13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 123,307 | $1,821,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 57,948 | $1,818,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 35,393 | $1,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 64,501 | $1,810,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 50,557 | $1,809,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 61,699 | $1,809,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 39,784 | $1,807,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 58,308 | $1,803,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 138,616 | $1,803,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 13,657 | $1,802,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,358 | $1,795,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 63,832 | $1,794,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 20,076 | $1,789,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 33,700 | $1,789,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 109,674 | $1,788,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 108,642 | $1,784,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 43,745 | $1,783,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,900 | $1,782,000 | thousands by filing date | put |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 53,018 | $1,780,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 39,651 | $1,779,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $1,777,000 | thousands by filing date | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 33,922 | $1,776,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 85,782 | $1,775,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 34,636 | $1,775,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 93,210 | $1,774,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 34,214 | $1,773,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 11,140 | $1,772,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 55,645 | $1,771,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 67,273 | $1,766,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 26,268 | $1,765,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 108,114 | $1,764,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 25,908 | $1,760,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 66,698 | $1,758,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 87,169 | $1,752,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 98,110 | $1,751,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 136,346 | $1,751,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 29,021 | $1,751,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 24,272 | $1,749,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 98,159 | $1,748,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 42,800 | $1,747,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 300,794 | $1,747,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 96,904 | $1,746,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 106,816 | $1,742,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 55,141 | $1,742,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 22,147 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15,000 | $1,739,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 7,617 | $1,739,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 31,663 | $1,737,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 88,528 | $1,736,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 32,099 | $1,735,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 73,720 | $1,734,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 83,100 | $1,727,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 100,000 | $1,725,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 100,000 | $1,725,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 35,794 | $1,721,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 45,788 | $1,720,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 26,972 | $1,719,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 34,700 | $1,714,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 121,428 | $1,713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 88,482 | $1,710,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,200 | $1,708,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 133,900 | $1,706,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 11,409 | $1,705,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 29,227 | $1,704,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 18,290 | $1,701,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 256,000 | $1,697,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 132,255 | $1,695,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,211 | $1,694,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 61,517 | $1,693,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 252,000 | $1,686,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 118,798 | $1,685,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 26,643 | $1,680,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 124,556 | $1,679,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 51,591 | $1,677,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 117,522 | $1,676,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 435,002 | $1,675,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 36,827 | $1,672,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,400 | $1,671,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 79,341 | $1,669,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 36,969 | $1,666,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 48,195 | $1,665,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 9,550 | $1,663,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 38,380 | $1,663,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 133,711 | $1,661,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 49,553 | $1,659,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 203,375 | $1,658,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 20,831 | $1,657,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 64,058 | $1,656,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 62,837 | $1,656,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 32,966 | $1,654,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17,797 | $1,653,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 94,042 | $1,648,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 57,048 | $1,640,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,550 | $1,639,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,250 | $1,635,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 32,784 | $1,633,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 123,640 | $1,633,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 24,565 | $1,633,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 218,348 | $1,633,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 45,014 | $1,630,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 309,883 | $1,629,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 179,203 | $1,627,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,625,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,625,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 142,253 | $1,625,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 157,015 | $1,623,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 69,797 | $1,621,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 49,125 | $1,619,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 19,172 | $1,618,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 42,529 | $1,618,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 33,551 | $1,616,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 54,205 | $1,615,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,248 | $1,615,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 39,673 | $1,611,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 77,277 | $1,608,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 181,442 | $1,606,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 58,891 | $1,606,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 43,837 | $1,604,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 122,859 | $1,603,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 155,158 | $1,597,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 20,967 | $1,595,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 47,948 | $1,595,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 181,420 | $1,594,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 42,966 | $1,594,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 128,307 | $1,593,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 71,692 | $1,593,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 9,300 | $1,592,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 23,248 | $1,592,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 208,526 | $1,589,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 110,867 | $1,588,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 29,353 | $1,588,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 18,900 | $1,586,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 57,481 | $1,583,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 69,889 | $1,583,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 29,122 | $1,580,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 68,087 | $1,579,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 581,694 | $1,576,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 68,467 | $1,575,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 202,390 | $1,573,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 57,608 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 21,086 | $1,565,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 84,772 | $1,563,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 53,570 | $1,563,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,800 | $1,560,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 22,846 | $1,560,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 110,237 | $1,560,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 120,157 | $1,559,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 13,807 | $1,556,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 83,080 | $1,555,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 49,862 | $1,549,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 131,105 | $1,546,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 31,053 | $1,546,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,670 | $1,542,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 40,674 | $1,542,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 130,004 | $1,542,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 47,379 | $1,540,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 35,700 | $1,540,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 253,652 | $1,539,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 40,000 | $1,539,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 49,214 | $1,537,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 85,237 | $1,536,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,052 | $1,531,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 37,897 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 56,009 | $1,517,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 101,226 | $1,512,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 388,362 | $1,511,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 147,287 | $1,511,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 46,129 | $1,505,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,700 | $1,504,000 | thousands by filing date | put |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 58,209 | $1,504,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 102,209 | $1,503,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10,008 | $1,501,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 65,720 | $1,500,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 38,212 | $1,499,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 100,798 | $1,499,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 46,772 | $1,499,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 61,072 | $1,497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 40,636 | $1,496,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 351,591 | $1,494,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 72,800 | $1,493,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 57,650 | $1,488,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 14,278 | $1,481,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 129,041 | $1,481,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 31,206 | $1,480,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,485,000 | $1,478,000 | thousands by filing date | principal |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 183,317 | $1,474,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 58,254 | $1,472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 41,806 | $1,469,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,400 | $1,467,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 82,600 | $1,466,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 67,700 | $1,466,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 43,620 | $1,465,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 61,391 | $1,464,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 53,088 | $1,464,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,000 | $1,457,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,110 | $1,457,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 37,558 | $1,457,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 29,991 | $1,456,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 20,196 | $1,455,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 149,616 | $1,454,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 74,574 | $1,453,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 21,306 | $1,453,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 68,141 | $1,453,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 67,018 | $1,450,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 39,462 | $1,450,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 53,565 | $1,448,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 111,707 | $1,448,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 36,000 | $1,440,000 | thousands by filing date | put |
| 89BIO INC | 282559103 | COM | 59,000 | $1,438,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 23,354 | $1,437,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,294 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 60,170 | $1,431,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 43,266 | $1,431,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 105,789 | $1,421,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 45,597 | $1,418,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 48,119 | $1,418,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 43,719 | $1,417,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 138,060 | $1,415,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 65,608 | $1,413,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 30,632 | $1,412,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 24,208 | $1,410,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 71,194 | $1,409,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 53,354 | $1,408,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 20,000 | $1,408,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 15,428 | $1,407,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 185,142 | $1,404,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 138,377 | $1,403,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 55,705 | $1,399,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 68,830 | $1,399,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 4,992,891 | $1,398,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 378,009 | $1,395,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 32,742 | $1,392,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 119,345 | $1,392,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 131,850 | $1,391,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 52,452 | $1,391,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 22,929 | $1,389,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 130,682 | $1,388,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 45,354 | $1,386,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 148,029 | $1,386,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 60,100 | $1,385,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 82,503 | $1,384,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 70,769 | $1,383,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 74,605 | $1,383,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 145,080 | $1,383,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 91,950 | $1,379,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,500 | $1,376,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 121,000 | $1,376,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 39,570 | $1,375,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 9,066 | $1,371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9,058 | $1,370,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 54,993 | $1,362,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 1,369,000 | $1,362,000 | thousands by filing date | principal |
| STONEX GROUP INC | 861896108 | COM | 23,511 | $1,361,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 36,903 | $1,360,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 61,544 | $1,360,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,618 | $1,358,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 60,861 | $1,356,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 89,149 | $1,355,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 18,562 | $1,353,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 230,319 | $1,352,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 77,541 | $1,351,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 41,248 | $1,348,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 27,502 | $1,345,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 109,422 | $1,344,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 16,961 | $1,343,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 22,407 | $1,341,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 40,000 | $1,341,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 25,752 | $1,341,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 31,096 | $1,337,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 72,143 | $1,336,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 92,664 | $1,335,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 95,953 | $1,335,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 19,188 | $1,334,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 77,463 | $1,327,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 134,300 | $1,327,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 98,793 | $1,327,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,772 | $1,326,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 53,892 | $1,326,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,800 | $1,325,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 38,314 | $1,324,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 36,437 | $1,323,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,500 | $1,322,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 130,461 | $1,321,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 131,964 | $1,321,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,788 | $1,320,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 78,761 | $1,319,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 75,292 | $1,317,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 16,352 | $1,313,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 79,047 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 90,505 | $1,307,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 31,659 | $1,305,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 27,100 | $1,305,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 68,051 | $1,304,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 21,812 | $1,301,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10,725 | $1,299,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 25,100 | $1,299,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 118,678 | $1,298,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 34,143 | $1,296,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,812 | $1,295,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,590 | $1,294,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 46,667 | $1,294,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 12,216 | $1,293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 38,512 | $1,293,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 108,321 | $1,290,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 107,153 | $1,290,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 37,540 | $1,289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 27,119 | $1,288,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 196,336 | $1,286,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 29,015 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 81,928 | $1,276,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 14,562 | $1,269,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 52,000 | $1,269,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 84,002 | $1,269,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 220,191 | $1,264,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,968 | $1,262,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 34,925 | $1,259,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 86,210 | $1,256,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 24,918 | $1,255,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 135,342 | $1,255,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 120,502 | $1,252,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 97,419 | $1,249,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 32,991 | $1,248,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 138,679 | $1,247,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 24,607 | $1,239,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,078 | $1,238,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 53,800 | $1,238,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,928 | $1,237,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 37,069 | $1,235,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 21,882 | $1,233,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,223 | $1,233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,389 | $1,233,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,483 | $1,232,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 18,341 | $1,230,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 39,593 | $1,230,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,410 | $1,224,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 30,159 | $1,221,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 212,129 | $1,220,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 144,236 | $1,219,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 100,683 | $1,219,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 13,952 | $1,218,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 172,302 | $1,216,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 92,884 | $1,213,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 33,150 | $1,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 52,053 | $1,212,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 16,265 | $1,208,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 12,159 | $1,203,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 174,547 | $1,201,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 16,148 | $1,199,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 80,393 | $1,199,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 38,250 | $1,198,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 45,285 | $1,196,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 18,947 | $1,195,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 71,756 | $1,188,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 9,660 | $1,183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 40,202 | $1,183,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 100,029 | $1,181,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 42,396 | $1,179,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 42,558 | $1,177,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 74,644 | $1,176,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 73,872 | $1,176,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 18,042 | $1,175,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 79,951 | $1,175,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 39,474 | $1,173,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,224 | $1,172,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,039 | $1,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 26,103 | $1,169,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 53,193 | $1,167,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 56,823 | $1,164,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 25,223 | $1,162,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 40,203 | $1,162,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 53,468 | $1,159,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 101,000 | $1,159,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 179,104 | $1,156,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 30,121 | $1,156,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 21,906 | $1,155,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 45,029 | $1,153,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 33,989 | $1,151,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 54,993 | $1,150,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,452 | $1,148,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 48,340 | $1,144,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 85,034 | $1,139,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,700 | $1,138,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 97,611 | $1,134,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 82,809 | $1,134,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 31,963 | $1,126,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 64,235 | $1,125,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 28,487 | $1,125,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 36,648 | $1,124,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 183,631 | $1,122,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,572 | $1,117,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,000 | $1,117,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 66,539 | $1,117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 24,475 | $1,114,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 48,057 | $1,113,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,324 | $1,113,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 8,021 | $1,112,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 128,332 | $1,111,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 39,144 | $1,109,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 109,368 | $1,107,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 33,728 | $1,107,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 79,694 | $1,106,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 27,432 | $1,105,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 122,242 | $1,105,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 811,603 | $1,104,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 51,973 | $1,101,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 15,310 | $1,101,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,000 | $1,099,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 229,040 | $1,099,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 22,021 | $1,099,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 111,263 | $1,097,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 173,065 | $1,096,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 8,743 | $1,096,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 42,779 | $1,096,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 102,162 | $1,093,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 61,603 | $1,093,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,235 | $1,090,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,271 | $1,090,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,309 | $1,090,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21,086 | $1,089,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 43,035 | $1,087,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 116,512 | $1,086,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 111,439 | $1,086,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 103,306 | $1,085,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,657 | $1,084,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 8,994 | $1,081,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,100 | $1,080,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 70,846 | $1,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,036 | $1,079,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 118,357 | $1,078,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 21,016 | $1,074,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,564 | $1,067,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 115,976 | $1,067,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 99,353 | $1,067,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20,223 | $1,066,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 24,363 | $1,065,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 31,222 | $1,064,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 59,461 | $1,062,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 37,029 | $1,061,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 35,615 | $1,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 22,070 | $1,057,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 13,561 | $1,053,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 26,012 | $1,052,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 29,965 | $1,049,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,018,000 | $1,049,000 | thousands by filing date | principal |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 34,103 | $1,048,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,316 | $1,046,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 51,283 | $1,046,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 10,000 | $1,045,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 53,300 | $1,044,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 5,900 | $1,042,000 | thousands by filing date | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 38,178 | $1,041,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 42,378 | $1,040,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 192,149 | $1,040,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 37,272 | $1,040,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 29,734 | $1,039,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 59,878 | $1,037,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 210,655 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 30,515 | $1,036,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 39,195 | $1,035,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 41,774 | $1,035,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 22,493 | $1,034,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 14,955 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 41,350 | $1,032,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 339,778 | $1,030,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 54,232 | $1,030,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 22,040 | $1,027,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 34,230 | $1,027,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 37,831 | $1,022,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 21,620 | $1,022,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 49,148 | $1,018,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 14,583 | $1,018,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 21,800 | $1,016,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 54,737 | $1,015,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 17,400 | $1,015,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 51,233 | $1,013,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 13,099 | $1,012,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 31,864 | $1,012,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 25,062 | $1,010,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200,567 | $1,010,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 58,707 | $1,010,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,940 | $1,009,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 33,073 | $1,008,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,319 | $1,007,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 15,333 | $1,007,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 104,000 | $1,004,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 2,700 | $998,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 24,693 | $998,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 58,047 | $997,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7,338 | $993,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,132 | $992,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 35,142 | $992,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 46,202 | $991,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 42,169 | $990,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 18,153 | $990,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,839 | $989,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 49,289 | $989,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,605 | $986,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 22,032 | $985,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,000 | $984,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 58,141 | $984,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |