28,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,313 | $28,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 35,000 | $28,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 2,470 | $28,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 5,829 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 26,000 | $28,000 | thousands by filing date | principal |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 3,500 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $28,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 2,754 | $28,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,080 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $28,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,060 | $27,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,256 | $27,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 484 | $27,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 8,484 | $27,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 1,071 | $27,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,623 | $27,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 2,588 | $27,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 24,325 | $27,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,169 | $27,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200 | $27,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,150 | $27,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 7,792 | $27,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 6,202 | $27,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 1,458 | $27,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 25,000 | $27,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,071 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,186 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 763 | $27,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 2,422 | $27,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 254 | $26,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 419 | $26,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,584 | $26,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 523 | $26,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 9,088 | $26,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 848 | $26,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,018 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 272 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 517 | $26,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,181 | $26,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 7,147 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,000 | $26,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 1,400 | $26,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 1,000 | $26,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,820 | $26,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 1,384 | $26,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,284 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $26,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 3,913 | $26,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 6,618 | $26,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 2,535 | $26,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 2,701 | $26,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 772 | $26,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,196 | $26,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 9,288 | $26,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,278 | $25,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 800 | $25,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,937 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $25,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,017 | $25,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 6,969 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $25,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,213 | $25,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,545 | $25,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 872 | $25,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,497 | $25,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,401 | $25,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 22,366 | $25,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,747 | $25,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,235 | $25,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,942 | $25,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,771 | $25,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,297 | $25,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,300 | $25,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 7,197 | $25,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 2,414 | $25,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 2,500 | $25,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 2,500 | $25,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 326 | $24,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 8,260 | $24,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 843 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 485 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 256 | $24,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 698 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $24,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,039 | $24,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,156 | $24,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,306 | $24,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,765 | $24,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 11,155 | $24,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,000 | $24,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,000 | $24,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 2,500 | $24,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 3,676 | $24,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,023 | $24,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,556 | $24,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 4,000 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,312 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,321 | $24,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,500 | $24,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,634 | $24,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 1,996 | $24,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,034 | $24,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 2,500 | $24,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 876 | $24,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 17,783 | $24,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 2,438 | $24,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 2,369 | $24,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 2,500 | $24,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,554 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 439 | $23,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 2,240 | $23,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 907 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 210 | $23,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,185 | $23,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1,250 | $23,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 982 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |