13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,159 holding rows worth $345,120,174,000.
- Accession
- 0001567619-21-003895
- Filer
- CIK 1000275
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 26,363 entries on the cover page, a total value of $345,120,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,120,174,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,250 | $8,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 836 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 300 | $8,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 250 | $8,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,455 | $8,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 7,782 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 175 | $8,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,633 | $8,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $8,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 468 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 377 | $8,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $8,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,071 | $7,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,443 | $7,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 501 | $7,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 352 | $7,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,286 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 135 | $7,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 725 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 7,982 | $7,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,097 | $7,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 400 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $7,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 419 | $7,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 420 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 326 | $7,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 452 | $7,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 438 | $7,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 889 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 184 | $7,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,671 | $7,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 745 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 575 | $7,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 315 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 945 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,507 | $7,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 2,000 | $7,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 3,303 | $7,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 339 | $7,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,754 | $7,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 565 | $7,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,166 | $7,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 979 | $7,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 409 | $7,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 18,735 | $7,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $7,000 | thousands by filing date | principal |
| TREAN INS GROUP INC | 89457R101 | COM | 554 | $7,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 956 | $7,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 429 | $7,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,410 | $7,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 495 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,663 | $7,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 630 | $7,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 650 | $7,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 114 | $7,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 579 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 481 | $7,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5,044 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 3,381 | $7,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 373 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 272 | $7,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 340 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,343 | $7,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 2,710 | $7,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 500 | $7,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 15,931 | $7,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $7,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,387 | $6,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,745 | $6,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 2,000 | $6,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 653 | $6,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 232 | $6,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 271 | $6,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 425 | $6,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 411 | $6,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 406 | $6,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 455 | $6,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 98 | $6,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,300 | $6,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 70 | $6,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,167 | $6,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 113 | $6,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 323 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $6,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 876 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 460 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 300 | $6,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 869 | $6,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,000 | $6,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 709 | $6,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,702 | $6,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,908 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $6,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 586 | $6,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,525 | $6,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,857 | $6,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,450 | $6,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 654 | $6,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 859 | $6,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,956 | $6,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 568 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,527 | $6,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 429 | $6,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 391 | $6,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 320 | $6,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,470 | $6,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 553 | $6,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 5,000 | $6,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 48 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,648 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $6,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 572 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 200 | $6,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $6,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2,867 | $5,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 229 | $5,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 100 | $5,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 2,262 | $5,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,367 | $5,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 77 | $5,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 4,278 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $5,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 72 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 441 | $5,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 148 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 196 | $5,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 116 | $5,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 696 | $5,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 339 | $5,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 725 | $5,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 202 | $5,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 179 | $5,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,424 | $5,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 3,136 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 197 | $5,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,107 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 211 | $5,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 200 | $5,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 500 | $5,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,191 | $5,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 826 | $5,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 516 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $5,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 254 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $5,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 435 | $5,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 340 | $5,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,094 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,190 | $5,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,984 | $5,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 262 | $5,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 2,098 | $5,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,127 | $5,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 966 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,800 | $5,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 216 | $5,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 583 | $5,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 674 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 354 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $5,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 448 | $5,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 290 | $5,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 435 | $5,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 360 | $5,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,067 | $5,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 987 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,266 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 94 | $5,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 825 | $5,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 763 | $5,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 400 | $5,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 516 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 7,453 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,125 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,000 | $5,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $5,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 1,430 | $5,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 901 | $5,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 449 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 4,240 | $5,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 106 | $5,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 465 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $5,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,330 | $5,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,571 | $5,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 976 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $5,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 340 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,390 | $5,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 362 | $5,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 515 | $5,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 33 | $5,000 | thousands by filing date | principal |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 447 | $5,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 463 | $5,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 336 | $5,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 581 | $5,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 490 | $5,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 467 | $5,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 469 | $5,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 499 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 85 | $5,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 306 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 41 | $5,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 462 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 155 | $4,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 910 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200 | $4,000 | thousands by filing date | put |
| ICL GROUP LTD SHS | M53213100 | Stock | 682 | $4,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 55 | $4,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1,106 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 245 | $4,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 307 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 110 | $4,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 155 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 67 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 277 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 907 | $4,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 157 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,212 | $4,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,354 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 139 | $4,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 818 | $4,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 894 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 969 | $4,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 360 | $4,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 265 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 148 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 891 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 852 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 621 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 150 | $4,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 180 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 177 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $4,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 500 | $4,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 307 | $4,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 609 | $4,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 144 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,000 | $4,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 366 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,613 | $4,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 1,359 | $4,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 300 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,506 | $4,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 500 | $4,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,341 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,064 | $4,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 388 | $4,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 135 | $4,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $4,000 | thousands by filing date | principal |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 334 | $4,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 370 | $4,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 355 | $4,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 350 | $4,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 279 | $4,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 676 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 800 | $4,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 370 | $4,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 298 | $4,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 288 | $4,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 397 | $4,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 334 | $4,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 295 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 44 | $3,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 569 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 100 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 158 | $3,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 188 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 805 | $3,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 115 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 413 | $3,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 184 | $3,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 157 | $3,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 545 | $3,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 290 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 686 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 711 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107 | $3,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 519 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 449 | $3,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 144 | $3,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 175 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 128 | $3,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,640 | $3,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 5 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 93 | $3,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,146 | $3,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 203 | $3,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 521 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,000 | $3,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,471 | $3,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 292 | $3,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 405 | $3,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $3,000 | thousands by filing date | principal |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 556 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 240 | $3,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,878 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,200 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 350 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $3,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,009 | $3,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 821 | $3,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 347 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 72 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 391 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| NEOVASC INC | 64065J304 | COM | 2,710 | $3,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 757 | $3,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 176 | $3,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 300 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,000 | $3,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 1,000 | $3,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 396 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,720 | $3,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 273 | $3,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 260 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 148 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 111 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 53 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 72 | $2,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 189 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 72 | $2,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 190 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 82 | $2,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 108 | $2,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 56 | $2,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 66 | $2,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 310 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 55 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 42 | $2,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 116 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 222 | $2,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 247 | $2,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 26 | $2,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 208 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 875 | $2,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 286 | $2,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 333 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 42 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 79 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 615 | $2,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,301 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 991 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 103 | $2,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 466 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,105 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 249 | $2,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 94 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 612 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 663 | $2,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 310 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 568 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 127 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 904 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 514 | $2,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 606 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 912 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 353 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 544 | $2,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 200 | $2,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 3,632 | $2,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 450 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 802 | $2,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 472 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,101 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 946 | $2,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,675 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 200 | $2,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 48 | $2,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 2,149 | $2,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 200 | $2,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 220 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 286 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 55 | $2,000 | thousands by filing date | principal |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 120 | $2,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 422 | $2,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 265 | $2,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 197 | $2,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 10,000 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 105 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 63 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 125 | $1,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 161 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 200 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 73 | $1,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 51 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 335 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 230 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 818 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 123 | $1,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $1,000 | thousands by filing date | put |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,687 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 182 | $1,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 280 | $1,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 114 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 57 | $1,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 156 | $1,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 208 | $1,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 31 | $1,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 20 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 137 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 511 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 320 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 702 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 30 | $1,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 45 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 45 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 32 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 53 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 115 | $1,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 200 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 75 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 110 | $1,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 25 | $1,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 619 | $1,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 196 | $1,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 442 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 242 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 148 | $1,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 206 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 209 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,825 | $1,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 173 | $1,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 31 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 225 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 23 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 400 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 117 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 389 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 100 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,500 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 136 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 453 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 615 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 353 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 28 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 86 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 50 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 50 | $1,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 385 | $1,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 372 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 300 | $1,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $1,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 155 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 606 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,100 | $1,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 10 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $1,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 1,500 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,819 | $1,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 19 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003895 | this filing | 2021-02-16 | acceptance time not in the bulk data set |