13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,002 holding rows worth $163,690,585,000.
- Accession
- 0001567619-20-019478
- Filer
- CIK 824468
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,745 entries on the cover page, a total value of $163,690,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,690,585,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,724 | $406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,958 | $404,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 23,755 | $403,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 9,141 | $403,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $403,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,621 | $399,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 7,962 | $399,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 397,660 | $398,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 36,834 | $398,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 37,820 | $398,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,133 | $397,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 126,000 | $397,000 | thousands by filing date | principal |
| ARVINAS INC | 04335A105 | COM | 16,804 | $395,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,884 | $395,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 8,597 | $395,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 34,544 | $393,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,090 | $393,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,357 | $389,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 28,799 | $389,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 13,862 | $389,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 67,522 | $389,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 16,315 | $387,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 34,608 | $387,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 17,635 | $386,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 27,461 | $385,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,892 | $384,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,439 | $384,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 47,875 | $382,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,400 | $381,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 21,253 | $381,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,509 | $377,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,727 | $376,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,071 | $376,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 54,974 | $374,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,394 | $372,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 47,546 | $372,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 39,293 | $372,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 7,402 | $369,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 17,060 | $369,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 136,520 | $368,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 31,386 | $367,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 300,000 | $367,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $367,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 211,634 | $366,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 37,167 | $366,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 19,203 | $366,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 59,557 | $364,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 47,744 | $364,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 44,151 | $364,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,300 | $363,000 | thousands by filing date | call |
| PROSHARES TR II | 74347Y888 | CMN | 12,719 | $361,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 32,227 | $359,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,969 | $359,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 17,220 | $358,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 226,711 | $358,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 10,846 | $357,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 30,316 | $357,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 143,698 | $356,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,166 | $356,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,800 | $353,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 16,892 | $353,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 40,353 | $353,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 16,517 | $352,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 51,369 | $351,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 25,922 | $351,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 82,177 | $351,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 17,352 | $350,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,917 | $350,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 250,000 | $350,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 24,932 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,000 | $347,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 98,691 | $346,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 22,024 | $346,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 42,700 | $345,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 47,871 | $345,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,166 | $344,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 300,000 | $344,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,194 | $343,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 25,959 | $343,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 17,937 | $342,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 30,917 | $342,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 30,157 | $342,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 106,540 | $341,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 29,344 | $341,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,435 | $341,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 15,825 | $341,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 26,496 | $341,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,000 | $339,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,985 | $339,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 51,227 | $338,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,204 | $337,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 20,093 | $337,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 350,000 | $337,000 | thousands by filing date | principal |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 12,810 | $335,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 11,864 | $334,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 46,925 | $334,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 37,392 | $333,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 59,553 | $332,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,000 | $330,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 29,493 | $330,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,822 | $330,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12,840 | $328,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 24,410 | $328,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 96,149 | $328,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 19,407 | $328,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,974 | $327,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 40,335 | $327,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 93,301 | $327,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 80,000 | $327,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 8,594 | $326,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,048 | $326,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 18,783 | $326,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 15,555 | $326,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 31,738 | $325,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,129 | $323,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 31,498 | $323,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 250,000 | $323,000 | thousands by filing date | principal |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 12,308 | $323,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 24,980 | $322,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,620 | $321,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 34,100 | $321,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 22,973 | $321,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $320,000 | thousands by filing date | principal |
| ALCON AG ORD SHS | H01301128 | Stock | 5,600 | $319,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,414 | $319,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 9,987 | $319,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $317,000 | thousands by filing date | call |
| FREEDOM HOLDING CORP | 356390104 | COM | 13,138 | $315,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,228 | $313,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 10,551 | $312,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 45,013 | $312,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 123,056 | $312,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,022 | $312,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 27,353 | $312,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 25,000 | $312,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 28,895 | $312,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 24,240 | $311,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,169 | $311,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,396 | $310,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 28,042 | $310,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 32,823 | $310,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 20,756 | $309,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,790 | $307,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 19,466 | $307,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 250,000 | $306,000 | thousands by filing date | principal |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,501 | $305,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 9,879 | $304,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 53,478 | $303,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,180 | $303,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 36,858 | $302,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 74,341 | $301,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,678 | $300,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,863 | $299,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 71,703 | $299,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 28,238 | $299,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 26,612 | $298,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19,364 | $297,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,200 | $295,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,148 | $295,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 5,857 | $295,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 26,539 | $294,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,408 | $294,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 12,780 | $293,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,727 | $293,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,812 | $292,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 8,045 | $291,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 78,427 | $290,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,956 | $290,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 75,390 | $289,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 25,801 | $289,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,701 | $287,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 14,594 | $287,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,876 | $286,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,885 | $286,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 19,263 | $286,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 20,378 | $285,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,704 | $284,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 97,181 | $284,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 13,000 | $283,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 80,195 | $283,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 5,330 | $283,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 120,147 | $281,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,336 | $281,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 23,379 | $281,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,367 | $281,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 22,248 | $280,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 15,587 | $280,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 250,000 | $280,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 33,815 | $279,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 14,076 | $279,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 62,263 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 7,348 | $277,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 21,540 | $277,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 31,849 | $277,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,141 | $276,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 26,599 | $276,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,319 | $273,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,068 | $273,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 27,500 | $273,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,349 | $271,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,871 | $271,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 19,597 | $271,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 21,599 | $271,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 41,507 | $270,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 20,440 | $270,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 11,276 | $270,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,455 | $269,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 16,542 | $269,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 60,838 | $268,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 41,563 | $268,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,081 | $267,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,900 | $267,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 300,000 | $267,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 12,352 | $266,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 25,138 | $265,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 41,716 | $265,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 104,380 | $263,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 24,780 | $263,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,800 | $262,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,433 | $262,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 37,950 | $261,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 32,659 | $261,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,024 | $261,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,996 | $261,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,644 | $261,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 140,298 | $261,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 12,004 | $260,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 500 | $259,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,100 | $259,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 12,596 | $259,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 28,445 | $259,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $257,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 24,034 | $257,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 37,305 | $256,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 21,601 | $256,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 32,488 | $256,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,869 | $255,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,296 | $255,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 32,823 | $253,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 65,273 | $253,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,989 | $253,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 18,868 | $251,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,428 | $250,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,799 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,818 | $249,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,200 | $249,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 14,333 | $249,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 41,916 | $249,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 134,473 | $248,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,608 | $247,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,894 | $247,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,892 | $247,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 109,973 | $246,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 35,391 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,954 | $245,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,700 | $245,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,748 | $245,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 101,190 | $244,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,642 | $243,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 46,980 | $243,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 7,281 | $243,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 32,089 | $242,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 40,343 | $242,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 10,524 | $242,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,817 | $241,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,178 | $241,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 227,464 | $241,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,920 | $240,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 190,146 | $240,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,747 | $239,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,272 | $239,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,981 | $239,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 15,386 | $237,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 23,158 | $236,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 250,000 | $235,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,215 | $234,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 9,183 | $234,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,200 | $233,000 | thousands by filing date | put |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,803 | $233,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,723 | $233,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 27,565 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,280 | $232,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,656 | $231,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 42,733 | $231,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $231,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 23,252 | $230,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,502 | $230,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,121 | $230,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 84,386 | $229,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 48,885 | $229,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,166 | $228,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 13,044 | $227,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 46,376 | $227,000 | thousands by filing date | call |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,963 | $224,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,831 | $224,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $224,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,731 | $223,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 25,237 | $223,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,882 | $222,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,203 | $222,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 137,734 | $221,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 7,913 | $220,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 25,300 | $220,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,490 | $220,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 16,645 | $219,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 8,821 | $218,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,200 | $217,000 | thousands by filing date | call |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 20,000 | $211,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 54,390 | $210,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,000 | $209,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,446 | $209,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,772 | $208,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,455 | $207,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,809 | $206,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,394 | $205,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $205,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 48,859 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347G846 | ULSHRT SEMIC NEW | 10,003 | $205,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 8,687 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,260 | $203,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,062 | $201,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,327 | $201,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,469 | $201,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 250,000 | $201,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,376 | $200,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,247 | $200,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 15,372 | $200,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 87,073 | $199,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $198,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,868 | $198,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 32,418 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 19,121 | $196,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 21,391 | $196,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 12,192 | $195,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,544 | $195,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 14,343 | $194,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,088 | $192,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,928 | $192,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 31,112 | $191,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 13,369 | $190,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,670 | $190,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,894 | $189,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 36,479 | $189,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 20,000 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $188,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 62,073 | $186,000 | thousands by filing date | call |
| PARK AEROSPACE CORP | 70014A104 | COM | 16,948 | $185,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,520 | $185,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 33,559 | $185,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,703 | $184,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 126,982 | $184,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,000 | $183,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 24,409 | $183,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,832 | $183,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 22,911 | $181,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 17,869 | $180,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $178,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 27,820 | $178,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,566 | $177,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 13,387 | $176,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 20,233 | $175,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,596 | $175,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 115,718 | $175,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,592 | $174,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,042 | $173,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 25,015 | $173,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 11,843 | $172,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,506 | $172,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 98,608 | $169,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 13,689 | $166,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 78,967 | $163,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,454 | $162,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 17,043 | $162,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 13,787 | $162,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 200,000 | $162,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $161,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 39,378 | $161,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,212 | $161,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 89,098 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 11,043 | $158,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 67,876 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $155,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 13,701 | $154,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 14,396 | $153,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 29,406 | $152,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 13,685 | $151,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,498 | $151,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 22,496 | $151,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 17,961 | $150,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 15,000 | $149,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 37,257 | $149,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 31,800 | $144,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 94,268 | $144,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 67,459 | $143,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 105,989 | $143,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,003 | $141,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 18,254 | $136,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,752 | $134,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,999 | $131,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,226 | $127,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,776 | $126,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,920 | $125,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 100,000 | $125,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,726 | $124,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,130 | $124,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 18,377 | $122,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,890 | $120,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 19,426 | $119,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 19,494 | $118,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 25,817 | $118,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,302 | $116,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 13,113 | $115,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 370,383 | $113,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 49,000 | $113,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 14,925 | $112,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $111,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 25,000 | $110,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 25,625 | $107,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 60,931 | $106,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,705 | $106,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,366 | $104,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,880 | $102,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 15,578 | $98,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 50,000 | $97,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 52,322 | $96,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 31,715 | $93,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 22,582 | $91,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,000 | $87,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 25,207 | $87,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,755 | $85,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 56,342 | $85,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A104 | COM | 14,805 | $84,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 16,925 | $84,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 92,006 | $84,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,045 | $83,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 79,503 | $83,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,195 | $82,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,890 | $81,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,431 | $80,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 25,000 | $78,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $76,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 79,750 | $76,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 11,100 | $75,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 30,436 | $75,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 53,250 | $75,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 115,619 | $74,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 27,393 | $72,000 | thousands by filing date | call |
| 111 INC | 68247Q102 | ADR | 10,480 | $65,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 11,188 | $64,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 16,666 | $64,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,026 | $62,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 29,414 | $59,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,604 | $57,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 43,553 | $57,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 29,573 | $53,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 96,976 | $51,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 15,451 | $51,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,867 | $49,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,296 | $48,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,779 | $48,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 14,489 | $45,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 28,551 | $44,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 10,000 | $44,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 19,097 | $43,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 67,500 | $42,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 16,530 | $40,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,300 | $39,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 16,522 | $37,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 22,600 | $36,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 29,214 | $35,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,403 | $34,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,860 | $33,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 50,000 | $33,000 | thousands by filing date | call |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 26,357 | $32,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,973 | $31,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 18,621 | $30,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,000 | $29,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,918 | $28,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,806 | $26,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 46,752 | $26,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,794 | $25,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 100,000 | $24,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 23,900 | $22,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 15,781 | $21,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 20,000 | $21,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 25,375 | $21,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 11,411 | $20,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,006 | $19,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,881 | $19,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,673 | $18,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 10,798 | $18,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,877 | $17,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,001 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 16,299 | $16,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 24,899 | $16,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 20,000 | $13,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 12,539 | $12,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,961 | $12,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 19,000 | $10,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 23,126 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019478 | this filing | 2020-11-13 | acceptance time not in the bulk data set |