13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,002 holding rows worth $163,690,585,000.
- Accession
- 0001567619-20-019478
- Filer
- CIK 824468
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,745 entries on the cover page, a total value of $163,690,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,690,585,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERISAFE INC | 03071H100 | COM | 15,913 | $913,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 15,028 | $911,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 12,355 | $911,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 306,113 | $910,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 35,365 | $910,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 46,209 | $910,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 61,575 | $908,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 55,780 | $906,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 22,169 | $904,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 625,000 | $902,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 183,000 | $899,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 26,283 | $898,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 92,870 | $897,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 49,990 | $896,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 23,253 | $895,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 34,097 | $895,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 34,047 | $894,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 16,945 | $894,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,926 | $893,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 94,487 | $893,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 93,874 | $890,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 202,682 | $890,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 101,914 | $889,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 34,653 | $889,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,201 | $889,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 455,780 | $889,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 75,000 | $887,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E455 | CMN | 21,250 | $887,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,414 | $886,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,840 | $885,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 45,934 | $884,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 58,617 | $882,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 45,220 | $880,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 76,581 | $876,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,877 | $876,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 30,553 | $873,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 35,183 | $872,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 168,262 | $871,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 50,945 | $871,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 12,680 | $869,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 700,000 | $868,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 29,700 | $867,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 13,930 | $866,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 42,477 | $864,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 18,400 | $855,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 150,000 | $855,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 14,349 | $855,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 62,362 | $854,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 22,442 | $853,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 20,793 | $850,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 30,191 | $850,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,361 | $850,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 109,717 | $849,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 23,239 | $848,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 264,461 | $847,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 33,983 | $846,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,172 | $846,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,328 | $845,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 24,482 | $845,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 101,939 | $845,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 20,300 | $843,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 17,200 | $843,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 12,672 | $840,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 104,253 | $835,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 165,954 | $835,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,800 | $833,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,499 | $830,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 152,367 | $829,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 9,680 | $827,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 88,771 | $822,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 159,097 | $822,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 326,123 | $822,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 13,264 | $820,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 20,300 | $820,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 18,390 | $820,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 142,353 | $819,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 70,270 | $816,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 43,814 | $815,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 42,367 | $815,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 21,300 | $814,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 24,851 | $814,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 150,000 | $813,000 | thousands by filing date | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 9,399 | $813,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,300 | $812,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 33,211 | $812,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 18,242 | $812,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 14,380 | $811,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 77,073 | $811,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 90,595 | $810,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,653 | $806,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 128,578 | $805,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 21,338 | $805,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 40,000 | $804,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 40,000 | $804,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 7,000 | $801,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 15,995 | $801,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 41,623 | $800,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,856 | $800,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 54,290 | $797,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 39,042 | $796,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 66,191 | $791,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 26,370 | $790,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 52,664 | $788,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 46,051 | $788,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 20,099 | $788,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 22,588 | $787,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 20,959 | $785,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 8,000 | $785,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 478,157 | $784,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 14,534 | $783,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 19,300 | $782,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27,748 | $782,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 42,349 | $782,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 54,885 | $780,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 33,138 | $779,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,700 | $779,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 55,299 | $777,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700,000 | $777,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 41,900 | $776,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 64,935 | $776,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,840 | $774,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,814 | $773,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 78,633 | $773,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,215 | $770,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,573 | $766,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 504,304 | $766,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 75,576 | $764,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 22,436 | $763,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 686,735 | $763,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 23,616 | $759,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $757,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 39,888 | $757,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,560 | $755,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 30,842 | $755,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 122,312 | $754,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 86,561 | $754,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 14,717 | $753,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,441 | $753,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,206 | $750,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 98,591 | $749,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,912 | $747,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 45,340 | $746,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 46,994 | $745,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 22,489 | $745,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 38,734 | $744,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,800 | $743,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,335 | $740,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150,800 | $740,000 | thousands by filing date | put |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $738,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 6,800 | $736,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,503 | $736,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 484,000 | $736,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 8,992 | $733,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 105,039 | $730,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 28,539 | $723,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 42,093 | $722,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,410 | $721,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,402 | $719,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 660,000 | $717,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 60,000 | $716,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 32,495 | $715,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $715,000 | thousands by filing date | principal |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 54,012 | $714,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 593,000 | $714,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,900 | $713,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516203 | COM CL A | 70,608 | $712,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,196 | $711,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57,081 | $711,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50,321 | $711,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,100 | $710,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 82,154 | $709,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 16,782 | $708,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 19,506 | $706,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,946 | $706,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,099 | $704,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 30,839 | $704,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 130,799 | $703,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,154 | $703,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 706,000 | $703,000 | thousands by filing date | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 29,528 | $703,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 15,900 | $702,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 22,524 | $701,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 12,339 | $701,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,554 | $701,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 128,611 | $698,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 58,043 | $698,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,753 | $697,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 29,243 | $697,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 860,000 | $694,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 220,751 | $694,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 540,000 | $694,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 216,840 | $689,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $689,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,451 | $687,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 24,982 | $687,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 29,767 | $683,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 89,043 | $683,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,112 | $682,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 29,726 | $680,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,399 | $680,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 185,209 | $678,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,380 | $676,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,083 | $675,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 19,113 | $675,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 45,629 | $673,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 52,629 | $671,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,889 | $670,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 74,538 | $670,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,500 | $669,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $666,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 18,939 | $665,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 44,985 | $664,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,000 | $661,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,469 | $659,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 19,308 | $659,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 46,041 | $658,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 31,161 | $656,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 199,629 | $655,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 601,000 | $655,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,000 | $654,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $654,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,172 | $653,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 65,377 | $651,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 168,734 | $651,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 7,476 | $650,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 8,865 | $649,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 34,349 | $648,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,067 | $648,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 89,446 | $647,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 74,918 | $647,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,700 | $644,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 99,059 | $644,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 35,380 | $643,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,382 | $643,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 20,562 | $642,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 35,967 | $641,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 34,329 | $641,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,811 | $640,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 49,602 | $640,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 156,112 | $640,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 52,970 | $639,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 50,000 | $639,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405105 | COM | 37,282 | $639,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,724 | $637,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,931 | $636,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 30,426 | $636,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 20,736 | $634,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 46,122 | $634,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,900 | $633,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,055 | $632,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,400 | $632,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 47,917 | $632,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 62,500 | $631,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 23,811 | $629,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 14,139 | $627,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 10,270 | $625,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40,978 | $625,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 264,647 | $622,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 32,967 | $622,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 52,838 | $620,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 600,000 | $620,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 400,000 | $619,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 15,868 | $619,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20,995 | $617,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 46,994 | $616,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 9,653 | $614,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 111,131 | $614,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 21,157 | $614,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,178 | $613,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 117,200 | $612,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 13,147 | $611,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 187,125 | $610,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 60,120 | $609,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 116,810 | $609,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,636 | $605,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 16,562 | $605,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,541 | $604,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,971 | $602,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 3,607 | $601,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 37,000 | $600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,484 | $599,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 139,245 | $599,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 63,498 | $598,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 248,479 | $597,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 98,693 | $597,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 21,900 | $597,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 291,435 | $595,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 9,921 | $593,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 19,024 | $592,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 15,338 | $592,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 33,269 | $591,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 300,000 | $591,000 | thousands by filing date | principal |
| LANTHEUS HLDGS INC | 516544103 | COM | 46,434 | $589,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 36,076 | $588,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 28,008 | $587,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 167,576 | $587,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 48,027 | $585,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 52,239 | $581,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,701 | $580,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,519 | $580,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,807 | $579,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 18,076 | $579,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 78,235 | $577,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,282 | $576,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 34,158 | $575,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 55,611 | $575,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 83,294 | $575,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 16,861 | $574,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,186 | $572,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 26,000 | $572,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 87,967 | $572,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 15,299 | $571,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 53,795 | $571,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 29,019 | $570,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,514 | $569,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 83,962 | $568,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 25,391 | $568,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 36,356 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 12,320 | $564,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 29,430 | $563,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 17,133 | $562,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 43,052 | $562,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 5,000 | $559,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,240 | $558,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 15,259 | $557,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 14,318 | $556,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 54,752 | $556,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 20,965 | $555,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 15,951 | $555,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20,184 | $554,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,775 | $552,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 47,303 | $552,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,100 | $552,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 38,961 | $551,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 33,815 | $551,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 25,514 | $549,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 68,005 | $548,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,819 | $545,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,825 | $544,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 139,473 | $543,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 200,000 | $543,000 | thousands by filing date | principal |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 50,000 | $542,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 26,295 | $541,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 119,278 | $540,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,628 | $540,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,909 | $539,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 34,818 | $538,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 27,476 | $537,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 31,495 | $537,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 34,986 | $537,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,959 | $535,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,114 | $534,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,548 | $534,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 44,342 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,795 | $533,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 34,441 | $533,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,650 | $532,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 47,743 | $532,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 26,526 | $532,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42,596 | $531,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 50,000 | $530,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 52,743 | $528,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 62,004 | $527,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 15,593 | $526,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 39,648 | $525,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 29,022 | $524,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,978 | $522,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,484 | $522,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 50,000 | $522,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,710 | $521,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 40,122 | $518,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 54,419 | $518,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 40,166 | $518,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,000 | $516,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 67,852 | $516,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 51,976 | $516,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 42,128 | $516,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 26,279 | $514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,024 | $514,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 24,687 | $513,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,676 | $512,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,300 | $512,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 15,249 | $512,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,200 | $511,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 50,000 | $511,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 50,000 | $510,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,590 | $509,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 29,762 | $509,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 50,750 | $508,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 44,920 | $507,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,228 | $506,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 36,914 | $506,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 24,379 | $506,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 21,504 | $505,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 178 | $505,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 72,065 | $505,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 39,694 | $504,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9,500 | $503,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,756 | $502,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,866 | $502,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,977 | $502,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 520,000 | $502,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,900 | $498,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 15,078 | $498,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,800 | $494,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,437 | $494,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 21,412 | $494,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,403 | $494,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 47,000 | $494,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 300,000 | $493,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 98,459 | $492,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,700 | $491,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 51,259 | $491,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 44,156 | $490,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 128,390 | $490,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,543 | $489,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 46,918 | $485,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 23,121 | $484,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 18,770 | $483,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 21,700 | $481,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,972 | $481,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82,960 | $480,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,300 | $480,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 9,314 | $479,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,161 | $477,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,445 | $477,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 4,800 | $476,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,500 | $475,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,245 | $474,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 36,419 | $474,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $473,000 | thousands by filing date | put |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 7,016 | $473,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,315 | $472,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 44,197 | $471,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,997 | $469,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 61,452 | $469,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 68,354 | $468,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 537,472 | $467,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,456 | $464,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,454 | $462,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 108,834 | $458,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 23,381 | $457,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 56,464 | $456,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 24,787 | $456,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 45,546 | $455,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 111,300 | $455,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,351 | $453,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 43,890 | $450,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 11,616 | $448,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,378 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 12,481 | $446,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,650 | $443,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 84,134 | $442,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 250,000 | $441,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 154,438 | $439,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 22,236 | $439,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 25,882 | $439,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 43,041 | $439,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 13,249 | $438,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 43,050 | $438,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,027 | $436,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 48,129 | $436,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,539 | $436,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,784 | $435,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 103,096 | $435,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,800 | $434,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,500 | $431,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 33,904 | $431,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,478 | $430,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 91,251 | $425,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 31,325 | $425,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 13,645 | $425,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 93,831 | $423,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $422,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 4,350 | $421,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 22,843 | $420,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 89,131 | $420,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,967 | $418,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 89,876 | $418,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 29,652 | $417,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 53,998 | $417,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,626 | $416,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 17,830 | $416,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,700 | $415,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 15,328 | $415,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 12,611 | $415,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 33,055 | $414,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 300,000 | $413,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 54,168 | $412,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 23,557 | $410,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $409,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 25,061 | $409,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 9,723 | $409,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 35,840 | $408,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 6,784 | $407,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 61,191 | $407,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 27,779 | $406,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,651 | $406,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 100,906 | $406,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 35,000 | $406,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019478 | this filing | 2020-11-13 | acceptance time not in the bulk data set |