13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 4,982 | $71,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,375 | $71,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,891 | $71,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 2,700 | $71,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,260 | $71,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,785 | $71,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,915 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 4,669 | $71,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 4,795 | $70,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,100 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 2,174 | $70,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,874 | $70,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,598 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 2,510 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 2,000 | $70,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,900 | $69,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,043 | $69,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,847 | $69,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 2,959 | $69,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,100 | $69,000 | thousands by filing date | put |
| AMREP CORP | 032159105 | COM | 8,100 | $69,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,492 | $69,000 | thousands by filing date | principal |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,665 | $69,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,640 | $69,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 5,834 | $69,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $69,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 4,450 | $69,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,496 | $68,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,948 | $68,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,574 | $68,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 6,741 | $68,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 22,665 | $68,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 11,085 | $68,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,605 | $68,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 5,000 | $68,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,582 | $68,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 2,000 | $67,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 7,008 | $67,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,714 | $67,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,752 | $67,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 23,574 | $67,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 4,490 | $66,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 102,084 | $66,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 2,000 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 638 | $66,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,399 | $66,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 2,262 | $66,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 44,096 | $66,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,392 | $65,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 24,013 | $65,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,806 | $65,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 22,668 | $65,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,353 | $65,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,000 | $65,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 6,450 | $65,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,271 | $64,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,045 | $64,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,085 | $64,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,370 | $64,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,512 | $64,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,726 | $64,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 7,684 | $64,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 873 | $64,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,291 | $64,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 4,914 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 14,520 | $64,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,300 | $64,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 20,280 | $64,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 6,000 | $64,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 2,115 | $63,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,761 | $63,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,425 | $63,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,280 | $63,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,188 | $63,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 3,324 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,500 | $62,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 13,276 | $62,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 2,414 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 3,759 | $61,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,377 | $61,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 17,884 | $61,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,083 | $61,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 16,235 | $61,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 5,978 | $61,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 5,444 | $61,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $60,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 35,000 | $60,000 | thousands by filing date | principal |
| GENERATION BIO CO | 37148K100 | COM | 2,131 | $60,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 2,196 | $60,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,391 | $60,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $60,000 | thousands by filing date | principal |
| CRH MEDICAL CORP | 12626F105 | COM | 25,739 | $60,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,358 | $60,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 5,454 | $60,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 5,936 | $60,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 15,869 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 5,000 | $59,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 3,910 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,032 | $59,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,483 | $59,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,359 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,205 | $59,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 321 | $58,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 800 | $58,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,678 | $58,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,500 | $58,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 46,414 | $58,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 13,050 | $58,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 318 | $57,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,695 | $57,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,509 | $57,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 4,236 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,204 | $56,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,621 | $56,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 8,500 | $56,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,376 | $55,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 3,000 | $55,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y201 | COM | 2,311 | $55,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 1,469 | $55,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,999 | $55,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,391 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,132 | $55,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $55,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,988 | $55,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,436 | $55,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,991 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $54,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,038 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,394 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 934 | $54,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 4,683 | $54,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $54,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,181 | $54,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 836 | $54,000 | thousands by filing date | principal |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 5,000 | $54,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,888 | $53,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,222 | $53,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,053 | $53,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 5,434 | $53,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,132 | $53,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,569 | $53,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $53,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 429 | $53,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 30,000 | $53,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,562 | $52,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 2,710 | $52,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $52,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,884 | $52,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,183 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,080 | $52,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 6,000 | $52,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,052 | $51,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,475 | $51,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,297 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $51,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,621 | $51,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 50,000 | $51,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,527 | $51,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 4,697 | $51,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 1,597 | $50,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 976 | $50,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 3,565 | $50,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,291 | $50,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,163 | $50,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 2,159 | $50,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,064 | $50,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 4,700 | $50,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,992 | $49,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 2,645 | $49,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,028 | $49,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 900 | $49,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 50,000 | $49,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 1,308 | $48,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,803 | $48,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,831 | $48,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,563 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 812 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 1,668 | $47,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 2,087 | $47,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,424 | $47,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,709 | $47,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $47,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 386,849 | $47,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 3,311 | $47,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 10,088 | $47,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 4,045 | $47,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $46,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,035 | $46,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,506 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 777 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 640 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,906 | $46,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,872 | $46,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 2,535 | $46,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,509 | $46,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,700 | $46,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 2,954 | $46,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 18,428 | $46,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $46,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 8,106 | $45,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $45,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 300 | $45,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,386 | $45,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 2,812 | $45,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 6,945 | $45,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,780 | $45,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,187 | $45,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,202 | $45,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 3,000 | $45,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,700 | $44,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,088 | $44,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,434 | $44,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,403 | $44,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 4,750 | $44,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 918 | $44,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,335 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,565 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 982 | $44,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 9,197 | $44,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 6,340 | $44,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 7,127 | $44,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,733 | $44,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,370 | $44,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 2,091 | $43,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 1,972 | $43,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,400 | $43,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,993 | $43,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,339 | $43,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,800 | $43,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,000 | $43,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,525 | $43,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,648 | $43,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 9,684 | $43,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 11,260 | $43,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 4,126 | $43,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 2,300 | $42,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,621 | $42,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,771 | $42,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,839 | $42,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,000 | $42,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,868 | $42,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,171 | $42,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 8,597 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,455 | $41,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 8,987 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 696 | $41,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,702 | $41,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 9,034 | $41,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 43,167 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $41,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 3,127 | $41,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 5,100 | $40,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 1,500 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 436 | $40,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,062 | $40,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,510 | $39,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,580 | $39,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 866 | $39,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,692 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 739 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 611 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,678 | $39,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 14,000 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,327 | $39,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 1,515 | $38,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 338 | $38,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,396 | $38,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,003 | $38,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,400 | $38,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 1,276 | $38,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,051 | $38,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,363 | $38,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,245 | $38,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 1,825 | $38,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,500 | $38,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 1,086 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 511 | $37,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,010 | $37,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 909 | $37,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 8,028 | $37,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 8,101 | $37,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,185 | $37,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,792 | $37,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 28,022 | $37,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,301 | $37,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 9,700 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 1,000 | $37,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,768 | $37,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 493 | $37,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,200 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1,282 | $36,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 4,341 | $36,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 3,890 | $36,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 8,568 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 3,081 | $36,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,742 | $36,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 5,086 | $36,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 3,173 | $36,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 3,038 | $36,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,123 | $35,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 870 | $35,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,982 | $35,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 668 | $35,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 3,231 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,141 | $35,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,421 | $35,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,031 | $35,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 5,000 | $35,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 7,903 | $35,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 3,297 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 612 | $35,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 1,023 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 4,936 | $34,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,078 | $34,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,012 | $34,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 825 | $34,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,351 | $34,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,706 | $34,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,353 | $34,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 3,087 | $34,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $34,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 2,868 | $34,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,582 | $34,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,807 | $34,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,732 | $34,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 2,128 | $34,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 3,064 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 639 | $34,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 925 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 585 | $33,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,884 | $33,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,100 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,648 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 649 | $33,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,394 | $33,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 2,620 | $33,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 4,629 | $33,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,493 | $33,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,384 | $33,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,422 | $33,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,696 | $33,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 4,060 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 760 | $33,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,420 | $32,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 2,978 | $32,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,886 | $32,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,625 | $32,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 788 | $32,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,675 | $32,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 12,009 | $32,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,976 | $32,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 21,303 | $32,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $32,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 2,931 | $32,000 | thousands by filing date | |
| VERTIV HOLDINGS CO | 92537N207 | UNIT 06/12/2023 | 1,500 | $32,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,531 | $31,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $31,000 | thousands by filing date | put |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 446 | $31,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,748 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 647 | $31,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,100 | $31,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 3,374 | $31,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 3,850 | $31,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,311 | $31,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,080 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 979 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 666 | $31,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,500 | $31,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,953 | $31,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 618 | $31,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,155 | $31,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 3,000 | $31,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 2,159 | $31,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 2,185 | $30,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 5,199 | $30,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 300 | $30,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 571 | $30,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,171 | $30,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 387 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,259 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 375 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,389 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,363 | $30,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,057 | $30,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 1,865 | $30,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7,079 | $30,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 12,312 | $30,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 5,692 | $30,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 18,797 | $30,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 8,300 | $30,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 2,274 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 437 | $29,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,360 | $29,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 815 | $29,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,042 | $29,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 6,251 | $29,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,721 | $29,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 1,387 | $28,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 710 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,501 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 975 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $28,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,279 | $28,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,905 | $28,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 450 | $28,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,650 | $28,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,649 | $28,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,832 | $28,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $28,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 6,347 | $28,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,012 | $28,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,800 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,000 | $28,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 2,358 | $28,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 2,500 | $28,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 2,093 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,000 | $27,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,340 | $27,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 11,629 | $27,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,775 | $27,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 394 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 925 | $27,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 24,325 | $27,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,012 | $27,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,520 | $27,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,234 | $27,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 2,334 | $27,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,500 | $27,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 4,275 | $27,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 1,171 | $27,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,180 | $26,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 415 | $26,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,612 | $26,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,865 | $26,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200 | $26,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 1,069 | $26,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 26,000 | $26,000 | thousands by filing date | principal |
| BIONANO GENOMICS INC | 09075F107 | COM | 8,500 | $26,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,811 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 25,000 | $26,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,127 | $26,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 714 | $26,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 15,000 | $26,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 750 | $26,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 804 | $26,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,180 | $25,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 1,236 | $25,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 805 | $25,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 480 | $25,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 377 | $25,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,202 | $25,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,444 | $25,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,603 | $25,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,037 | $25,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,300 | $25,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,472 | $25,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 811 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $25,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 729 | $25,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $25,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 655 | $25,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,259 | $25,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,515 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $25,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 469 | $25,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 2,250 | $25,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 178 | $24,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,190 | $24,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,025 | $24,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 5,248 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,065 | $24,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 2,475 | $24,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,379 | $24,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,250 | $24,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 600 | $24,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,619 | $24,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,958 | $24,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,820 | $24,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 36,711 | $24,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 917 | $24,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,971 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,100 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $24,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 5,000 | $24,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 873 | $23,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,370 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,300 | $23,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,944 | $23,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,984 | $23,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 939 | $23,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 10,000 | $23,000 | thousands by filing date | principal |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,181 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |