13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 8,998 | $318,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,634 | $318,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 30,500 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 15,175 | $317,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 7,660 | $317,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 6,658 | $316,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 42,504 | $316,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 21,342 | $316,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 72,846 | $315,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,502 | $314,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 31,043 | $314,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 24,870 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,068 | $313,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 14,456 | $312,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 66,500 | $312,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,199 | $311,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,008 | $311,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 28,744 | $311,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 14,268 | $310,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 35,119 | $310,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 35,233 | $309,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,216 | $309,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 25,124 | $309,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 41,877 | $309,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,377 | $308,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 15,680 | $308,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 10,292 | $307,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,261 | $307,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 15,019 | $307,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,796 | $307,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,278 | $306,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 19,485 | $306,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,565 | $305,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 28,672 | $305,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 65,014 | $304,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,782 | $304,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 29,800 | $304,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $303,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,000 | $302,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,000 | $302,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 29,375 | $302,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 37,968 | $301,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 17,692 | $301,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,154 | $301,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,916 | $301,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 26,402 | $301,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,997 | $300,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 35,346 | $298,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,982 | $298,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,811 | $298,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 27,328 | $298,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 15,000 | $297,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 10,593 | $297,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,897 | $297,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 27,514 | $297,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 14,428 | $297,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33,844 | $297,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,154 | $297,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,000 | $294,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,000 | $294,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 122,405 | $294,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,941 | $294,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 8,505 | $293,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 14,132 | $293,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,633 | $293,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 42,671 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 18,950 | $293,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,489 | $292,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 64,056 | $292,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 12,178 | $292,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 21,618 | $291,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,051 | $291,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 94,361 | $291,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 28,000 | $291,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,326 | $289,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,464 | $289,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 26,245 | $289,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 50,620 | $288,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 10,864 | $288,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 27,451 | $288,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,660 | $287,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 32,459 | $287,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,420 | $287,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 11,863 | $286,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,177 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,698 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,676 | $285,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 8,594 | $285,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 15,717 | $285,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 14,427 | $284,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 17,378 | $284,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 26,253 | $284,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 14,696 | $284,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 26,875 | $284,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $283,000 | thousands by filing date | put |
| AKERNA CORP | 00973W102 | COM | 87,456 | $283,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 4,478 | $282,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 11,238 | $282,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 9,927 | $282,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 9,719 | $281,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,529 | $281,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 73,291 | $281,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $281,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25,228 | $280,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,441 | $280,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 57,502 | $279,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,508 | $279,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,118 | $279,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 24,144 | $278,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 41,714 | $278,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,197 | $277,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,587 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,223 | $275,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 9,457 | $275,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,041 | $275,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,000 | $275,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 11,348 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 6,361 | $274,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,908 | $273,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,696 | $273,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 10,340 | $273,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,447 | $273,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 43,429 | $273,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 17,268 | $273,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 26,759 | $273,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 14,067 | $272,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,279 | $271,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,689 | $271,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 26,573 | $271,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 2,210 | $271,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,489 | $270,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 14,348 | $270,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 5,089 | $270,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,440 | $270,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 116,631 | $269,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,518 | $269,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,498 | $269,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,936 | $269,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,269 | $269,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,309 | $269,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 29,600 | $269,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 28,819 | $268,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 9,362 | $268,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 24,871 | $267,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,980 | $266,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 123,000 | $266,000 | thousands by filing date | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 24,433 | $266,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 50,623 | $265,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,500 | $265,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 13,232 | $265,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 5,734 | $265,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 4,183 | $264,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 26,638 | $264,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 11,704 | $264,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,016 | $264,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 23,607 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 6,341 | $263,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 8,935 | $263,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,006 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,581 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,312 | $262,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 17,624 | $261,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,155 | $261,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 23,397 | $260,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,560 | $260,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 31,865 | $260,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 5,802 | $260,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,644 | $259,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 5,000 | $259,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,000 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 10,958 | $259,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,769 | $259,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 54,802 | $258,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,993 | $258,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 5,636 | $257,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 17,086 | $257,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 31,969 | $257,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,325 | $257,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,362 | $256,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,496 | $256,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 69,539 | $255,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 28,172 | $255,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,705 | $255,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 22,558 | $255,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,834 | $254,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 8,438 | $254,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,643 | $254,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,798 | $254,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 32,112 | $254,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,782 | $253,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 17,639 | $253,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 24,175 | $253,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,168 | $252,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $251,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 23,830 | $251,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 16,909 | $251,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,000 | $251,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 20,369 | $251,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 12,991 | $251,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,549 | $251,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,613 | $251,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4,968 | $249,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 13,346 | $249,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 46,231 | $248,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 48,200 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 9,953 | $248,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 24,358 | $248,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 5,171 | $247,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,387 | $247,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 23,528 | $246,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 16,323 | $246,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 20,880 | $246,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,460 | $245,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 23,620 | $245,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 78,205 | $245,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,950 | $245,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 23,200 | $245,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 18,280 | $245,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 8,369 | $244,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 72,302 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 8,339 | $243,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 26,054 | $243,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 10,997 | $243,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,050 | $242,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,823 | $241,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,067 | $241,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,942 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,255 | $241,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 8,399 | $241,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,372 | $241,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 27,350 | $240,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 30,005 | $240,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 13,200 | $240,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 12,038 | $240,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,509 | $240,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,000 | $240,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,134 | $240,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,500 | $240,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,222 | $239,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,451 | $239,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 41,148 | $239,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 23,201 | $238,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 30,513 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 11,685 | $238,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 7,892 | $237,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,769 | $237,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 5,637 | $236,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 29,474 | $236,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 77,961 | $236,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,223 | $235,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 11,977 | $234,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,050 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 7,346 | $234,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,500 | $233,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 20,961 | $233,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 52,683 | $233,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,057 | $231,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 62,265 | $231,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 96,642 | $231,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 21,966 | $231,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,939 | $230,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,335 | $230,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,860 | $230,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 20,907 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 78,938 | $230,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 5,290 | $229,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 6,542 | $229,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 22,000 | $229,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 22,000 | $228,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 4,366 | $228,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 41,929 | $227,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 30,687 | $227,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,434 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,186 | $225,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,552 | $225,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,048 | $225,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 5,686 | $225,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,872 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,356 | $224,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,292 | $224,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 53,104 | $223,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 17,861 | $223,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,521 | $222,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 51,923 | $222,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 21,952 | $222,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 3,572 | $221,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 8,075 | $221,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,689 | $221,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 52,608 | $221,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,044 | $221,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,556 | $221,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,430 | $220,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 8,703 | $220,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 3,614 | $220,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 16,700 | $220,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,000 | $219,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,089 | $219,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,839 | $219,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,765 | $219,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,178 | $218,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 33,551 | $218,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 27,694 | $218,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,100 | $217,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,896 | $217,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,548 | $217,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,275 | $216,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 7,995 | $215,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,818 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,038 | $215,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,284 | $214,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 19,793 | $214,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 19,359 | $214,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,019 | $213,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 20,700 | $213,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,135 | $212,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 23,238 | $212,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,024 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,862 | $212,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 12,777 | $211,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 26,574 | $211,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 47,259 | $211,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 19,801 | $211,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 7,002 | $210,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,060 | $210,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,220 | $209,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,818 | $209,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 74,688 | $209,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 206,000 | $209,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,728 | $208,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 11,674 | $208,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 100,000 | $208,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 44,576 | $208,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 18,489 | $208,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 36,824 | $207,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,523 | $207,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,166 | $206,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,708 | $206,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,687 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,613 | $206,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 74,384 | $205,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 6,129 | $205,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 19,500 | $205,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 18,878 | $204,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,638 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 4,203 | $204,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,804 | $203,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 11,206 | $203,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,831 | $203,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,821 | $203,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 8,000 | $203,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,602 | $202,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 19,500 | $202,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 12,822 | $201,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 18,827 | $201,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,958 | $200,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 19,500 | $200,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,745 | $199,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,299 | $199,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,366 | $199,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 4,833 | $199,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,263 | $199,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 5,558 | $199,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 11,700 | $199,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 19,350 | $199,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 18,452 | $199,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 3,869 | $198,000 | thousands by filing date | principal |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,170 | $198,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,189 | $197,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,237 | $197,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,747 | $197,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 18,168 | $197,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,533 | $196,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 4,893 | $196,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 17,206 | $196,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,900 | $195,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 11,777 | $195,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,654 | $195,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 17,099 | $195,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 2,421 | $194,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 480 | $194,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 5,117 | $194,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 5,697 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,152 | $193,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,657 | $193,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,356 | $193,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,526 | $192,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 8,043 | $192,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 5,555 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 7,746 | $192,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 15,342 | $192,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 9,604 | $192,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 5,399 | $191,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 18,692 | $190,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 82,301 | $190,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,998 | $189,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 8,226 | $189,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 26,200 | $189,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 12,241 | $189,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,600 | $188,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,126 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,007 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 4,819 | $188,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,223 | $188,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 15,381 | $188,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 395,817 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,962 | $187,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 28,402 | $187,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 18,000 | $187,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,610 | $186,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 236,000 | $186,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 9,019 | $186,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,459 | $186,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 17,404 | $186,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 751 | $185,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 5,792 | $185,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 6,505 | $185,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,256 | $185,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,096 | $185,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 4,375 | $185,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 18,310 | $185,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 19,760 | $184,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 11,100 | $183,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 54,703 | $183,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,230 | $183,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,758 | $183,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 29,389 | $183,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,000 | $182,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 9,148 | $182,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,338 | $182,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,862 | $182,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,287 | $182,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,361 | $182,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 12,974 | $181,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 83,011 | $180,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 1,788 | $180,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,811 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,508 | $179,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2,676 | $179,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,500 | $178,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,015 | $178,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 5,995 | $178,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 9,744 | $177,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,738 | $176,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,803 | $175,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 6,970 | $175,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 2,705 | $175,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 32,041 | $174,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,549 | $174,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,185 | $174,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,200 | $174,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,893 | $174,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 11,687 | $173,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 6,091 | $173,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,342 | $173,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,762 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 11,253 | $173,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,290 | $173,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,607 | $172,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,882 | $172,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 4,550 | $172,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,869 | $172,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,807 | $172,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,911 | $171,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,870 | $171,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 8,314 | $171,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,154 | $171,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 16,461 | $171,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 22,052 | $170,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,716 | $170,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 42,716 | $170,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,595 | $170,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,656 | $170,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 12,907 | $170,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 5,467 | $169,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,244 | $169,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 5,904 | $169,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 22,347 | $169,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $168,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 11,143 | $168,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,275 | $168,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 72,610 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,033 | $168,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 16,385 | $168,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 9,074 | $168,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,342 | $167,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,520 | $167,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,867 | $167,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 11,222 | $167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,860 | $166,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 27,931 | $166,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 41,783 | $166,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,529 | $165,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,605 | $165,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,604 | $165,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 24,266 | $165,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,946 | $165,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,739 | $165,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 29,509 | $164,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,659 | $164,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 9,119 | $164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |