13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6,989 | $164,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,045 | $164,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 12,025 | $164,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 21,536 | $164,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 28,315 | $163,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,660 | $163,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 7,830 | $163,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,949 | $163,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,372 | $162,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 26,047 | $162,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,041 | $162,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,375 | $162,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,624 | $162,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,668 | $162,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,845 | $162,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,112 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,661 | $161,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 5,510 | $161,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,387 | $160,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 10,532 | $160,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,776 | $160,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,700 | $160,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,063 | $160,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,386 | $159,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,367 | $159,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36,341 | $159,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 8,107 | $159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 9,539 | $158,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,275 | $158,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,550 | $158,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 8,718 | $158,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,476 | $158,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,327 | $158,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 3,100 | $158,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 8,043 | $157,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,536 | $157,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,772 | $157,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,379 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 3,591 | $157,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 4,811 | $157,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 8,700 | $157,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 29,896 | $156,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 15,261 | $156,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,223 | $155,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,518 | $155,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,526 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 3,970 | $155,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 42,016 | $155,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,792 | $155,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 58,313 | $155,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,159 | $154,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 36,115 | $154,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 6,077 | $153,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 35,176 | $153,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,081 | $153,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,417 | $153,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 3,627 | $153,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,000 | $152,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 9,098 | $152,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,777 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,000 | $151,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,562 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,021 | $151,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 2,077 | $151,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,312 | $151,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,265 | $151,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,996 | $151,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 25,977 | $150,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,716 | $150,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,000 | $150,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,985 | $150,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 18,420 | $150,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,746 | $149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,325 | $149,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 45,294 | $149,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,571 | $149,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,110 | $149,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 37,303 | $149,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,543 | $148,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,656 | $148,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 19,851 | $148,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 6,626 | $147,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,165 | $147,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 5,650 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,848 | $147,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,909 | $147,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,144 | $147,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,900 | $147,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 43,323 | $146,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 5,029 | $146,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 16,370 | $145,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $145,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,123 | $145,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,551 | $145,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,809 | $145,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,128 | $145,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,145 | $145,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 250 | $144,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,851 | $144,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,243 | $144,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,833 | $144,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 9,357 | $144,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,500 | $143,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,486 | $143,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,637 | $143,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 38,477 | $143,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $143,000 | thousands by filing date | call |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 48,961 | $143,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 4,231 | $143,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,500 | $143,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 4,552 | $142,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 42,353 | $142,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,765 | $142,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,579 | $142,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,240 | $142,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,664 | $142,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 4,359 | $141,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 9,531 | $141,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,696 | $141,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,823 | $141,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,414 | $141,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 70,866 | $141,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,426 | $140,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,147 | $140,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 13,281 | $140,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 12,370 | $140,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,244 | $139,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,055 | $139,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 202,142 | $139,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 9,600 | $139,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 20,554 | $139,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 10,400 | $139,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,941 | $138,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,700 | $138,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 20,708 | $138,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,987 | $137,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 29,830 | $137,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 4,936 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,137 | $137,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,256 | $137,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 17,515 | $136,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1,464 | $136,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,039 | $134,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 3,717 | $134,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,206 | $134,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 8,609 | $134,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,413 | $134,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,204 | $134,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,409 | $134,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 3,076 | $133,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 6,400 | $133,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,857 | $133,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 2,803 | $133,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,483 | $133,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 3,922 | $133,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 3,006 | $132,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,000 | $132,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,000 | $132,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 4,800 | $132,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,245 | $131,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,691 | $131,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,812 | $131,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,169 | $131,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,439 | $130,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,450 | $130,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,012 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 3,467 | $130,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,260 | $130,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 2,246 | $129,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,000 | $129,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,967 | $129,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 8,031 | $129,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,407 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 5,240 | $129,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 19,505 | $129,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 19,004 | $129,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 236 | $129,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 9,359 | $128,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,266 | $128,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 4,532 | $128,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 8,676 | $128,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,000 | $127,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,347 | $127,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,692 | $127,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 77,000 | $127,000 | thousands by filing date | principal |
| TRICIDA INC | 89610F101 | COM | 18,043 | $127,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 3,455 | $126,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,581 | $126,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 11,458 | $126,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,104 | $126,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 7,173 | $126,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,987 | $126,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 11,789 | $126,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,412 | $125,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 16,778 | $125,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,571 | $125,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 700 | $125,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,298 | $125,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 32,227 | $125,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 8,204 | $124,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,822 | $124,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 3,911 | $124,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,571 | $124,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 4,161 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,492 | $124,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 3,071 | $123,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 6,000 | $123,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 4,735 | $123,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,507 | $123,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,479 | $123,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,024 | $123,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 11,806 | $123,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 1,244 | $123,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,909 | $123,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,816 | $122,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,072 | $122,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 6,802 | $122,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 5,100 | $121,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,555 | $121,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 3,779 | $121,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 8,422 | $121,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,746 | $121,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 13,858 | $121,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,340 | $121,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,936 | $121,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,148 | $120,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,067 | $120,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,019 | $120,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 8,762 | $120,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 7,679 | $120,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,800 | $120,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 19,950 | $120,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 56,100 | $120,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,651 | $119,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,201 | $119,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 13,067 | $119,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,829 | $119,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,407 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,290 | $118,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,822 | $118,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 22,387 | $118,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,736 | $118,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,413 | $118,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 2,050 | $117,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,496 | $117,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 9,279 | $117,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,947 | $117,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 7,876 | $117,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,825 | $117,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 8,274 | $117,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,583 | $117,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23,211 | $116,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 18,204 | $116,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 12,308 | $116,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 8,733 | $116,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 6,460 | $115,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 16,646 | $115,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,706 | $115,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 65,308 | $115,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 116,000 | $115,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,150 | $114,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 8,958 | $114,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 9,947 | $114,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,550 | $113,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 7,781 | $113,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,314 | $113,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,872 | $113,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 7,125 | $112,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $112,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 7,496 | $112,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 8,494 | $112,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 3,061 | $112,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 19,275 | $112,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,497 | $112,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,591 | $112,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,817 | $111,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,711 | $111,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,365 | $111,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 3,803 | $111,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 21,850 | $111,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,963 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 2,105 | $111,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 9,333 | $110,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,878 | $110,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 21,190 | $110,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,459 | $110,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,643 | $110,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,268 | $110,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 4,677 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,493 | $110,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 23,427 | $110,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,457 | $109,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,428 | $109,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,231 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 4,545 | $109,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 50,000 | $109,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,306 | $109,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 8,709 | $109,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 2,150 | $109,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 9,540 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 5,366 | $108,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,318 | $108,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,600 | $108,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 7,950 | $108,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,051 | $107,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 32,797 | $107,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 47,997 | $107,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,061 | $106,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,872 | $106,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,159 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 3,140 | $106,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,602 | $105,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,787 | $105,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 106,496 | $105,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 7,857 | $104,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,914 | $104,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4,791 | $104,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 8,699 | $104,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,725 | $104,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 21,007 | $104,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,900 | $104,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 10,000 | $104,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 2,000 | $104,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 9,147 | $104,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,641 | $103,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 82,258 | $103,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 8,394 | $103,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 48,094 | $102,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,806 | $102,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 47,006 | $102,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 3,836 | $102,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 3,979 | $102,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,418 | $102,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 77,063 | $102,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 3,545 | $102,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,846 | $101,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 6,233 | $101,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,205 | $101,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,863 | $101,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,361 | $101,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 10,000 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,931 | $100,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,134 | $100,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,571 | $100,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,504 | $100,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,982 | $100,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 274,965 | $100,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 24,167 | $100,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 5,700 | $100,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,147 | $99,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 7,004 | $99,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,755 | $99,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 5,275 | $99,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,500 | $99,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,973 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 2,055 | $98,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 3,936 | $98,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $98,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 7,429 | $98,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 6,759 | $97,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,567 | $97,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 7,253 | $97,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 100,000 | $97,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,419 | $96,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 8,920 | $96,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 53,610 | $95,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 100,000 | $95,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 15,246 | $95,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 2,035 | $94,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 4,550 | $94,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 8,288 | $94,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,600 | $94,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,305 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,138 | $94,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 2,750 | $93,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 1,675 | $93,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 200 | $93,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 8,130 | $93,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,000 | $93,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,712 | $92,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,460 | $92,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,935 | $92,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,950 | $92,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,976 | $92,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 9,559 | $92,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 14,426 | $92,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 5,417 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 2,113 | $91,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $91,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,294 | $91,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 13,158 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 3,257 | $91,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 3,183 | $91,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,170 | $91,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,185 | $91,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,259 | $89,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,543 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 822 | $89,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,405 | $89,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 34,100 | $89,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,192 | $89,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 8,162 | $89,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,678 | $89,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 5,300 | $88,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,843 | $88,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,896 | $88,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 36,720 | $88,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 5,999 | $88,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,523 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,128 | $87,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 31,681 | $87,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,312 | $87,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 135 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $87,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 9,435 | $87,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,500 | $87,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,072 | $86,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,240 | $86,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 6,305 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 468 | $85,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 3,325 | $85,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 40,000 | $85,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,693 | $85,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,234 | $85,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 3,436 | $85,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,427 | $84,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,555 | $84,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,125 | $84,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 6,567 | $84,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 35,582 | $84,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 2,761 | $84,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 12,429 | $83,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,750 | $83,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,985 | $83,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,767 | $83,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 22,675 | $83,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 15,835 | $83,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,626 | $82,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,152 | $82,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 44,711 | $82,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 45,000 | $82,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 47,920 | $82,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,234 | $82,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,117 | $81,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 3,680 | $81,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 2,619 | $81,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,822 | $81,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 37,729 | $81,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,813 | $81,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,620 | $80,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,434 | $80,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 3,535 | $80,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 27,052 | $80,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 15,129 | $79,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,198 | $79,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,610 | $79,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 5,900 | $79,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,892 | $79,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 13,931 | $79,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,100 | $79,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,384 | $78,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,909 | $78,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 3,984 | $78,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,600 | $77,000 | thousands by filing date | call |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,630 | $77,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,854 | $77,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,006 | $76,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $76,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,283 | $76,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,061 | $75,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,225 | $75,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $75,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,885 | $75,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 20,126 | $75,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 2,943 | $75,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,693 | $74,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 3,871 | $74,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,892 | $74,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 716 | $74,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 5,208 | $74,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 1,425 | $74,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 35,629 | $74,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 46,265 | $74,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 27,008 | $74,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 3,728 | $73,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 8,841 | $73,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 24,648 | $73,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,117 | $73,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 6,900 | $73,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $73,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,508 | $73,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 8,803 | $72,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 5,244 | $72,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,191 | $72,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 2,794 | $72,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $72,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,202 | $72,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 6,000 | $72,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $71,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |