13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 213,737 | $6,599,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 110,907 | $6,592,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 280,792 | $6,568,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 200,077 | $6,567,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 540,586 | $6,563,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 376,200 | $6,546,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 68,273 | $6,538,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 738,392 | $6,535,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 156,400 | $6,528,000 | thousands by filing date | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 82,340 | $6,520,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 98,086 | $6,494,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 385,501 | $6,492,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 692,922 | $6,472,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 376,623 | $6,467,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 36,000 | $6,467,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 30,500 | $6,461,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 115,585 | $6,458,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 147,511 | $6,449,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 150,954 | $6,429,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 156,017 | $6,411,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 199,707 | $6,392,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 164,765 | $6,380,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 25,507 | $6,376,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 254,713 | $6,356,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200,000 | $6,352,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 24,476 | $6,324,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 56,198 | $6,304,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 131,003 | $6,304,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 197,701 | $6,299,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 272,123 | $6,287,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 349,644 | $6,283,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 150,700 | $6,275,000 | thousands by filing date | call |
| PRIMO WATER CORPORATION | 74167P108 | COM | 400,000 | $6,272,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 556,853 | $6,264,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 268,142 | $6,258,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 122,636 | $6,256,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 253,550 | $6,248,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 21,795 | $6,247,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 361,015 | $6,242,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,730 | $6,236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 36,694 | $6,233,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 195,815 | $6,230,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 224,910 | $6,219,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 102,354 | $6,211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 174,445 | $6,206,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 110,384 | $6,205,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 67,527 | $6,189,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,500,000 | $6,172,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 495,369 | $6,171,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 71,392 | $6,164,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 209,764 | $6,164,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 67,000 | $6,145,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 380,950 | $6,141,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 81,667 | $6,137,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 151,508 | $6,113,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 95,136 | $6,103,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 256,777 | $6,094,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 105,688 | $6,091,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 59,039 | $6,087,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 423,392 | $6,048,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,422,000 | $6,047,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 186,380 | $6,045,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 75,986 | $6,042,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 207,356 | $6,038,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 29,695 | $6,018,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 120,667 | $6,006,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 89,843 | $5,977,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 282,330 | $5,973,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 80,339 | $5,953,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 218,261 | $5,952,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 154,834 | $5,951,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 59,799 | $5,951,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 60,350 | $5,940,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 95,674 | $5,927,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 135,683 | $5,923,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 228,589 | $5,921,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 68,934 | $5,909,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 110,891 | $5,901,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 429,664 | $5,900,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 120,112 | $5,897,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 123,713 | $5,888,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,895,761 | $5,883,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 77,798 | $5,878,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 739,618 | $5,861,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 133,938 | $5,855,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 121,400 | $5,847,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 24,951 | $5,843,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 94,444 | $5,833,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 154,841 | $5,832,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 322,094 | $5,830,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 319,996 | $5,825,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 157,308 | $5,824,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 173,498 | $5,816,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 337,566 | $5,813,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 20,804 | $5,803,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 47,900 | $5,792,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 90,732 | $5,785,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 461,467 | $5,782,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,026,837 | $5,777,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 42,375 | $5,773,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 285,207 | $5,773,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 935,967 | $5,765,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,781,224 | $5,753,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 382,526 | $5,750,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 122,833 | $5,748,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 331,455 | $5,737,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 136,062 | $5,733,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 474,686 | $5,725,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 210,989 | $5,718,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 391,914 | $5,707,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 54,600 | $5,704,000 | thousands by filing date | put |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 201,015 | $5,698,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,496,000 | $5,697,000 | thousands by filing date | principal |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 135,832 | $5,681,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 282,500 | $5,673,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 67,513 | $5,667,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 317,599 | $5,654,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 182,209 | $5,654,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 336,495 | $5,643,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 437,991 | $5,640,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 121,394 | $5,637,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 471,907 | $5,634,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 233,842 | $5,629,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 160,813 | $5,612,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 120,600 | $5,599,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 188,111 | $5,589,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 349,821 | $5,587,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 72,669 | $5,568,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 138,452 | $5,567,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 142,773 | $5,562,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 757,500 | $5,560,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 57,988 | $5,558,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 176,338 | $5,551,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 28,224 | $5,537,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 32,950 | $5,528,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 57,581 | $5,519,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 155,079 | $5,472,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 82,111 | $5,471,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 123,312 | $5,410,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 308,471 | $5,410,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 57,267 | $5,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 104,323 | $5,385,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 392,136 | $5,377,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 307,341 | $5,366,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 125,146 | $5,362,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 223,052 | $5,357,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 100,048 | $5,349,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 5,755,000 | $5,344,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 120,535 | $5,336,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 85,951 | $5,336,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 875,000 | $5,329,000 | thousands by filing date | put |
| VROOM INC | 92918V109 | COM | 129,947 | $5,324,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 5,000,000 | $5,316,000 | thousands by filing date | principal |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 66,463 | $5,290,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 140,850 | $5,287,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 655,023 | $5,287,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 290,880 | $5,286,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 231,089 | $5,285,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 80,000 | $5,278,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 62,181 | $5,276,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,016,891 | $5,267,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 64,100 | $5,253,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 272,877 | $5,251,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 46,093 | $5,249,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 258,655 | $5,248,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 345,582 | $5,239,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 228,707 | $5,221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 120,075 | $5,218,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 322,084 | $5,218,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 41,500 | $5,201,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 335,531 | $5,191,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 405,353 | $5,189,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 170,980 | $5,189,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 60,000 | $5,143,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 60,000 | $5,143,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 235,349 | $5,126,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 217,950 | $5,113,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 230,405 | $5,112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 69,130 | $5,070,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 197,906 | $5,031,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 5,041,000 | $5,031,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 100,100 | $5,030,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,000 | $5,026,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 82,662 | $5,022,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 118,218 | $5,013,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 342,486 | $4,980,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 42,513 | $4,976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 274,208 | $4,966,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 314,043 | $4,965,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 118,555 | $4,944,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 43,062 | $4,941,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 100,800 | $4,937,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $4,926,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 4,935,000 | $4,917,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 435,500 | $4,899,000 | thousands by filing date | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 278,262 | $4,892,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,250,984 | $4,890,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 197,183 | $4,888,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,595,865 | $4,883,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 53,122 | $4,878,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 30,719 | $4,862,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 272,643 | $4,861,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 214,605 | $4,852,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 95,100 | $4,851,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 63,572 | $4,848,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 37,525 | $4,838,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 30,100 | $4,831,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 112,204 | $4,823,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 95,468 | $4,819,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 271,628 | $4,816,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 945,783 | $4,814,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 37,000 | $4,809,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 122,780 | $4,795,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 104,624 | $4,794,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 833,243 | $4,792,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 80,000 | $4,791,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 18,023 | $4,789,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 83,669 | $4,785,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 71,654 | $4,784,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 131,617 | $4,779,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 94,238 | $4,770,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 50,620 | $4,751,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 95,119 | $4,717,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,384 | $4,714,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 106,198 | $4,701,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 4,981,000 | $4,697,000 | thousands by filing date | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 161,282 | $4,695,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 105,582 | $4,694,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 120,000 | $4,691,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 67,210 | $4,690,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 61,461 | $4,690,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20,390 | $4,685,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23,667 | $4,670,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 172,663 | $4,662,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 107,181 | $4,661,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 137,743 | $4,656,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 48,709 | $4,654,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 114,068 | $4,648,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 181,852 | $4,632,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 146,903 | $4,619,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 261,866 | $4,607,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 60,445 | $4,601,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 78,633 | $4,585,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 265,318 | $4,577,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 149,969 | $4,569,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 38,383 | $4,555,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 57,140 | $4,538,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40,100 | $4,524,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 156,737 | $4,520,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 384,500 | $4,518,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 30,685 | $4,504,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 79,954 | $4,498,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,310,000 | $4,486,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 62,615 | $4,479,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 105,727 | $4,473,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,000 | $4,463,000 | thousands by filing date | put |
| PRIMO WATER CORPORATION | 74167P108 | COM | 284,090 | $4,454,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 43,034 | $4,453,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 397,500 | $4,448,000 | thousands by filing date | call |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 5,275,000 | $4,442,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 96,596 | $4,437,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 254,151 | $4,436,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 220,942 | $4,434,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 57,091 | $4,434,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 530,000 | $4,420,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 114,900 | $4,416,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 82,094 | $4,413,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 58,131 | $4,409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 62,768 | $4,403,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 146,862 | $4,403,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 60,990 | $4,392,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15,000 | $4,390,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 74,715 | $4,387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 114,138 | $4,386,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 148,408 | $4,385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 126,040 | $4,380,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 60,392 | $4,374,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 29,600 | $4,373,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 24,912 | $4,370,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 101,645 | $4,362,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 76,640 | $4,360,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 187,041 | $4,356,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 100,000 | $4,353,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 31,100 | $4,339,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 31,739 | $4,329,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 165,097 | $4,323,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 174,533 | $4,314,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 303,865 | $4,312,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 446,700 | $4,311,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 175,842 | $4,292,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 242,819 | $4,278,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 435,125 | $4,273,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 264,236 | $4,265,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 114,731 | $4,259,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 187,026 | $4,244,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 227,319 | $4,240,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 164,227 | $4,229,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 313,142 | $4,215,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 72,366 | $4,213,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 108,780 | $4,211,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 74,020 | $4,209,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 30,959 | $4,208,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 94,100 | $4,184,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 73,544 | $4,172,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 27,953 | $4,168,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 157,758 | $4,162,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 87,739 | $4,150,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 95,103 | $4,142,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 127,718 | $4,130,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 46,594 | $4,128,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 457,570 | $4,122,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 199,281 | $4,121,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 149,655 | $4,120,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 66,722 | $4,118,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 210,597 | $4,111,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 43,952 | $4,103,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 364,789 | $4,097,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 25,066 | $4,096,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 120,000 | $4,092,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 27,816 | $4,086,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 55,000 | $4,085,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 68,350 | $4,072,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 76,635 | $4,070,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $4,069,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 69,750 | $4,065,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 107,247 | $4,061,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 307,904 | $4,053,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 129,725 | $4,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 118,177 | $4,051,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 173,746 | $4,048,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 370,904 | $4,047,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 126,542 | $4,031,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 80,230 | $4,030,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 67,100 | $4,027,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 152,705 | $4,027,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 73,749 | $4,023,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100,800 | $4,020,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 38,757 | $4,020,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 572,262 | $4,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 182,994 | $4,011,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 197,993 | $4,002,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 287,442 | $3,996,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 202,016 | $3,982,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 113,808 | $3,977,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 4,000,000 | $3,973,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 219,487 | $3,972,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 113,792 | $3,971,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 64,079 | $3,966,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 79,571 | $3,965,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 107,507 | $3,962,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 92,322 | $3,949,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 66,903 | $3,934,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 86,924 | $3,933,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 146,862 | $3,922,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 15,342 | $3,922,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $3,901,000 | thousands by filing date | put |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 139,520 | $3,901,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 60,000 | $3,899,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 51,819 | $3,895,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 72,630 | $3,892,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 223,011 | $3,887,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 135,000 | $3,885,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 99,789 | $3,884,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 65,086 | $3,875,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 32,397 | $3,873,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 93,700 | $3,867,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 366,500 | $3,866,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 689,000 | $3,858,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 45,000 | $3,857,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 214,541 | $3,857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 135,796 | $3,853,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 53,544 | $3,852,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 44,389 | $3,849,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 29,525 | $3,837,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 97,468 | $3,834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 156,044 | $3,830,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 282,968 | $3,828,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 197,092 | $3,827,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 178,253 | $3,827,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 39,086 | $3,818,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 135,297 | $3,811,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 20,693 | $3,809,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 43,908 | $3,798,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 54,575 | $3,797,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 217,855 | $3,790,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 43,127 | $3,777,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 21,208 | $3,777,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $3,775,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 109,372 | $3,771,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 218,264 | $3,754,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 67,910 | $3,754,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 67,466 | $3,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 57,247 | $3,743,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 71,564 | $3,738,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 32,800 | $3,736,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 100,000 | $3,734,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 59,899 | $3,732,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 82,651 | $3,730,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 216,072 | $3,724,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 153,820 | $3,723,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,000 | $3,714,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 40,976 | $3,700,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 202,667 | $3,699,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 163,087 | $3,699,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,000 | $3,694,000 | thousands by filing date | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 120,133 | $3,692,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 291,003 | $3,691,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 53,227 | $3,690,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 118,501 | $3,687,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 140,929 | $3,686,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 45,000 | $3,685,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 17,100 | $3,684,000 | thousands by filing date | call |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 165,941 | $3,676,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,518 | $3,668,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 344,046 | $3,668,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 132,323 | $3,655,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 58,631 | $3,654,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 65,299 | $3,637,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97,327 | $3,629,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 118,003 | $3,623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 106,271 | $3,623,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 76,783 | $3,612,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 156,624 | $3,611,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 29,515 | $3,609,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 48,559 | $3,606,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 74,122 | $3,604,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 115,867 | $3,596,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 250,459 | $3,593,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 106,026 | $3,580,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 138,370 | $3,567,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 24,638 | $3,566,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 191,960 | $3,539,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 85,700 | $3,537,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 60,000 | $3,525,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 92,329 | $3,525,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 135,000 | $3,513,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 95,301 | $3,499,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 137,600 | $3,498,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 60,640 | $3,495,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 120,000 | $3,494,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 81,283 | $3,489,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 169,145 | $3,483,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 520,377 | $3,482,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 239,318 | $3,478,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 36,647 | $3,474,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 69,877 | $3,463,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 171,172 | $3,462,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 355,743 | $3,462,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 155,688 | $3,461,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 99,223 | $3,458,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 88,426 | $3,457,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 85,717 | $3,453,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,593,000 | $3,448,000 | thousands by filing date | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 110,477 | $3,444,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 301,379 | $3,444,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 70,000 | $3,439,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 78,205 | $3,436,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 124,963 | $3,435,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 71,581 | $3,434,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $3,434,000 | thousands by filing date | put |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 140,865 | $3,427,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 69,701 | $3,421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 57,224 | $3,421,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 144,508 | $3,418,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 286,911 | $3,418,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 44,170 | $3,417,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 105,586 | $3,406,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 71,446 | $3,406,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 70,400 | $3,404,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 320,384 | $3,397,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 118,524 | $3,396,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 54,053 | $3,389,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 79,519 | $3,387,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 39,493 | $3,385,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,366 | $3,383,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 46,148 | $3,376,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 28,979 | $3,373,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 20,719 | $3,359,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 33,937 | $3,359,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 150,000 | $3,357,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 409,773 | $3,344,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 304,690 | $3,342,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 134,067 | $3,341,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 317,763 | $3,331,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 140,526 | $3,323,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 112,749 | $3,320,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 267,366 | $3,318,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 94,373 | $3,306,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29,000 | $3,303,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 97,592 | $3,299,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50,629 | $3,297,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 28,351 | $3,296,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 27,984 | $3,295,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 95,000 | $3,293,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 126,450 | $3,287,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 197,488 | $3,283,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 205,858 | $3,277,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 77,599 | $3,271,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 119,599 | $3,267,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 102,769 | $3,253,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |