13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Avantis International Small Cap Val ETF | 025072802 | SHS | 56,801 | $3,244,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 126,806 | $3,240,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 200,000 | $3,240,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 284,678 | $3,237,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 180,000 | $3,236,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 55,110 | $3,236,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,085,460 | $3,235,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 20,793 | $3,234,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 263,525 | $3,229,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,500 | $3,226,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 668,289 | $3,214,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 73,975 | $3,213,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 18,500 | $3,202,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 113,489 | $3,197,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 607,722 | $3,196,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 65,834 | $3,194,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 124,300 | $3,192,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 100,039 | $3,191,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 46,733 | $3,186,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 714,978 | $3,182,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 51,497 | $3,182,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 30,445 | $3,181,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 98,880 | $3,180,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 125,277 | $3,180,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 17,864 | $3,174,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 78,316 | $3,170,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 47,581 | $3,168,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 13,223 | $3,167,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,900 | $3,164,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 157,615 | $3,163,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 85,900 | $3,162,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 259,177 | $3,162,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 109,391 | $3,159,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 68,732 | $3,157,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 120,773 | $3,148,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 38,528 | $3,137,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 283,375 | $3,133,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 80,000 | $3,127,000 | thousands by filing date | put |
| ASANA INC | 04342Y104 | CL A | 105,745 | $3,125,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50,000 | $3,112,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 100,000 | $3,103,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 63,287 | $3,099,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 69,160 | $3,097,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 99,114 | $3,095,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 105,412 | $3,095,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 54,200 | $3,083,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 21,168 | $3,083,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 372,231 | $3,082,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 98,250 | $3,081,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 101,852 | $3,079,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 109,900 | $3,077,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,000,000 | $3,072,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 76,919 | $3,071,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 70,181 | $3,071,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 23,161 | $3,070,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,573 | $3,051,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,000 | $3,046,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 92,444 | $3,045,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 74,973 | $3,037,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,000 | $3,034,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 147,600 | $3,029,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 101,605 | $3,025,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 302,807 | $3,025,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 57,818 | $3,020,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 56,149 | $3,016,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,900 | $3,013,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 85,801 | $3,012,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 42,500 | $2,997,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 63,172 | $2,993,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 38,638 | $2,987,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 19,668 | $2,986,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50,000 | $2,980,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 132,336 | $2,979,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 29,940 | $2,978,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 81,151 | $2,970,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 35,000 | $2,967,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 186,721 | $2,964,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 98,547 | $2,956,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 17,400 | $2,956,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 41,783 | $2,952,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 20,186 | $2,949,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 130,106 | $2,948,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 105,219 | $2,946,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 192,829 | $2,946,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 69,069 | $2,940,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 143,311 | $2,937,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 20,115 | $2,937,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,756,000 | $2,935,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 105,676 | $2,931,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 54,269 | $2,931,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 224,518 | $2,928,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 20,837 | $2,926,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 54,485 | $2,924,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 194,154 | $2,912,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 260,949 | $2,907,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 123,066 | $2,907,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 52,243 | $2,906,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 43,703 | $2,902,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 163,400 | $2,902,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 43,914 | $2,889,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 31,456 | $2,882,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 62,928 | $2,881,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 141,336 | $2,880,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 95,701 | $2,874,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 311,995 | $2,870,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,700 | $2,867,000 | thousands by filing date | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 126,026 | $2,865,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 45,813 | $2,864,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 11,400 | $2,848,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 92,871 | $2,847,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 82,000 | $2,845,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,000 | $2,840,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 71,973 | $2,830,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 50,899 | $2,825,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 77,910 | $2,818,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 120,454 | $2,817,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 102,901 | $2,817,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 27,902 | $2,815,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 111,656 | $2,810,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 103,370 | $2,809,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 84,146 | $2,804,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 23,360 | $2,802,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 454,500 | $2,800,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 84,356 | $2,798,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 339,403 | $2,795,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,000 | $2,790,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 20,000 | $2,790,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 175,985 | $2,790,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 30,988 | $2,777,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 32,865 | $2,775,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 96,808 | $2,774,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 59,739 | $2,771,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 104,083 | $2,770,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X889 | VICTRYSHS VETERN | 98,598 | $2,770,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 51,700 | $2,769,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8,800 | $2,769,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 29,274 | $2,757,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 57,448 | $2,753,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,200 | $2,738,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 28,196 | $2,735,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 68,935 | $2,732,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 16,509 | $2,732,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 75,479 | $2,727,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100,000 | $2,727,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 83,307 | $2,720,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 178,144 | $2,719,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 60,143 | $2,717,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 54,973 | $2,717,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 130,127 | $2,716,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 76,100 | $2,714,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 285,423 | $2,712,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 103,737 | $2,702,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,995 | $2,688,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 90,786 | $2,686,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 323,200 | $2,686,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F796 | COM | 45,364 | $2,685,000 | thousands by filing date | principal |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 98,288 | $2,677,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,000 | $2,669,000 | thousands by filing date | call |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 75,110 | $2,666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 136,933 | $2,663,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 77,747 | $2,663,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 21,727 | $2,661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34,763 | $2,655,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 178,127 | $2,651,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17,858 | $2,650,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 53,871 | $2,646,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,384,000 | $2,644,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 102,423 | $2,643,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,720 | $2,642,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,631 | $2,640,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 92,312 | $2,635,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 127,766 | $2,629,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 112,713 | $2,625,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 50,000 | $2,620,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 46,266 | $2,617,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 50,034 | $2,615,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 61,872 | $2,613,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 32,026 | $2,613,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 63,600 | $2,608,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 61,817 | $2,606,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 76,762 | $2,606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 37,543 | $2,604,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 54,628 | $2,601,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 98,129 | $2,594,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 32,666 | $2,591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 136,000 | $2,591,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 18,290 | $2,590,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,003,000 | $2,588,000 | thousands by filing date | principal |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 100,418 | $2,588,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X871 | VICTROYSHS AMER | 88,606 | $2,588,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 80,657 | $2,582,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 157,169 | $2,578,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 213,673 | $2,568,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,530,000 | $2,568,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,565,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 176,040 | $2,563,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 176,040 | $2,563,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 623,934 | $2,558,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,319 | $2,552,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 118,720 | $2,551,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 27,691 | $2,550,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 34,934 | $2,548,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 380,000 | $2,546,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,210,537 | $2,542,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 193,001 | $2,540,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 66,320 | $2,537,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 212,243 | $2,536,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 33,010 | $2,534,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 35,263 | $2,534,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 116,763 | $2,533,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 168,538 | $2,530,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 55,427 | $2,528,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 64,892 | $2,525,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 25,377 | $2,510,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 129,290 | $2,508,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 170,523 | $2,508,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 65,478 | $2,506,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 182,500 | $2,495,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 373,314 | $2,491,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 20,800 | $2,490,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 77,479 | $2,487,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 36,418 | $2,485,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,000 | $2,483,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 153,498 | $2,482,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 48,651 | $2,481,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 20,766 | $2,480,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 35,821 | $2,475,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 299,861 | $2,474,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 175,000 | $2,473,000 | thousands by filing date | put |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 89,556 | $2,473,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 101,915 | $2,473,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 90,732 | $2,472,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,909,000 | $2,467,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 57,077 | $2,466,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 35,000 | $2,464,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 177,885 | $2,463,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 54,891 | $2,462,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 16,008 | $2,456,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $2,455,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 32,282 | $2,451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,817 | $2,449,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 353,394 | $2,446,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,437 | $2,439,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 626,457 | $2,437,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $2,436,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 35,000 | $2,435,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 170,914 | $2,432,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 119,638 | $2,429,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 162,219 | $2,428,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 213,473 | $2,425,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 133,595 | $2,418,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 189,897 | $2,416,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 76,500 | $2,411,000 | thousands by filing date | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 42,385 | $2,406,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 34,685 | $2,406,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 107,828 | $2,406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 50,276 | $2,399,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 176,372 | $2,398,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 166,783 | $2,395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 32,422 | $2,392,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 246,276 | $2,392,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 191,525 | $2,390,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 36,729 | $2,389,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 60,192 | $2,385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 57,000 | $2,384,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 52,519 | $2,381,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 81,512 | $2,380,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20,300 | $2,378,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 14,534 | $2,377,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 138,931 | $2,369,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 104,530 | $2,366,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 145,081 | $2,365,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 104,461 | $2,363,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 69,125 | $2,359,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $2,357,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 310,000 | $2,353,000 | thousands by filing date | call |
| PRIMO WATER CORPORATION | 74167P108 | COM | 150,000 | $2,352,000 | thousands by filing date | put |
| KONTOOR BRANDS INC | 50050N103 | COM | 57,918 | $2,348,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 129,173 | $2,344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 152,673 | $2,343,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 81,006 | $2,340,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 109,888 | $2,335,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 58,172 | $2,335,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 51,508 | $2,331,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 153,998 | $2,325,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 259,103 | $2,319,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 30,703 | $2,315,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 10,400 | $2,312,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 36,871 | $2,311,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 51,229 | $2,310,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 53,462 | $2,309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 27,563 | $2,307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 45,239 | $2,304,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 21,893 | $2,297,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 48,560 | $2,288,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 47,509 | $2,284,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 73,006 | $2,277,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 58,724 | $2,275,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 362,583 | $2,274,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 31,063 | $2,273,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 67,654 | $2,273,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100,301 | $2,269,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 56,576 | $2,264,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 107,903 | $2,262,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 195,877 | $2,260,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 63,507 | $2,258,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 29,850 | $2,254,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 54,055 | $2,254,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 56,341 | $2,242,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 67,736 | $2,241,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 147,344 | $2,239,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 325,156 | $2,237,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 24,090 | $2,236,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 78,156 | $2,234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 89,916 | $2,230,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 52,969 | $2,227,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 22,200 | $2,227,000 | thousands by filing date | principal |
| AMERICAN WELL CORP | 03044L105 | CL A | 87,897 | $2,226,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 62,200 | $2,218,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 137,793 | $2,218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 166,769 | $2,216,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 63,562 | $2,215,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 44,048 | $2,214,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 65,469 | $2,213,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 771,213 | $2,213,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 47,704 | $2,210,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 35,605 | $2,209,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 77,840 | $2,203,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 33,783 | $2,199,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 22,264 | $2,198,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,500,000 | $2,196,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 50,473 | $2,193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10,186 | $2,191,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 236,565 | $2,190,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 321,389 | $2,189,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 48,705 | $2,188,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 249,923 | $2,185,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 164,600 | $2,184,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100,800 | $2,183,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 35,700 | $2,182,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 42,970 | $2,178,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 207,703 | $2,177,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 59,327 | $2,158,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 22,438 | $2,152,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 56,526 | $2,152,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 76,664 | $2,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 47,411 | $2,147,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 46,003 | $2,144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 31,988 | $2,143,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 193,725 | $2,143,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 71,743 | $2,138,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 11,333 | $2,132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 51,262 | $2,131,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,991,000 | $2,129,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 30,758 | $2,128,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 73,868 | $2,127,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 47,382 | $2,126,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 185,200 | $2,126,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 71,429 | $2,125,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,460 | $2,122,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 277,400 | $2,122,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 27,234 | $2,121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 34,514 | $2,121,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 52,575 | $2,121,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,926 | $2,120,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 87,471 | $2,120,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 160,964 | $2,112,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 88,851 | $2,109,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 9,945 | $2,105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 29,482 | $2,104,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 64,900 | $2,102,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 86,100 | $2,102,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 42,475 | $2,101,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 87,642 | $2,099,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 55,199 | $2,099,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 312,265 | $2,093,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 95,800 | $2,093,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,595 | $2,088,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 69,762 | $2,087,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 28,768 | $2,086,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 30,353 | $2,086,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 47,215 | $2,079,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 155,000 | $2,077,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 52,254 | $2,070,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 186,426 | $2,070,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 33,226 | $2,069,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 255,964 | $2,068,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22,468 | $2,067,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 160,931 | $2,067,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 131,000 | $2,066,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 343,012 | $2,065,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 139,190 | $2,061,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 31,484 | $2,061,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 73,181 | $2,057,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,996 | $2,056,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 221,204 | $2,053,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 20,940 | $2,052,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 74,204 | $2,050,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,368 | $2,049,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 106,994 | $2,039,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 227,626 | $2,037,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 178,053 | $2,037,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 49,562 | $2,035,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 45,100 | $2,031,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 157,173 | $2,029,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 160,000 | $2,029,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 31,550 | $2,025,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 98,302 | $2,019,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 80,627 | $2,018,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 80,757 | $2,018,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 79,182 | $2,018,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 14,607 | $2,016,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 23,941 | $2,005,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 20,000 | $2,004,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 139,888 | $2,000,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 46,020 | $1,990,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 122,800 | $1,989,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 84,282 | $1,988,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 200,097 | $1,987,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 29,703 | $1,987,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 137,099 | $1,985,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 83,554 | $1,984,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 339,516 | $1,983,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 129,258 | $1,982,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 35,464 | $1,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 77,006 | $1,976,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 113,529 | $1,973,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 28,600 | $1,971,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 148,530 | $1,971,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 21,550 | $1,970,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 176,243 | $1,969,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 122,487 | $1,967,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 58,354 | $1,962,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 74,771 | $1,961,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 135,976 | $1,961,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 47,580 | $1,957,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 44,699 | $1,956,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 185,067 | $1,954,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 141,175 | $1,953,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 845,000 | $1,952,000 | thousands by filing date | put |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 40,445 | $1,951,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 49,667 | $1,950,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 57,135 | $1,949,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 34,446 | $1,948,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 27,500 | $1,947,000 | thousands by filing date | put |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 38,134 | $1,946,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 12,647 | $1,946,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 304,978 | $1,942,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 67,698 | $1,940,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 52,000 | $1,936,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 91,000 | $1,935,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 61,875 | $1,935,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 88,455 | $1,935,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 55,320 | $1,933,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 57,068 | $1,931,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 61,616 | $1,931,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 51,600 | $1,923,000 | thousands by filing date | put |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 63,879 | $1,919,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 28,957 | $1,911,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 64,773 | $1,909,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,317 | $1,909,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 49,811 | $1,907,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 27,529 | $1,907,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 61,043 | $1,903,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 289,084 | $1,903,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 52,977 | $1,901,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 44,841 | $1,897,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 41,650 | $1,887,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,127 | $1,886,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 29,531 | $1,884,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 76,212 | $1,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 66,180 | $1,879,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10,396 | $1,879,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 24,451 | $1,878,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 34,651 | $1,876,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 25,413 | $1,866,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 16,756 | $1,865,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 229,581 | $1,865,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 67,452 | $1,865,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 89,827 | $1,863,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 134,396 | $1,857,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 37,124 | $1,857,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 130,159 | $1,851,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 69,045 | $1,849,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 81,208 | $1,848,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 39,002 | $1,843,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,957 | $1,842,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 91,680 | $1,841,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 51,229 | $1,839,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 602,405 | $1,838,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,957 | $1,835,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 27,690 | $1,833,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 42,500 | $1,833,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 233,318 | $1,832,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 119,515 | $1,829,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 27,504 | $1,829,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 9,369 | $1,828,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,275 | $1,826,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 57,376 | $1,826,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,821,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |