13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,004 | $118,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 9,840 | $117,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,911 | $117,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 7,788 | $117,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,429 | $116,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,516 | $116,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,094 | $116,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 3,936 | $116,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,230 | $116,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,199 | $116,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 7,500 | $115,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,300 | $115,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $115,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,908 | $115,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 8,305 | $115,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 11,445 | $115,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,060 | $114,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,500 | $114,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 11,785 | $114,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 8,067 | $114,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,118 | $114,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,765 | $114,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 12,553 | $113,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 17,037 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 1,751 | $113,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $113,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 4,000 | $113,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,939 | $113,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 5,575 | $113,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 11,125 | $113,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,445 | $112,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 9,698 | $112,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,798 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,866 | $112,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,221 | $112,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 4,820 | $111,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,821 | $111,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 9,987 | $111,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 2,464 | $111,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $110,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,742 | $110,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,415 | $110,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 5,266 | $110,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 2,595 | $110,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,500 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,978 | $109,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 75,856 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,331 | $109,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,623 | $108,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 4,717 | $108,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 7,186 | $108,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 2,918 | $108,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,845 | $108,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 12,308 | $108,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 5,335 | $108,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 3,435 | $107,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 8,080 | $107,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,542 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,170 | $107,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 13,292 | $107,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,110 | $107,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,767 | $107,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,361 | $107,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 3,670 | $106,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,000 | $106,000 | thousands by filing date | put |
| LIFEMD INC | 53216B104 | COM | 9,000 | $106,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,645 | $106,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 6,362 | $106,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 7,098 | $105,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,300 | $105,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,346 | $105,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,318 | $105,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 17,163 | $105,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 6,758 | $105,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,200 | $105,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 4,013 | $105,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 10,500 | $105,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 3,656 | $104,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,410 | $104,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 5,113 | $104,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 21,150 | $104,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,989 | $103,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,939 | $103,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $103,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 2,903 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 2,831 | $103,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,333 | $103,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 4,332 | $103,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,500 | $102,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 2,830 | $102,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,023 | $102,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 36,652 | $102,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,001 | $102,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 10,141 | $102,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 10,017 | $102,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,867 | $101,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,207 | $101,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 2,927 | $101,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 5,879 | $101,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 5,400 | $101,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,884 | $101,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,137 | $101,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,313 | $101,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 5,817 | $101,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 23,715 | $101,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 10,121 | $101,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,900 | $100,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 7,003 | $100,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,806 | $100,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 3,633 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,750 | $100,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $100,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 10,100 | $100,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 9,997 | $100,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 9,922 | $100,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 10,000 | $100,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 9,956 | $100,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,000 | $99,000 | thousands by filing date | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 3,972 | $99,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,521 | $99,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 10,000 | $99,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 9,929 | $99,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 5,837 | $99,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 7,626 | $98,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 2,630 | $98,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,777 | $98,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 29,177 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,992 | $98,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 2,980 | $98,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,598 | $97,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,753 | $97,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 24,721 | $97,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 2,410 | $97,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,979 | $96,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,824 | $96,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,319 | $96,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,850 | $96,000 | thousands by filing date | principal |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 8,200 | $96,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 9,000 | $96,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 9,371 | $96,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,217 | $95,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 1,925 | $95,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,125 | $95,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 9,600 | $95,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,137 | $94,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $94,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 4,299 | $94,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 8,934 | $94,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,100 | $94,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,473 | $94,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 3,971 | $93,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,761 | $93,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 4,005 | $93,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 3,099 | $93,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 5,617 | $93,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,101 | $93,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 15,033 | $93,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 3,398 | $93,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 9,282 | $93,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 8,000 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,267 | $93,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,407 | $92,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,358 | $92,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,980 | $92,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,478 | $92,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 3,810 | $92,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 9,413 | $92,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 2,923 | $91,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 3,687 | $91,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 3,927 | $91,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 7,243 | $91,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,803 | $91,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 6,818 | $91,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 9,000 | $91,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,726 | $90,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2,684 | $90,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 5,214 | $90,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,340 | $90,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 13,675 | $90,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,094 | $90,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,600 | $90,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $90,000 | thousands by filing date | put |
| Angel Oak DFS Inc TR | 03462A102 | COM | 4,475 | $90,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,000 | $90,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 6,000 | $90,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 8,700 | $90,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,000 | $89,000 | thousands by filing date | call |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 3,804 | $89,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,333 | $89,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,125 | $89,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 2,284 | $89,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,904 | $89,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,033 | $88,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 3,658 | $88,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 8,749 | $88,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 8,720 | $88,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 1,500 | $87,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,909 | $87,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,074 | $87,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 4,136 | $87,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,044 | $87,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 22,466 | $87,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 8,600 | $87,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 23,760 | $87,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 85,000 | $87,000 | thousands by filing date | principal |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 3,219 | $86,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,226 | $86,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,040 | $86,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,800 | $86,000 | thousands by filing date | call |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 8,583 | $86,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,984 | $86,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 8,594 | $86,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 4,928 | $85,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 7,592 | $85,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,067 | $85,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,102 | $85,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 3,376 | $85,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $85,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,706 | $85,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 2,726 | $85,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,453 | $85,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,657 | $84,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 3,446 | $84,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 5,132 | $84,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 3,400 | $83,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,217 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,578 | $83,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,186 | $83,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 31,745 | $83,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $83,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 9,135 | $83,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 4,755 | $82,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 6,126 | $82,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,899 | $82,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 4,618 | $82,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 9,840 | $82,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 4,703 | $81,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,909 | $81,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,089 | $81,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 9,184 | $81,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,839 | $81,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 5,557 | $81,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 4,457 | $81,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $80,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 2,570 | $80,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 16,770 | $80,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,199 | $80,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,629 | $80,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $80,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,273 | $79,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $79,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 126,981 | $79,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 1,362 | $78,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 6,556 | $78,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 7,163 | $78,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,060 | $77,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 6,892 | $77,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 2,437 | $77,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,420 | $77,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 2,127 | $77,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,683 | $77,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 7,435 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 5,380 | $77,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 7,395 | $77,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 3,000 | $77,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $76,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,531 | $76,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 7,436 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,487 | $76,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 49,150 | $75,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 3,087 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 606 | $74,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,672 | $74,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,016 | $74,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,304 | $74,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,110 | $74,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 1,652 | $74,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,000 | $74,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,854 | $74,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,851 | $74,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 41,566 | $74,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 4,455 | $74,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 7,305 | $74,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 7,500 | $74,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,483 | $73,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,820 | $73,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,618 | $73,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,806 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1,798 | $73,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 6,000 | $73,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,954 | $72,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,275 | $72,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,375 | $72,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,232 | $72,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,842 | $72,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 3,580 | $72,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,113 | $72,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,688 | $72,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 70,000 | $72,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $71,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,534 | $71,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 2,809 | $71,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,198 | $71,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,520 | $71,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 5,429 | $71,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 813 | $71,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 39,102 | $71,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,125 | $71,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 2,898 | $70,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,833 | $70,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 2,900 | $70,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 8,038 | $70,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,500 | $70,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,000 | $70,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 7,103 | $70,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,468 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,914 | $69,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,913 | $69,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,179 | $69,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,975 | $69,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $69,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,692 | $69,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,426 | $69,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 15,763 | $69,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,109 | $69,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,995 | $69,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,995 | $68,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 16,024 | $68,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,953 | $68,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,546 | $68,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,150 | $68,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,083 | $68,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 538 | $68,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,628 | $68,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 3,177 | $68,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 7,411 | $68,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 7,900 | $68,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 6,712 | $68,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,800 | $67,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 4,750 | $67,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,645 | $67,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,258 | $67,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 23,041 | $67,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 8,357 | $67,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 8,000 | $67,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 19,286 | $67,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,818 | $67,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 6,000 | $67,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 2,922 | $66,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 1,935 | $66,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,425 | $66,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 24,866 | $66,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,967 | $66,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,016 | $66,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,011 | $66,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,200 | $66,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 5,582 | $66,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,494 | $65,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 4,281 | $65,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 2,293 | $65,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 10,600 | $65,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,569 | $65,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 4,404 | $65,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 2,316 | $65,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 2,484 | $64,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,105 | $64,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,519 | $64,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,514 | $64,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,061 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,526 | $64,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 4,715 | $64,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 37,491 | $64,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,000 | $64,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 3,743 | $64,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 16,416 | $64,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 6,350 | $64,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 7,425 | $63,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,443 | $63,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 5,186 | $63,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,953 | $63,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,857 | $63,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,001 | $63,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,474 | $63,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,903 | $63,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,172 | $63,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 15,389 | $63,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,235 | $62,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 816 | $62,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 11,339 | $62,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,828 | $62,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,409 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 640 | $62,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,186 | $62,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,145 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,241 | $62,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $62,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4,282 | $62,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 2,414 | $62,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 5,580 | $62,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 6,053 | $62,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,168 | $61,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,491 | $61,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 6,250 | $61,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,229 | $61,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 5,200 | $61,000 | thousands by filing date | call |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,283 | $61,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,844 | $61,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 6,000 | $61,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 860 | $60,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,636 | $60,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 4,732 | $60,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $60,000 | thousands by filing date | principal |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 6,493 | $60,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 558 | $60,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,564 | $60,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,320 | $60,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 60,000 | $60,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 20,000 | $59,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,285 | $59,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 4,053 | $59,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,593 | $59,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 4,818 | $59,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,190 | $59,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,839 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 7,314 | $59,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,324 | $59,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,168 | $59,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 1,070 | $59,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,442 | $59,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 1,214 | $59,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,696 | $59,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,803 | $59,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $58,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,143 | $58,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 9,976 | $58,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,011 | $58,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,392 | $58,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,264 | $58,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,424 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,301 | $58,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,823 | $58,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 9,156 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,029 | $58,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1,695 | $58,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 6,146 | $57,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 783 | $57,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 685 | $57,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 1,707 | $56,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 1,403 | $56,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,016 | $56,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 2,053 | $56,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,523 | $56,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,312 | $56,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,513 | $56,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,379 | $56,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,267 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 2,373 | $56,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,895 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,030 | $56,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 5,231 | $56,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 759 | $56,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 1,121 | $56,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 2,159 | $56,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 4,111 | $55,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,897 | $55,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,500 | $55,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,897 | $55,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 9,002 | $55,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,716 | $55,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,198 | $55,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 4,639 | $55,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,585 | $55,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,393 | $55,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,218 | $55,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,720 | $55,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $55,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 6,534 | $55,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,590 | $55,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,836 | $55,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 25,310 | $55,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $54,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $54,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 907 | $54,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,025 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 1,785 | $54,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,974 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,107 | $54,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 51,000 | $54,000 | thousands by filing date | principal |
| ALTABANCORP | 021347109 | COM | 1,267 | $54,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 4,300 | $53,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,506 | $53,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 2,060 | $53,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,445 | $53,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,499 | $53,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 1,000 | $53,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,667 | $53,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 498 | $53,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,078 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |