13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAP INC COM | 364760108 | Stock | 677,500 | $13,679,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 313,723 | $13,651,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 675,000 | $13,628,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 104,806 | $13,620,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 322,415 | $13,599,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 11,724,000 | $13,590,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 279,759 | $13,577,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,550,000 | $13,553,000 | thousands by filing date | principal |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 731,761 | $13,545,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 757,852 | $13,474,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 162,149 | $13,468,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 297,508 | $13,444,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 140,185 | $13,364,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 56,970 | $13,336,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 390,169 | $13,336,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 510,723 | $13,320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 123,720 | $13,300,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 357,238 | $13,286,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 171,877 | $13,228,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 203,100 | $13,197,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 578,421 | $13,187,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 203,038 | $13,187,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 683,607 | $13,126,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 552,088 | $13,118,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 25,600 | $13,082,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 219,940 | $13,036,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 139,291 | $12,973,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 499,847 | $12,969,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 344,728 | $12,951,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 441,840 | $12,942,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 142,000 | $12,882,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 197,665 | $12,872,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 489,999 | $12,833,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,490,000 | $12,820,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 425,846 | $12,814,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 735,985 | $12,813,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 161,964 | $12,759,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,872,190 | $12,723,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 709,419 | $12,691,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 64,634 | $12,690,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,194,344 | $12,684,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 175,000 | $12,668,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 589,831 | $12,657,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 371,586 | $12,637,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 530,059 | $12,631,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 70,147 | $12,602,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 356,059 | $12,601,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 240,400 | $12,597,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 222,610 | $12,584,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 355,917 | $12,564,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 212,853 | $12,556,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 215,000 | $12,526,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 73,257 | $12,490,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 398,900 | $12,450,000 | thousands by filing date | call |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 550,587 | $12,449,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 44,641 | $12,433,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 373,999 | $12,417,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 490,866 | $12,409,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 9,145,000 | $12,382,000 | thousands by filing date | principal |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 376,981 | $12,380,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 972,487 | $12,351,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 535,623 | $12,323,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,856,041 | $12,306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 330,203 | $12,277,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 699,535 | $12,270,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 260,698 | $12,269,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77,046 | $12,267,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,324 | $12,254,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 200,000 | $12,230,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 495,000 | $12,197,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 1,650,494 | $12,197,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 71,245 | $12,146,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 598,856 | $12,127,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 120,670 | $12,126,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 120,393 | $12,126,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 386,839 | $12,108,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 53,438 | $12,107,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 570,308 | $12,096,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 522,807 | $12,057,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 320,851 | $12,045,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 386,356 | $12,043,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 85,000 | $12,025,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 157,737 | $12,009,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 112,397 | $11,996,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 45,837 | $11,989,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 112,592 | $11,924,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 317,386 | $11,921,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 168,031 | $11,919,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 192,011 | $11,904,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 284,560 | $11,878,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 425,662 | $11,875,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 263,944 | $11,847,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $11,830,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 460,000 | $11,804,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 130,000 | $11,794,000 | thousands by filing date | put |
| GLOBE LIFE INC | 37959E102 | COM | 124,193 | $11,793,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 793,188 | $11,787,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 347,491 | $11,784,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 259,996 | $11,733,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 234,058 | $11,707,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,242,716 | $11,682,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,138,382 | $11,680,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 655,855 | $11,675,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 316,800 | $11,661,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 194,662 | $11,655,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 237,955 | $11,655,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 177,665 | $11,652,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 694,100 | $11,640,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 170,000 | $11,611,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 190,833 | $11,599,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 225,710 | $11,576,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 40,273 | $11,550,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 87,000 | $11,548,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 528,400 | $11,535,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 173,842 | $11,526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 211,390 | $11,503,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 199,356 | $11,498,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,859,785 | $11,474,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 192,400 | $11,467,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 107,710 | $11,454,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 418,290 | $11,449,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,795,468 | $11,438,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 200,000 | $11,418,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 195,339 | $11,398,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 152,858 | $11,371,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 462,147 | $11,369,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 968,639 | $11,362,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 370,589 | $11,344,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 7,650,000 | $11,329,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 50,000 | $11,291,000 | thousands by filing date | call |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 402,911 | $11,290,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 173,471 | $11,272,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 548,773 | $11,265,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 260,659 | $11,261,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 199,342 | $11,205,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 215,606 | $11,161,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 39,664 | $11,160,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 663,900 | $11,141,000 | thousands by filing date | call |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 508,161 | $11,129,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 638,055 | $11,122,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 86,437 | $11,099,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 894,065 | $11,086,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 388,075 | $11,076,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 220,122 | $11,067,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 205,263 | $11,060,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,441,000 | $11,005,000 | thousands by filing date | principal |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 407,779 | $10,994,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 615,547 | $10,958,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 148,681 | $10,925,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 166,768 | $10,925,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,001,136 | $10,922,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 356,496 | $10,912,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 50,322 | $10,911,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 202,312 | $10,840,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,413,000 | $10,833,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 425,019 | $10,808,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 328,517 | $10,802,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 437,500 | $10,780,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 45,882 | $10,768,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,055 | $10,753,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 246,666 | $10,737,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 585,753 | $10,707,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,731,329 | $10,700,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 203,119 | $10,662,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 228,053 | $10,652,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 67,906 | $10,647,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 351,800 | $10,617,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 583,600 | $10,592,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,205,936 | $10,575,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 184,683 | $10,571,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60,016 | $10,531,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 103,114 | $10,523,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 69,037 | $10,513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 61,924 | $10,507,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 884,899 | $10,496,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 82,366 | $10,488,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 170,000 | $10,482,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 286,567 | $10,478,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 211,133 | $10,474,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 102,814 | $10,470,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 216,048 | $10,443,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 82,985 | $10,397,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 179,387 | $10,397,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 208,200 | $10,373,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 152,651 | $10,357,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 259,687 | $10,335,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 700,998 | $10,311,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 151,233 | $10,304,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 192,742 | $10,303,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 638,092 | $10,298,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 213,600 | $10,287,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 310,380 | $10,284,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 105,641 | $10,268,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500,000 | $10,260,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,679,560 | $10,228,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 283,155 | $10,199,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,000 | $10,188,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 80,000 | $10,180,000 | thousands by filing date | call |
| ATLAS CORP | Y0436Q109 | COM | 937,991 | $10,168,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 9,967,000 | $10,104,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,986,000 | $10,094,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 218,595 | $10,077,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 210,223 | $10,074,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 336,703 | $10,074,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 55,500 | $10,055,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 197,055 | $10,026,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 34,167 | $10,023,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 264,000 | $10,006,000 | thousands by filing date | call |
| ISHARES INC | 46434G863 | COM | 238,279 | $10,003,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 925,000 | $9,990,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 337,439 | $9,986,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 84,848 | $9,982,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 846,664 | $9,965,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 143,444 | $9,953,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 680,126 | $9,916,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 28,000 | $9,915,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 229,030 | $9,905,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 55,365 | $9,900,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 730,207 | $9,888,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 49,500 | $9,886,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 77,252 | $9,883,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 111,658 | $9,866,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,241,000 | $9,820,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 357,602 | $9,805,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 81,861 | $9,803,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,128,274 | $9,792,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 183,657 | $9,751,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 33,305 | $9,746,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 238,616 | $9,727,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 270,000 | $9,725,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 4,649,000 | $9,702,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 66,238 | $9,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 131,745 | $9,674,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 150,000 | $9,666,000 | thousands by filing date | put |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 5,125,000 | $9,650,000 | thousands by filing date | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 110,939 | $9,642,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 222,864 | $9,639,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 62,306 | $9,631,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 185,046 | $9,629,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 268,046 | $9,623,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 52,519 | $9,618,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 55,392 | $9,606,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 258,061 | $9,593,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 289,801 | $9,581,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 363,608 | $9,577,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 84,000 | $9,564,000 | thousands by filing date | call |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 116,277 | $9,558,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500,000 | $9,555,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 199,440 | $9,547,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 54,739 | $9,545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 296,561 | $9,520,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 524,493 | $9,514,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 155,480 | $9,499,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 501,728 | $9,483,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,916,571 | $9,468,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 551,000 | $9,461,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 649,813 | $9,448,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 139,704 | $9,442,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 555,541 | $9,415,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 75,130 | $9,392,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 48,085 | $9,376,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 277,163 | $9,368,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 144,894 | $9,343,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 388,377 | $9,341,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 23,436 | $9,334,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 250,000 | $9,325,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 567,122 | $9,312,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 225,000 | $9,306,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 343,443 | $9,267,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 300,000 | $9,252,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,178 | $9,248,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 74,694 | $9,239,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 363,470 | $9,233,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 177,086 | $9,228,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,521,000 | $9,225,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 9,176,000 | $9,210,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 134,235 | $9,192,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 535,436 | $9,182,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 71,325 | $9,181,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 240,464 | $9,179,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 112,630 | $9,171,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 150,518 | $9,170,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 243,551 | $9,169,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 293,741 | $9,154,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 127,494 | $9,121,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 117,126 | $9,089,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 110,664 | $9,049,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 247,474 | $9,048,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 8,078,000 | $9,041,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 518,600 | $9,039,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 934,866 | $9,021,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 187,738 | $9,020,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 132,236 | $9,006,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 301,576 | $8,994,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 265,376 | $8,993,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 435,937 | $8,967,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 566,246 | $8,963,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,150,000 | $8,963,000 | thousands by filing date | principal |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 89,484 | $8,941,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 442,702 | $8,937,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 8,886,000 | $8,926,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 58,022 | $8,917,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 279,782 | $8,889,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 370,117 | $8,886,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 749,511 | $8,882,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 285,674 | $8,879,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 38,100 | $8,834,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 213,800 | $8,824,000 | thousands by filing date | put |
| PROSHARES TR | 74348A145 | PET CARE ETF | 122,884 | $8,806,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 235,381 | $8,788,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,000,000 | $8,726,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 186,364 | $8,715,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 245,885 | $8,707,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 234,724 | $8,700,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 151,309 | $8,697,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 264,928 | $8,686,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 879,715 | $8,683,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 81,488 | $8,683,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 122,600 | $8,680,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 25,000 | $8,654,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 122,911 | $8,631,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 9,050,000 | $8,621,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 105,000 | $8,616,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 865,156 | $8,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 124,073 | $8,586,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 116,372 | $8,585,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 59,772 | $8,554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 118,460 | $8,543,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 508,300 | $8,529,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 207,283 | $8,527,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 249,678 | $8,521,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 225,000 | $8,521,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 150,687 | $8,519,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 147,919 | $8,494,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 200,706 | $8,492,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,145,000 | $8,473,000 | thousands by filing date | principal |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 377,479 | $8,451,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 32,500 | $8,438,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 150,000 | $8,435,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 880,323 | $8,426,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 70,604 | $8,416,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 119,895 | $8,407,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,000 | $8,380,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 5,000 | $8,376,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 219,544 | $8,373,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 564,367 | $8,359,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 40,575 | $8,356,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 346,800 | $8,341,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 86,600 | $8,321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 227,663 | $8,312,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100,000 | $8,279,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 493,804 | $8,276,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 649,959 | $8,261,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 128,222 | $8,259,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 250,000 | $8,253,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 253,271 | $8,252,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 469,200 | $8,239,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 219,229 | $8,224,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 534,370 | $8,213,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 41,100 | $8,208,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 71,730 | $8,200,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 163,230 | $8,199,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $8,181,000 | thousands by filing date | put |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 168,587 | $8,162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 531,026 | $8,151,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 371,401 | $8,145,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 641,528 | $8,103,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 330,984 | $8,103,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 286,760 | $8,102,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 128,667 | $8,084,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 6,553,000 | $8,043,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 8,544,000 | $8,039,000 | thousands by filing date | principal |
| PROTO LABS INC | 743713109 | COM | 52,264 | $8,018,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,044,334 | $8,014,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 209,800 | $7,968,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 83,468 | $7,966,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 676,558 | $7,963,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 140,534 | $7,951,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,151,428 | $7,944,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,070,595 | $7,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 158,162 | $7,932,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 151,950 | $7,931,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 365,502 | $7,913,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 553,436 | $7,903,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 234,131 | $7,902,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 186,118 | $7,899,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 50,491 | $7,898,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 151,336 | $7,869,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103,217 | $7,868,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 634,762 | $7,865,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 43,349 | $7,824,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 298,818 | $7,823,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 75,384 | $7,822,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 161,429 | $7,813,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $7,798,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 82,113 | $7,788,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 122,317 | $7,775,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 135,407 | $7,767,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 228,494 | $7,765,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 176,048 | $7,763,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 238,455 | $7,760,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 57,915 | $7,758,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 74,861 | $7,740,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 30,416 | $7,708,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 597,159 | $7,692,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 124,105 | $7,668,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 87,081 | $7,638,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 81,500 | $7,632,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 183,317 | $7,614,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 563,823 | $7,605,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 190,700 | $7,605,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 166,019 | $7,574,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 170,000 | $7,560,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 252,347 | $7,551,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 45,749 | $7,543,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 139,920 | $7,534,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 163,659 | $7,530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 256,442 | $7,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 71,417 | $7,489,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 76,848 | $7,464,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 459,749 | $7,462,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 199,800 | $7,453,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 33,934 | $7,453,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 850,000 | $7,438,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 301,100 | $7,404,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 300,721 | $7,400,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 79,000 | $7,398,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 107,650 | $7,388,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 165,296 | $7,385,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 37,039 | $7,378,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 838,800 | $7,373,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 53,252 | $7,351,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 388,629 | $7,341,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 100,000 | $7,315,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 273,841 | $7,306,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 168,531 | $7,299,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 158,367 | $7,252,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 281,912 | $7,228,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 187,711 | $7,217,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 60,000 | $7,197,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 97,985 | $7,194,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 40,044 | $7,185,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 227,797 | $7,173,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 256,388 | $7,157,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 665,805 | $7,151,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 320,691 | $7,141,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 153,200 | $7,137,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 425,128 | $7,133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 86,596 | $7,129,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 252,045 | $7,127,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 131,400 | $7,115,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 300,000 | $7,098,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 507,622 | $7,096,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11,754 | $7,096,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 58,172 | $7,090,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 98,332 | $7,088,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 114,244 | $7,071,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 88,891 | $7,071,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800,200 | $7,034,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 164,457 | $7,031,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 172,000 | $7,021,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 236,145 | $7,013,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 92,800 | $6,980,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 716,756 | $6,938,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 173,936 | $6,930,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $6,930,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 137,453 | $6,925,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 297,115 | $6,920,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 71,600 | $6,913,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 72,091 | $6,899,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 308,000 | $6,893,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 146,472 | $6,886,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 164,151 | $6,879,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 126,180 | $6,864,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 132,087 | $6,844,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 48,590 | $6,844,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 28,796 | $6,830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 173,474 | $6,822,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 207,008 | $6,819,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 265,702 | $6,818,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,022,000 | $6,808,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 55,416 | $6,790,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 19,500 | $6,787,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 167,773 | $6,768,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,380 | $6,725,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 174,374 | $6,725,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 186,817 | $6,697,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 177,717 | $6,697,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 87,240 | $6,693,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 253,117 | $6,690,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 140,312 | $6,678,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 241,492 | $6,658,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,800 | $6,656,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 329,361 | $6,643,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50,107 | $6,635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 107,350 | $6,623,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 79,211 | $6,616,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 54,294 | $6,615,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 732,884 | $6,604,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 92,799 | $6,601,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |