13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,002 holding rows worth $163,690,585,000.
- Accession
- 0001567619-20-019478
- Filer
- CIK 824468
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,745 entries on the cover page, a total value of $163,690,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,690,585,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TECK RESOURCES LTD CL B | 878742204 | Stock | 260,000 | $3,619,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,205,000 | $3,602,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 65,713 | $3,601,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 59,062 | $3,591,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 165,213 | $3,589,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 171,988 | $3,585,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 714,798 | $3,581,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 11,498 | $3,577,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 75,095 | $3,575,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 245,975 | $3,571,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 38,288 | $3,567,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 60,100 | $3,566,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 303,642 | $3,562,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 420,522 | $3,553,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 52,015 | $3,547,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 24,107 | $3,544,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 254,330 | $3,542,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 188,410 | $3,527,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 143,865 | $3,526,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 86,933 | $3,526,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 205,900 | $3,523,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 44,029 | $3,518,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 300,000 | $3,510,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 65,000 | $3,510,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,805 | $3,501,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 77,192 | $3,498,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 99,463 | $3,495,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 65,971 | $3,494,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 13,000 | $3,492,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 45,920 | $3,489,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 31,140 | $3,480,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,300 | $3,467,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 207,805 | $3,455,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 24,500 | $3,448,000 | thousands by filing date | put |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 90,000 | $3,414,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 293,847 | $3,409,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 40,590 | $3,399,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 173,100 | $3,391,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 17,815 | $3,389,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 49,811 | $3,373,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 43,700 | $3,371,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 42,677 | $3,368,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 198,314 | $3,364,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 75,803 | $3,361,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 131,100 | $3,356,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 139,955 | $3,352,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 121,758 | $3,348,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 377,927 | $3,348,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 374,718 | $3,343,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 176,728 | $3,342,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 317,119 | $3,336,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 31,450 | $3,332,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 126,106 | $3,331,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 35,468 | $3,330,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 82,100 | $3,328,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 65,827 | $3,328,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 165,267 | $3,327,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 24,624 | $3,321,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 226,435 | $3,306,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 92,485 | $3,292,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 345,185 | $3,282,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 109,859 | $3,277,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 48,404 | $3,264,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 21,858 | $3,264,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 51,667 | $3,260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89,675 | $3,260,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 66,993 | $3,258,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 75,561 | $3,240,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 35,667 | $3,239,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 497,589 | $3,239,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 62,908 | $3,239,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,478,301 | $3,238,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 50,000 | $3,237,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 9,427 | $3,228,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 3,125,000 | $3,219,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 250,000 | $3,210,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 146,499 | $3,209,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 40,000 | $3,208,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 40,000 | $3,208,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 256,352 | $3,208,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 473,078 | $3,206,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13,400 | $3,205,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 61,931 | $3,205,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 105,443 | $3,200,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 34,776 | $3,195,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,161,296 | $3,194,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 34,200 | $3,192,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 44,985 | $3,190,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,200 | $3,187,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 39,599 | $3,185,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 105,422 | $3,181,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 400,415 | $3,178,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 3,000,000 | $3,178,000 | thousands by filing date | principal |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 61,884 | $3,175,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 110,862 | $3,173,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 7,015 | $3,167,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 461,851 | $3,164,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 117,875 | $3,155,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 176,690 | $3,152,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 262,364 | $3,133,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 249,183 | $3,122,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 44,149 | $3,118,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9,198 | $3,115,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 54,931 | $3,112,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,999,000 | $3,110,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 144,465 | $3,107,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 22,343 | $3,105,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 502,598 | $3,103,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 77,925 | $3,098,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 173,908 | $3,094,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 73,294 | $3,093,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 52,718 | $3,084,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $3,083,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $3,083,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 19,100 | $3,059,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 112,100 | $3,044,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 51,683 | $3,041,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 16,700 | $3,036,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 12,927 | $3,033,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18,700 | $3,033,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 60,427 | $3,028,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 199,485 | $3,025,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 314,895 | $3,025,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 106,556 | $3,021,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,676,000 | $3,015,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 19,200 | $3,011,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 24,662 | $3,009,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 15,874 | $3,007,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 23,784 | $3,000,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,400 | $2,993,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 532,290 | $2,992,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 85,761 | $2,989,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 270,000 | $2,989,000 | thousands by filing date | put |
| EVERFORTH INC COM | 00191U102 | Stock | 47,003 | $2,987,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 76,563 | $2,985,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 56,400 | $2,981,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 74,711 | $2,979,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 240,200 | $2,965,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 60,460 | $2,963,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 300,758 | $2,962,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 29,000 | $2,959,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 312,500 | $2,959,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 64,225 | $2,957,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 157,058 | $2,955,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 36,675 | $2,953,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 63,400 | $2,951,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 16,366 | $2,950,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 39,000 | $2,950,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 201,607 | $2,946,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 55,083 | $2,946,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 45,325 | $2,940,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 232,824 | $2,938,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 79,691 | $2,933,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 99,604 | $2,931,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 29,984 | $2,928,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,612 | $2,928,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,079,869 | $2,927,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 66,141 | $2,916,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 85,379 | $2,913,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 81,264 | $2,912,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 116,900 | $2,911,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,650 | $2,905,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 70,000 | $2,903,000 | thousands by filing date | call |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 53,546 | $2,903,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121,498 | $2,898,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 25,000 | $2,896,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 72,236 | $2,893,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 62,500 | $2,892,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 68,878 | $2,892,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 2,983,000 | $2,889,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 271,579 | $2,884,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 67,910 | $2,874,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 69,800 | $2,866,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 54,184 | $2,862,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 130,973 | $2,836,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13,500 | $2,830,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 160,437 | $2,827,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 47,648 | $2,820,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 580,921 | $2,812,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,500,000 | $2,808,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,800,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 92,077 | $2,799,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 30,593 | $2,798,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 37,490 | $2,787,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 25,121 | $2,786,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 592,663 | $2,785,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 144,500 | $2,783,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $2,782,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 81,338 | $2,781,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,556 | $2,770,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 54,686 | $2,767,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25,100 | $2,759,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 40,679 | $2,754,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 137,454 | $2,747,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 477,600 | $2,741,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 235,531 | $2,739,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 33,826 | $2,738,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 66,216 | $2,736,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 130,235 | $2,723,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 64,470 | $2,723,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 199,711 | $2,709,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 220,911 | $2,708,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,350,390 | $2,704,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 43,960 | $2,692,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 418,859 | $2,689,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 62,890 | $2,687,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 100,000 | $2,686,000 | thousands by filing date | call |
| SITIME CORP COM | 82982T106 | Stock | 31,940 | $2,684,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 158,433 | $2,674,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 108,046 | $2,666,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 522,287 | $2,653,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 65,000 | $2,647,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 209,791 | $2,635,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,200,000 | $2,632,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 451,300 | $2,631,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 107,715 | $2,628,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 99,863 | $2,628,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 187,078 | $2,625,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 121,083 | $2,625,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 361,373 | $2,623,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 50,000 | $2,610,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 68,205 | $2,609,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 252,140 | $2,606,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 257,584 | $2,602,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 39,916 | $2,600,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 98,238 | $2,598,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 129,015 | $2,598,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 88,183 | $2,596,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 58,941 | $2,595,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 100,286 | $2,592,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 134,343 | $2,590,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 63,725 | $2,587,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 454,578 | $2,586,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 79,493 | $2,582,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 134,824 | $2,581,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 66,539 | $2,581,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 156,112 | $2,580,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 47,800 | $2,579,000 | thousands by filing date | call |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 148,629 | $2,574,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 59,380 | $2,574,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 114,860 | $2,573,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 69,928 | $2,571,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 38,289 | $2,570,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 104,900 | $2,565,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 309,824 | $2,560,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 65,779 | $2,559,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 230,900 | $2,556,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 81,443 | $2,554,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 128,373 | $2,553,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 186,217 | $2,535,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 32,263 | $2,533,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 30,952 | $2,521,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 59,847 | $2,520,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 56,880 | $2,513,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 37,900 | $2,509,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 92,864 | $2,509,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 89,364 | $2,500,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 134,300 | $2,489,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 8,105 | $2,486,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 49,505 | $2,482,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 121,482 | $2,476,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 152,239 | $2,475,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 142,394 | $2,471,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 259,577 | $2,471,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 91,584 | $2,469,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,000 | $2,467,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 90,800 | $2,462,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 131,638 | $2,462,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 41,394 | $2,456,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 138,834 | $2,455,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 71,543 | $2,455,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 500,000 | $2,450,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200,000 | $2,446,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 93,856 | $2,446,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 345,318 | $2,445,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 260,000 | $2,441,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 111,227 | $2,432,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,649,000 | $2,432,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 317,701 | $2,426,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 140,234 | $2,422,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 36,891 | $2,411,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 216,551 | $2,411,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 51,907 | $2,407,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 25,400 | $2,405,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 39,967 | $2,403,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 40,829 | $2,403,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,300 | $2,402,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,580 | $2,390,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 398,821 | $2,385,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 42,796 | $2,385,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 36,366 | $2,382,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 98,788 | $2,379,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 160,563 | $2,379,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 82,020 | $2,378,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 93,115 | $2,374,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,283,112 | $2,374,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 107,997 | $2,374,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,800 | $2,371,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 240,529 | $2,368,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 126,068 | $2,367,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 191,113 | $2,366,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 80,241 | $2,365,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 65,619 | $2,364,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 42,333 | $2,363,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 39,920 | $2,358,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 63,130 | $2,352,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10,500 | $2,352,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 463,028 | $2,352,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 161,794 | $2,348,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 147,554 | $2,347,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 39,069 | $2,347,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 49,978 | $2,346,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 76,279 | $2,341,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 58,067 | $2,340,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 33,591 | $2,337,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 120,299 | $2,330,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 4,090,995 | $2,328,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 34,000 | $2,318,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 35,918 | $2,316,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 90,320 | $2,310,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 469,596 | $2,305,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 193,155 | $2,302,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,735 | $2,298,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 217,690 | $2,297,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 79,305 | $2,295,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 14,214 | $2,294,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 204,817 | $2,293,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 7,187 | $2,292,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 45,587 | $2,288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 46,676 | $2,287,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 1,800,000 | $2,286,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10,200 | $2,285,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 73,475 | $2,283,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 1,261,062 | $2,283,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 43,559 | $2,282,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 200,000 | $2,282,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,910,000 | $2,274,000 | thousands by filing date | principal |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 151,521 | $2,273,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 262,209 | $2,271,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 161,000 | $2,268,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 53,674 | $2,263,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 73,481 | $2,260,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 19,139 | $2,259,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,159 | $2,253,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 32,723 | $2,253,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 521,221 | $2,251,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 225,000 | $2,250,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 29,104 | $2,246,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 316,428 | $2,243,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 36,461 | $2,243,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 214,686 | $2,235,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 33,804 | $2,231,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,789 | $2,225,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 25,560 | $2,223,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 29,200 | $2,222,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 67,472 | $2,216,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 29,483 | $2,210,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 400,247 | $2,209,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 336,339 | $2,200,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,538 | $2,196,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 39,533 | $2,184,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 185,786 | $2,184,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 170,811 | $2,181,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 18,984 | $2,176,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 134,975 | $2,174,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 98,116 | $2,172,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 33,153 | $2,170,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 95,537 | $2,169,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 22,008 | $2,166,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 46,100 | $2,165,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 70,402 | $2,161,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 36,613 | $2,159,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 85,554 | $2,155,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 160,700 | $2,153,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 38,048 | $2,147,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 154,743 | $2,143,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 58,195 | $2,135,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 25,931 | $2,134,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 46,566 | $2,133,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $2,132,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 35,223 | $2,114,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 36,450 | $2,105,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 32,999 | $2,104,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 67,311 | $2,103,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 113,580 | $2,100,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 112,743 | $2,100,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 23,211 | $2,098,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 72,800 | $2,097,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 36,731 | $2,097,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 16,877 | $2,096,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 129,687 | $2,081,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 231,086 | $2,080,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 127,228 | $2,080,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,150,000 | $2,080,000 | thousands by filing date | principal |
| COVETRUS INC | 22304C100 | COM | 85,210 | $2,079,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 18,479 | $2,078,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 36,302 | $2,078,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50,781 | $2,077,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 78,066 | $2,075,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 20,300 | $2,074,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 494,868 | $2,073,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 46,663 | $2,072,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 8,700 | $2,071,000 | thousands by filing date | call |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 205,576 | $2,070,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 866,000 | $2,069,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,900,000 | $2,068,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,400 | $2,066,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 172,553 | $2,058,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 41,971 | $2,057,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 26,546 | $2,052,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 84,864 | $2,045,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 76,042 | $2,044,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 334,575 | $2,044,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 256,545 | $2,040,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 712,054 | $2,037,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 80,932 | $2,036,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,800 | $2,033,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 81,437 | $2,031,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 41,728 | $2,030,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50,329 | $2,029,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 89,029 | $2,029,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 20,685 | $2,028,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 216,303 | $2,018,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,536 | $2,015,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,801,000 | $2,006,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 35,330 | $1,999,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 67,186 | $1,999,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 168,634 | $1,994,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 52,771 | $1,987,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 28,228 | $1,984,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 57,098 | $1,981,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 89,467 | $1,979,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 124,340 | $1,971,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 37,778 | $1,971,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,069 | $1,967,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 53,191 | $1,967,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 53,612 | $1,966,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 169,392 | $1,963,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 227,478 | $1,954,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 125,350 | $1,952,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 34,099 | $1,946,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 59,311 | $1,938,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 46,983 | $1,931,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 85,353 | $1,929,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 77,500 | $1,929,000 | thousands by filing date | call |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,929,000 | $1,928,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 5,000 | $1,916,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 37,157 | $1,915,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 39,152 | $1,914,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 109,649 | $1,912,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 19,623 | $1,911,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,200 | $1,908,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 48,640 | $1,904,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,525 | $1,902,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,902,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 76,348 | $1,901,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 124,717 | $1,897,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 326,085 | $1,894,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 63,289 | $1,892,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 55,817 | $1,891,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,100,000 | $1,884,000 | thousands by filing date | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 88,133 | $1,883,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 14,219 | $1,883,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 66,443 | $1,883,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 104,492 | $1,880,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 70,997 | $1,879,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 172,098 | $1,877,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 80,726 | $1,876,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 160,700 | $1,869,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 88,107 | $1,867,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 41,223 | $1,864,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 87,264 | $1,863,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,800,000 | $1,860,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 178,698 | $1,857,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 37,450 | $1,855,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 46,280 | $1,851,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 126,088 | $1,846,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 32,263 | $1,844,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 218,533 | $1,844,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 71,134 | $1,838,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 55,732 | $1,835,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 521,001 | $1,834,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 65,829 | $1,832,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 62,105 | $1,826,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 45,040 | $1,825,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 833,333 | $1,819,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 172,982 | $1,818,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 35,252 | $1,816,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 710,000 | $1,811,000 | thousands by filing date | principal |
| SAP SE SPON ADR | 803054204 | ADR | 11,605 | $1,809,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 34,699 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,201 | $1,800,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,750,000 | $1,800,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 105,400 | $1,795,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 86,166 | $1,795,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 57,083 | $1,791,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 20,000 | $1,786,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 38,181 | $1,785,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 66,430 | $1,782,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 25,667 | $1,777,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019478 | this filing | 2020-11-13 | acceptance time not in the bulk data set |