13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,002 holding rows worth $163,690,585,000.
- Accession
- 0001567619-20-019478
- Filer
- CIK 824468
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,745 entries on the cover page, a total value of $163,690,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,690,585,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORBORD INC | 65548P403 | COM NEW | 60,197 | $1,776,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,213,860 | $1,772,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 12,458 | $1,768,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,832 | $1,768,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 37,088 | $1,767,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 27,215 | $1,762,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 27,850 | $1,761,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 102,687 | $1,760,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 58,255 | $1,756,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 125,000 | $1,754,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 150,980 | $1,748,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 81,121 | $1,746,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 40,694 | $1,742,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 46,119 | $1,741,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 89,218 | $1,740,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 146,000 | $1,740,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 256,087 | $1,739,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 35,145 | $1,738,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 138,880 | $1,735,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 199,469 | $1,734,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 25,048 | $1,733,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 27,474 | $1,732,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 27,530 | $1,732,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 33,874 | $1,730,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 52,825 | $1,730,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 119,990 | $1,728,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 78,942 | $1,723,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 45,508 | $1,719,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 63,468 | $1,717,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $1,716,000 | thousands by filing date | put |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 25,489 | $1,713,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 40,073 | $1,712,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 39,422 | $1,712,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25,724 | $1,709,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 47,276 | $1,709,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 150,849 | $1,709,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 23,700 | $1,703,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 174,914 | $1,700,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 276,471 | $1,700,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 83,889 | $1,699,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 100,119 | $1,696,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 155,424 | $1,694,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,211,000 | $1,693,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 30,720 | $1,692,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 29,366 | $1,692,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 118,965 | $1,688,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 511,465 | $1,688,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 81,038 | $1,687,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 130,000 | $1,681,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 136,107 | $1,677,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20,723 | $1,675,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 11,825 | $1,675,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,719 | $1,674,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 162,438 | $1,674,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 666,811 | $1,673,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 163,379 | $1,673,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 90,669 | $1,672,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 15,026 | $1,670,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 21,180 | $1,667,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 131,996 | $1,667,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 77,615 | $1,663,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 460,000 | $1,663,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 20,973 | $1,662,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,137 | $1,659,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 29,287 | $1,657,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 42,470 | $1,655,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 20,000 | $1,654,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 31,291 | $1,653,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 95,364 | $1,653,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 223,705 | $1,650,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,290 | $1,648,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 119,087 | $1,646,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 179,992 | $1,645,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 183,234 | $1,643,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 544,000 | $1,642,000 | thousands by filing date | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 54,700 | $1,638,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 326,242 | $1,635,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 46,801 | $1,634,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 75,353 | $1,630,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 60,241 | $1,630,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,658 | $1,625,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 172,000 | $1,612,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 16,214 | $1,610,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,977 | $1,608,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 50,808 | $1,607,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,638 | $1,605,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 15,700 | $1,604,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 103,353 | $1,604,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,945 | $1,601,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 27,774 | $1,601,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 22,452 | $1,600,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 26,917 | $1,598,000 | thousands by filing date | |
| CHIMERA INVT CORP | 16934QAA7 | NOTE 7.000% 4/0 | 1,295,000 | $1,597,000 | thousands by filing date | principal |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 43,750 | $1,594,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25,000 | $1,591,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 38,896 | $1,586,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 198,286 | $1,584,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 130,236 | $1,584,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 17,100 | $1,583,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 62,104 | $1,582,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 36,343 | $1,582,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 27,552 | $1,580,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 32,192 | $1,579,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 10,366 | $1,578,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 12,200 | $1,574,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 159,515 | $1,574,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 16,100 | $1,574,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 36,109 | $1,574,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,830 | $1,572,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 71,167 | $1,570,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 68,646 | $1,570,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 94,935 | $1,569,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 145,468 | $1,568,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 282,462 | $1,568,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 44,620 | $1,567,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 39,053 | $1,564,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 29,548 | $1,560,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 60,000 | $1,559,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 102,892 | $1,559,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,286 | $1,558,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 96,782 | $1,558,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 120,968 | $1,554,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 20,297 | $1,552,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 66,918 | $1,550,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 59,281 | $1,545,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 75,078 | $1,538,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 23,386 | $1,536,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 48,409 | $1,535,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 44,974 | $1,530,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 23,900 | $1,529,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,709 | $1,526,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,223,776 | $1,518,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100,000 | $1,516,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 29,304 | $1,514,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 103,995 | $1,514,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 108,753 | $1,512,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 66,413 | $1,509,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 216,690 | $1,506,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 27,644 | $1,503,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 750,000 | $1,500,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 142,271 | $1,499,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 71,881 | $1,498,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 281,697 | $1,497,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 46,934 | $1,495,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 1,500,000 | $1,494,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 59,781 | $1,491,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,800 | $1,491,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 36,505 | $1,488,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 37,817 | $1,487,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 18,013 | $1,477,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 26,949 | $1,477,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 68,673 | $1,475,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 42,747 | $1,470,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,482 | $1,466,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 26,147 | $1,462,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 588,015 | $1,459,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,244 | $1,454,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 16,432 | $1,453,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 53,816 | $1,453,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 35,758 | $1,453,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 285,694 | $1,449,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 27,836 | $1,448,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 164,679 | $1,447,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 53,700 | $1,445,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 43,183 | $1,443,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29,145 | $1,442,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 82,575 | $1,436,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 35,053 | $1,435,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,200,000 | $1,435,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 69,653 | $1,434,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 81,833 | $1,434,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 40,089 | $1,432,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 24,000 | $1,431,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 97,086 | $1,431,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 44,274 | $1,429,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,598 | $1,428,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 35,693 | $1,426,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 22,054 | $1,425,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 21,875 | $1,425,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,287 | $1,420,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 36,963 | $1,419,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 56,391 | $1,418,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 36,331 | $1,416,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 166,750 | $1,416,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 117,879 | $1,415,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 73,002 | $1,412,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 38,895 | $1,410,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 76,090 | $1,410,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 46,847 | $1,406,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 45,113 | $1,404,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 178,505 | $1,404,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 74,519 | $1,403,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 31,474 | $1,403,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,524 | $1,402,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 50,000 | $1,401,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 54,592 | $1,401,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,740,000 | $1,401,000 | thousands by filing date | principal |
| SAFEHOLD INC | 78645L100 | COM | 22,549 | $1,400,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 46,504 | $1,396,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,530 | $1,391,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 41,891 | $1,391,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 129,363 | $1,385,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 47,328 | $1,383,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 29,700 | $1,380,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 118,600 | $1,379,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 57,160 | $1,378,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 39,086 | $1,376,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 73,075 | $1,375,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 131,054 | $1,375,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 67,479 | $1,370,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 87,999 | $1,368,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,768 | $1,366,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 116,266 | $1,361,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,360,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 75,000 | $1,358,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 354,005 | $1,357,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 210,120 | $1,355,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 67,064 | $1,354,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 33,749 | $1,351,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 761,000 | $1,348,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 257,763 | $1,346,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 82,283 | $1,340,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 37,046 | $1,340,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 104,234 | $1,339,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 131,249 | $1,338,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 63,973 | $1,338,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 41,000 | $1,329,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 735,920 | $1,324,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 500,000 | $1,320,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 131,412 | $1,316,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 45,395 | $1,314,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 44,041 | $1,311,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,311,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 20,708 | $1,310,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 38,967 | $1,310,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 363,518 | $1,308,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 21,357 | $1,307,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 32,719 | $1,305,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,040 | $1,302,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 47,941 | $1,301,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 114,836 | $1,301,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 87,434 | $1,299,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 202,000 | $1,297,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 29,400 | $1,297,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 52,481 | $1,297,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 904,000 | $1,290,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 104,451 | $1,288,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30,100 | $1,286,000 | thousands by filing date | call |
| XPERI HLDG CORP | 98390M103 | COM | 111,785 | $1,285,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 13,279 | $1,284,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 208,973 | $1,283,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,826 | $1,281,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 24,055 | $1,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,758 | $1,273,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 206,347 | $1,263,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 48,572 | $1,263,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 217,032 | $1,263,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 45,201 | $1,260,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,260,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 466,141 | $1,259,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 197,882 | $1,259,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 23,539 | $1,256,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 16,565 | $1,255,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 358,500 | $1,255,000 | thousands by filing date | call |
| AZEK CO INC | 05478C105 | CL A | 35,930 | $1,250,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,230 | $1,249,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 100,338 | $1,249,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 33,913 | $1,248,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 26,310 | $1,248,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 39,400 | $1,248,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,271 | $1,245,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 44,851 | $1,245,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,869 | $1,245,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 49,527 | $1,243,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,000,000 | $1,237,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 31,665 | $1,234,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 41,370 | $1,233,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 122,176 | $1,232,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 229,210 | $1,230,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 42,327 | $1,228,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 49,218 | $1,227,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 82,186 | $1,224,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 109,045 | $1,222,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 36,578 | $1,221,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 10,253 | $1,218,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 52,884 | $1,217,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 997,228 | $1,217,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 18,220 | $1,215,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 27,772 | $1,215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 50,426 | $1,214,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 185,597 | $1,213,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 700,000 | $1,209,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 5,010 | $1,206,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,600 | $1,204,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 53,869 | $1,203,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 67,600 | $1,202,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 29,602 | $1,202,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 12,100 | $1,201,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 115,032 | $1,198,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 25,072 | $1,196,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 102,633 | $1,196,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 190,483 | $1,194,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,000 | $1,191,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 29,664 | $1,190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 19,771 | $1,190,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 97,117 | $1,189,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 34,739 | $1,189,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 114,251 | $1,186,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 38,431 | $1,184,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 122,164 | $1,184,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 56,401 | $1,183,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 47,877 | $1,183,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 60,000 | $1,183,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 29,674 | $1,181,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 64,066 | $1,180,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 569,000 | $1,180,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 60,000 | $1,179,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 34,626 | $1,177,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 29,420 | $1,175,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 133,349 | $1,174,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 20,916 | $1,166,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $1,166,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 684,472 | $1,163,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 55,448 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17,565 | $1,159,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 51,769 | $1,159,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 67,914 | $1,157,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 39,048 | $1,157,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,800 | $1,154,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 54,076 | $1,152,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 54,007 | $1,151,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 148,156 | $1,149,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,500 | $1,147,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 69,870 | $1,146,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 25,476 | $1,139,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,260,112 | $1,134,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 60,274 | $1,133,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 20,864 | $1,132,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 114,242 | $1,132,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 29,476 | $1,132,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 197,181 | $1,132,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 277,502 | $1,131,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 18,718 | $1,130,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,100 | $1,124,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 4,577 | $1,122,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 40,412 | $1,121,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 24,628 | $1,119,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 134,781 | $1,118,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 61,958 | $1,117,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 40,880 | $1,114,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 15,258 | $1,114,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 30,778 | $1,113,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 57,118 | $1,113,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 80,031 | $1,109,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 277,395 | $1,109,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 14,627 | $1,108,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,670 | $1,099,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,739 | $1,095,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,067,000 | $1,095,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 27,142 | $1,090,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,400 | $1,087,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 52,720 | $1,087,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 59,500 | $1,085,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,000 | $1,085,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 35,878 | $1,085,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 32,014 | $1,083,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 57,482 | $1,080,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 31,272 | $1,077,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 800 | $1,074,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 33,127 | $1,074,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 70,733 | $1,074,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11,341 | $1,071,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 97,280 | $1,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 24,603 | $1,070,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 36,918 | $1,069,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 11,603 | $1,068,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,370 | $1,066,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 115,649 | $1,063,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 52,736 | $1,063,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,142 | $1,059,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,083,196 | $1,057,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 22,458 | $1,056,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,307,500 | $1,055,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 85,017 | $1,055,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 24,855 | $1,055,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 129,462 | $1,054,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 303,000 | $1,054,000 | thousands by filing date | principal |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 17,723 | $1,053,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 79,311 | $1,053,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 145,432 | $1,053,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,200 | $1,051,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 128,952 | $1,049,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,373 | $1,047,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,327 | $1,045,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 17,092 | $1,043,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 130,747 | $1,043,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 34,911 | $1,042,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 20,800 | $1,041,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 11,413 | $1,038,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,237 | $1,037,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 695,000 | $1,037,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 24,695 | $1,034,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 367,952 | $1,034,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 15,859 | $1,031,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 106,619 | $1,030,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 58,218 | $1,029,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,018 | $1,026,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 202,000 | $1,026,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 83,235 | $1,023,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100,477 | $1,023,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 587,113 | $1,021,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 53,100 | $1,021,000 | thousands by filing date | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,000 | $1,019,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 167,143 | $1,019,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,615 | $1,019,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 14,775 | $1,018,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 100,000 | $1,018,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,455 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,754 | $1,015,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 900,000 | $1,014,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 109,295 | $1,013,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 41,476 | $1,013,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 234,191 | $1,012,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 87,660 | $1,012,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,000,000 | $1,011,000 | thousands by filing date | principal |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,290 | $1,010,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 9,687 | $1,009,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 24,328 | $1,007,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 76,827 | $1,007,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 31,471 | $1,006,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 237,771 | $1,005,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 40,548 | $1,004,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 38,964 | $1,003,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 31,717 | $1,003,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 100,000 | $1,003,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,000,000 | $1,002,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 52,294 | $998,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 18,248 | $996,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 795,768 | $995,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,733 | $991,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 75,000 | $990,000 | thousands by filing date | call |
| VIELA BIO INC. | 926613100 | Common Stock | 35,172 | $987,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 49,976 | $986,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 100,000 | $985,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 62,802 | $983,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 531,073 | $982,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 53,161 | $982,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 38,946 | $979,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 17,836 | $978,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 40,390 | $977,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 100,000 | $977,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 42,926 | $976,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 70,698 | $974,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 118,964 | $972,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 52,849 | $972,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 85,080 | $971,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $970,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 27,372 | $965,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 92,431 | $965,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $956,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 55,141 | $956,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 16,601 | $955,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 78,771 | $954,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 26,367 | $953,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 8,600 | $952,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 12,238 | $951,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 25,548 | $949,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 26,480 | $949,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 800,000 | $949,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 100,000 | $947,000 | thousands by filing date | call |
| NATUZZI S P A | 63905A200 | SPON ADS | 556,980 | $947,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 74,324 | $947,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 26,703 | $944,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 127,702 | $944,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,096 | $943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,047 | $943,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 122,684 | $942,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 12,400 | $941,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,516 | $938,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 61,608 | $935,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 58,747 | $933,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,661 | $932,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 75,261 | $931,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 90,109 | $931,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 36,270 | $930,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 60,883 | $929,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 25,504 | $929,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 153,732 | $927,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 25,900 | $925,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 18,933 | $923,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 93,200 | $923,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 138,587 | $921,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,052 | $920,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 383,225 | $919,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,000,000 | $919,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 21,892 | $917,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 81,497 | $914,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 206,193 | $914,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 61,358 | $913,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,248 | $913,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019478 | this filing | 2020-11-13 | acceptance time not in the bulk data set |