13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABCAM PLC | 000380204 | ADR USD | 27,273 | $588,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,100 | $587,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 20,073 | $587,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 22,208 | $587,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,513 | $586,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 30,772 | $585,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,574 | $585,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,410 | $585,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 34,962 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 7,204 | $584,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,199 | $581,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 58,634 | $581,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 69,300 | $581,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,700 | $579,000 | thousands by filing date | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 11,558 | $579,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 28,484 | $579,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 22,308 | $579,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 16,448 | $578,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 5,950 | $578,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 31,012 | $577,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,991 | $576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 8,882 | $574,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 22,646 | $573,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 30,000 | $571,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 52,474 | $570,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,416 | $570,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 53,470 | $570,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 69,894 | $570,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 16,665 | $570,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 59,721 | $569,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,550 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 14,836 | $567,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 13,249 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 13,218 | $566,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 25,971 | $566,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 19,536 | $564,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 63,489 | $564,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 58,853 | $563,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,726 | $563,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 39,312 | $562,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 17,621 | $561,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 31,524 | $559,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 19,241 | $559,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,597 | $558,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 12,900 | $557,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 47,987 | $557,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 74,428 | $554,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 15,132 | $553,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,692 | $553,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 25,573 | $552,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 8,748 | $552,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 65,451 | $552,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 7,090 | $552,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 34,928 | $552,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 11,958 | $552,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 28,019 | $551,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 82,781 | $551,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 73,704 | $551,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 16,970 | $548,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 40,327 | $548,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 15,786 | $547,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 39,871 | $547,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 22,289 | $546,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,313 | $546,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 117,179 | $545,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 9,189 | $544,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 72,534 | $543,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 38,858 | $543,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 12,950 | $541,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 62,891 | $540,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 51,922 | $540,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 6,816 | $539,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,297 | $538,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 46,114 | $537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,064 | $537,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 140,311 | $535,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 5,984 | $535,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 20,695 | $535,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,211 | $533,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 26,570 | $533,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 44,113 | $533,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 18,080 | $532,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 13,099 | $530,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 9,262 | $530,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 49,229 | $530,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 26,733 | $529,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 214,066 | $529,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 40,493 | $529,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 12,092 | $527,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 64,036 | $527,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,761 | $525,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 48,068 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,684 | $524,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 77,510 | $523,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 11,802 | $523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 38,067 | $522,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,755 | $522,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 61,813 | $522,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,590 | $521,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 45,589 | $520,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 15,033 | $519,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,866 | $519,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 25,940 | $519,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,494 | $518,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $518,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 49,048 | $517,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 17,955 | $516,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 12,139 | $516,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 16,492 | $515,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,233 | $514,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 18,741 | $514,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 48,294 | $514,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 65,992 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 12,731 | $511,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 58,350 | $511,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 30,333 | $511,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 14,579 | $511,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,061 | $510,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 35,443 | $510,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 43,663 | $509,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 38,979 | $509,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 12,600 | $508,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 35,115 | $508,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 48,666 | $508,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 34,520 | $507,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 13,979 | $506,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 47,028 | $506,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 16,811 | $505,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 15,178 | $505,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 29,342 | $505,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 80,064 | $504,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 47,787 | $504,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 357,000 | $504,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 23,479 | $503,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 127,290 | $502,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 34,481 | $502,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,922 | $502,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 12,502 | $502,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,470 | $501,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 21,616 | $499,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 498,000 | $498,000 | thousands by filing date | principal |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 16,432 | $497,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 93,587 | $497,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 15,381 | $496,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 44,572 | $495,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 37,144 | $495,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,504 | $494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,331 | $494,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,029 | $493,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 26,510 | $492,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 52,274 | $492,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 70,093 | $492,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,941 | $492,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 34,614 | $491,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 19,383 | $490,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 23,003 | $488,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 9,459 | $488,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 60,087 | $488,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 46,660 | $488,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37,034 | $487,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 25,381 | $487,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 20,209 | $487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,015 | $487,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,067 | $486,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 8,154 | $486,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 16,442 | $486,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,418 | $486,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,264 | $485,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,125 | $485,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 80,547 | $483,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,458 | $483,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 45,912 | $483,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 17,629 | $482,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 32,138 | $482,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,810 | $481,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 16,071 | $481,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,086 | $480,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 28,920 | $480,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 1,715,461 | $480,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 18,214 | $479,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,969 | $479,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,914 | $478,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,066 | $477,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 15,251 | $474,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 6,170 | $473,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 33,729 | $473,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 45,921 | $473,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 43,565 | $472,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 17,486 | $472,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 16,148 | $471,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 28,547 | $471,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 26,800 | $471,000 | thousands by filing date | call |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 35,395 | $470,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 117,818 | $470,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 18,431 | $469,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,561 | $468,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 38,494 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 17,226 | $467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,090 | $466,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 33,479 | $466,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 15,475 | $466,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 45,251 | $466,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 454,000 | $466,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 52,516 | $465,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 70,749 | $463,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 14,715 | $463,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 54,593 | $463,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 14,844 | $462,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 29,950 | $462,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,275 | $461,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 35,739 | $461,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 14,294 | $460,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 35,125 | $459,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 23,744 | $458,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 53,524 | $458,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 31,528 | $457,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 14,307 | $457,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 33,098 | $455,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 424,000 | $455,000 | thousands by filing date | principal |
| POINTS INTL LTD | 730843208 | COM NEW | 31,688 | $455,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 5,363 | $453,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,027 | $452,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,203 | $452,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 91,041 | $452,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,559 | $451,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 13,642 | $451,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 36,183 | $451,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $449,000 | thousands by filing date | call |
| US Ecology, Inc. | 91734M103 | COM | 12,353 | $449,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 6,211 | $448,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 41,718 | $448,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 13,675 | $447,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,000 | $445,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 29,354 | $445,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 40,235 | $445,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 80,383 | $445,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 30,507 | $445,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,812 | $443,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 28,125 | $442,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,388 | $442,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,153 | $441,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,627 | $440,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 34,164 | $439,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,500 | $439,000 | thousands by filing date | call |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 4,556 | $439,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 49,420 | $439,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 21,500 | $438,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 10,242 | $438,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 10,629 | $437,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,660 | $437,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,833 | $437,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 158,807 | $437,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $436,000 | thousands by filing date | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 18,515 | $435,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,396 | $434,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,806 | $434,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 34,019 | $434,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,248 | $434,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 40,376 | $434,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 52,211 | $432,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 5,850 | $432,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $431,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 29,818 | $431,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 14,621 | $431,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,814 | $431,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,806 | $431,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 40,460 | $431,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 39,766 | $430,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 15,495 | $430,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,912 | $430,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,460 | $429,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 31,992 | $429,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $429,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 11,440 | $428,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 14,567 | $428,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,581 | $427,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 21,761 | $426,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,470 | $425,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 12,796 | $423,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 40,068 | $423,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 14,706 | $422,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 46,536 | $422,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 25,348 | $421,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 14,982 | $420,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 29,211 | $420,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,837 | $419,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 36,557 | $419,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 28,068 | $418,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,500 | $417,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 41,834 | $417,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 30,170 | $417,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 40,453 | $416,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 16,615 | $415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,480 | $415,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 47,950 | $415,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 29,082 | $414,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,836 | $413,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 8,818 | $413,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,224 | $412,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 14,150 | $412,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 14,011 | $412,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 22,612 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 9,980 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 15,047 | $409,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 21,589 | $409,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,004 | $409,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 28,713 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,399 | $408,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 25,008 | $405,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 14,852 | $405,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 178,000 | $405,000 | thousands by filing date | principal |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,639 | $404,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 22,675 | $403,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,000 | $403,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 65,881 | $402,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 30,000 | $402,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 16,937 | $402,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 20,000 | $402,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,145 | $402,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,672 | $402,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 7,261 | $402,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 15,930 | $401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 8,678 | $401,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 52,349 | $401,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 29,801 | $400,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,127 | $399,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 100,000 | $399,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 100,000 | $399,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 32,170 | $399,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 5,913 | $399,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 36,159 | $398,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,571 | $397,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,700 | $397,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 321,000 | $397,000 | thousands by filing date | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 29,014 | $396,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,835 | $395,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 38,826 | $394,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 37,693 | $393,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 22,136 | $393,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 29,744 | $393,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $392,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 42,375 | $392,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 40,129 | $391,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,464 | $391,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 76,634 | $391,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 23,263 | $391,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 49,317 | $390,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 14,932 | $390,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 35,512 | $389,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 20,011 | $388,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,538 | $388,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 31,150 | $387,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 26,782 | $387,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 37,324 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,060 | $385,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 13,656 | $385,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 10,051 | $383,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 9,925 | $383,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,600 | $383,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 21,651 | $383,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 122,718 | $383,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 42,230 | $382,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 36,152 | $382,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 8,446 | $381,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,017 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 43,100 | $380,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 13,996 | $379,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,526 | $378,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,357 | $378,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 25,426 | $378,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 306,488 | $377,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,462 | $377,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 61,325 | $377,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,260 | $376,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 112,781 | $376,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 36,096 | $376,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 20,738 | $375,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 20,042 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 5,075 | $373,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 8,761 | $372,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 22,446 | $372,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 26,155 | $371,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,971 | $371,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 23,342 | $371,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 46,847 | $370,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,221 | $369,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 12,614 | $369,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 86,397 | $369,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 4,608 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 28,572 | $368,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,300 | $367,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 42,213 | $367,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,610 | $367,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 43,168 | $366,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 17,184 | $366,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,807 | $366,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 9,475 | $366,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,445 | $365,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 52,804 | $364,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,569 | $363,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 19,099 | $361,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 23,710 | $359,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,485 | $359,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 12,500 | $359,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,885 | $359,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 19,976 | $359,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 42,854 | $359,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,792 | $358,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,905 | $357,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 101,739 | $357,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 35,409 | $357,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 31,875 | $356,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,810 | $356,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,808 | $356,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,535 | $356,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $355,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,193 | $354,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 30,481 | $354,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,212 | $354,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 34,810 | $354,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,854 | $353,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 112,700 | $353,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,796 | $352,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 24,749 | $352,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 29,598 | $352,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 22,040 | $350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 14,007 | $350,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 58,938 | $350,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 31,609 | $349,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $348,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 6,565 | $348,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 69,850 | $346,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,413 | $346,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 18,767 | $346,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 49,432 | $346,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 7,993 | $345,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 16,241 | $344,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 9,294 | $344,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,587 | $343,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 19,921 | $343,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,176 | $341,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 28,505 | $341,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,572 | $341,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 28,572 | $340,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 8,438 | $340,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 6,674 | $339,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 24,122 | $339,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 31,805 | $339,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,039 | $336,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 88,554 | $335,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 5,243 | $335,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,929 | $335,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 30,780 | $335,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 10,529 | $334,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 30,149 | $334,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,566 | $334,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 34,048 | $333,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 23,422 | $333,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,112 | $333,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 49,953 | $333,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 32,917 | $332,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,686 | $332,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,525 | $331,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,512 | $329,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,941 | $329,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,000 | $329,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 63,052 | $329,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 11,500 | $329,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 23,234 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 5,289 | $328,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 30,851 | $327,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,338 | $326,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 25,980 | $326,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 30,390 | $326,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,837 | $326,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 19,412 | $326,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 25,557 | $325,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 28,718 | $325,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,165 | $325,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 11,282 | $325,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 28,804 | $324,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 24,075 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 5,064 | $324,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 6,326 | $323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,617 | $323,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 24,892 | $323,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,609 | $323,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,998 | $322,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 8,000 | $322,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 7,450 | $321,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,716 | $321,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 7,896 | $320,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,672 | $320,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 19,178 | $320,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 101,904 | $319,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 72,252 | $319,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 7,716 | $319,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 6,916 | $319,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 16,258 | $319,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,067 | $319,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |