13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 141,409 | $7,728,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 221,119 | $7,721,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 146,885 | $7,719,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 379,063 | $7,696,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 448,701 | $7,695,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100,829 | $7,691,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 177,419 | $7,689,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 619,520 | $7,682,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 66,089 | $7,678,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 237,954 | $7,676,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,500 | $7,672,000 | thousands by filing date | put |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 283,431 | $7,665,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 62,900 | $7,653,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 147,873 | $7,650,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 110,283 | $7,636,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 163,875 | $7,634,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 72,679 | $7,620,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 123,763 | $7,615,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 244,606 | $7,613,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 803,004 | $7,604,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,534,872 | $7,604,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 239,602 | $7,595,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 221,000 | $7,589,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 300,000 | $7,584,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 69,556 | $7,581,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 273,003 | $7,569,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 444,503 | $7,569,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 93,766 | $7,553,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,439,025 | $7,547,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 329,828 | $7,546,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,010,000 | $7,530,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 4,400 | $7,527,000 | thousands by filing date | call |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 151,328 | $7,524,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 349,853 | $7,518,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 203,777 | $7,511,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 183,930 | $7,500,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 423,554 | $7,492,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 61,790 | $7,490,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 328,642 | $7,487,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 312,468 | $7,465,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 118,747 | $7,431,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 128,377 | $7,431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 272,558 | $7,427,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 359,887 | $7,421,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 727,244 | $7,418,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 853,823 | $7,411,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 172,469 | $7,393,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 136,481 | $7,392,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 44,927 | $7,388,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 370,246 | $7,379,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 141,400 | $7,367,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 254,656 | $7,367,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $7,364,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 145,703 | $7,361,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 299,562 | $7,357,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 321,153 | $7,347,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,004,592 | $7,344,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 335,344 | $7,343,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 488,418 | $7,316,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 101,004 | $7,305,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 319,474 | $7,303,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 88,329 | $7,295,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 146,071 | $7,294,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 702,131 | $7,288,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 6,462,000 | $7,286,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 436,558 | $7,268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 258,717 | $7,268,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 640,311 | $7,236,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 270,459 | $7,232,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 255,003 | $7,232,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 126,055 | $7,231,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 111,026 | $7,218,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 614,910 | $7,212,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 111,854 | $7,186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 184,402 | $7,181,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 187,369 | $7,150,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 219,943 | $7,145,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 178,809 | $7,140,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 259,099 | $7,138,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 95,569 | $7,137,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 138,361 | $7,127,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 52,959 | $7,108,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,998,000 | $7,104,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 237,539 | $7,099,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 59,182 | $7,090,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 94,321 | $7,068,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,410,811 | $7,068,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 319,670 | $7,058,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 881,188 | $7,041,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 677,486 | $7,039,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 121,729 | $7,029,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,093,965 | $7,023,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 255,884 | $7,021,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $7,014,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 63,673 | $7,007,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 613,131 | $6,996,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 283,098 | $6,993,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 350,000 | $6,976,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 401,675 | $6,973,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 50,000 | $6,965,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 71,357 | $6,954,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 321,117 | $6,949,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 175,000 | $6,946,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 30,000 | $6,945,000 | thousands by filing date | call |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 68,273 | $6,935,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 64,500 | $6,931,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 297,810 | $6,921,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 276,355 | $6,900,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 314,907 | $6,894,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 38,487 | $6,882,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 572,100 | $6,882,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,809,000 | $6,881,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 24,700 | $6,856,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 88,482 | $6,851,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 97,500 | $6,849,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 420,257 | $6,847,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 91,200 | $6,839,000 | thousands by filing date | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 78,302 | $6,834,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 125,001 | $6,827,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 98,714 | $6,822,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 399,962 | $6,792,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 657,777 | $6,788,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 781,799 | $6,770,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 181,176 | $6,766,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 76,543 | $6,766,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 217,115 | $6,758,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 206,070 | $6,758,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 749,234 | $6,743,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 367,833 | $6,738,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 142,146 | $6,718,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,202,000 | $6,697,000 | thousands by filing date | principal |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 158,998 | $6,689,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,705,963 | $6,687,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 102,603 | $6,684,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,900 | $6,672,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 389,800 | $6,669,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 130,590 | $6,668,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 104,700 | $6,663,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 349,937 | $6,662,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 247,678 | $6,656,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,011,000 | $6,656,000 | thousands by filing date | principal |
| DENNYS CORP | 24869P104 | COM | 665,227 | $6,652,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 876,583 | $6,650,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 105,794 | $6,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 149,506 | $6,631,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 165,663 | $6,630,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 339,689 | $6,623,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 216,000 | $6,605,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 29,200 | $6,599,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 120,396 | $6,598,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 187,900 | $6,595,000 | thousands by filing date | call |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 241,129 | $6,592,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 43,712 | $6,579,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 64,856 | $6,578,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 298,143 | $6,575,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5,830,000 | $6,566,000 | thousands by filing date | principal |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 777,295 | $6,560,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 92,891 | $6,556,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,100,477 | $6,547,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 117,725 | $6,545,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 141,823 | $6,530,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 5,100,000 | $6,529,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100,000 | $6,525,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 524,117 | $6,504,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 49,636 | $6,503,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 98,543 | $6,501,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 337,157 | $6,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 364,236 | $6,494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 183,076 | $6,484,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 86,624 | $6,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 206,742 | $6,477,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 241,776 | $6,474,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 252,021 | $6,461,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 449,176 | $6,450,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 502,033 | $6,446,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 490,816 | $6,440,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 143,650 | $6,432,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 357,705 | $6,428,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 103,539 | $6,422,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 156,797 | $6,414,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 207,886 | $6,408,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 236,240 | $6,393,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 186,554 | $6,382,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 366,790 | $6,371,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,902,500 | $6,369,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 200,528 | $6,368,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 169,798 | $6,362,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 327,007 | $6,361,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 235,096 | $6,352,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 90,398 | $6,348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 84,062 | $6,341,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 211,676 | $6,338,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 514,123 | $6,334,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 457,616 | $6,320,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,500,000 | $6,316,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 184,064 | $6,313,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 166,369 | $6,312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 122,197 | $6,299,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 171,692 | $6,283,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 271,939 | $6,277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 66,415 | $6,267,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 195,064 | $6,231,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 6,179,000 | $6,226,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 6,218,000 | $6,218,000 | thousands by filing date | principal |
| CHAMPION HOMES INC | 830830105 | COM | 231,324 | $6,192,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 250,000 | $6,178,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 55,000 | $6,174,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 418,817 | $6,173,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 382,684 | $6,161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 103,323 | $6,156,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 705,595 | $6,152,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 293,856 | $6,144,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 203,656 | $6,142,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 70,604 | $6,112,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 430,935 | $6,111,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 60,516 | $6,106,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 285,045 | $6,103,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 274,800 | $6,103,000 | thousands by filing date | put |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 268,738 | $6,097,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,588,612 | $6,085,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 280,816 | $6,080,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 85,542 | $6,067,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 269,249 | $6,058,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 213,386 | $6,055,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 228,101 | $6,049,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 125,100 | $6,049,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 431,171 | $6,049,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 265,189 | $6,047,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 275,777 | $6,045,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 224,048 | $6,042,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 160,200 | $6,041,000 | thousands by filing date | call |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 234,664 | $6,038,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 441,626 | $6,037,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 601,183 | $6,036,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 173,283 | $6,033,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 66,509 | $6,032,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 278,380 | $6,032,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 65,631 | $6,031,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,558,275 | $6,012,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 92,951 | $6,011,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 298,437 | $6,008,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,100,087 | $5,985,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,000,000 | $5,982,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 61,353 | $5,977,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 44,225 | $5,966,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 147,151 | $5,963,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,216,399 | $5,960,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 131,894 | $5,956,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 86,000 | $5,953,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 213,047 | $5,953,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 50,997 | $5,947,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 100,746 | $5,945,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 101,293 | $5,944,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 151,294 | $5,944,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 255,638 | $5,941,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 45,400 | $5,921,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 70,771 | $5,919,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,627,754 | $5,913,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,481,013 | $5,909,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 338,205 | $5,898,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 728,456 | $5,892,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 24,900 | $5,891,000 | thousands by filing date | put |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 118,498 | $5,876,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,115,917 | $5,870,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 236,473 | $5,856,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,152,154 | $5,841,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 462,123 | $5,832,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 72,231 | $5,824,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 117,402 | $5,819,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 540,775 | $5,819,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 484,232 | $5,813,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 156,274 | $5,811,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 847,509 | $5,805,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 416,309 | $5,803,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 188,700 | $5,801,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 168,202 | $5,794,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 192,969 | $5,788,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,273,616 | $5,782,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,257,250 | $5,771,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 218,745 | $5,762,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 622,253 | $5,743,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 94,277 | $5,741,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 90,583 | $5,732,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 206,637 | $5,732,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 53,894 | $5,729,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 513,618 | $5,717,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 343,569 | $5,714,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 112,560 | $5,697,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,941,000 | $5,696,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 302,673 | $5,689,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 250,104 | $5,685,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 143,849 | $5,682,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 172,158 | $5,667,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 161,623 | $5,657,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 420,127 | $5,647,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,500 | $5,636,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183103 | COM | 40,200 | $5,630,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 92,817 | $5,626,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 481,716 | $5,626,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $5,622,000 | thousands by filing date | call |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,056,000 | $5,615,000 | thousands by filing date | principal |
| ENPRO INC | 29355X107 | COM | 99,516 | $5,614,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 132,000 | $5,607,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 76,937 | $5,607,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 211,829 | $5,602,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 174,335 | $5,601,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 105,713 | $5,592,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 206,044 | $5,586,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 227,201 | $5,575,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 337,000 | $5,574,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 73,406 | $5,571,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 231,257 | $5,570,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 241,731 | $5,569,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 105,049 | $5,568,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,058,000 | $5,561,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 191,069 | $5,557,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 45,396 | $5,555,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 255,125 | $5,554,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25,800 | $5,550,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 51,160 | $5,543,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 98,236 | $5,534,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 270,124 | $5,532,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 60,469 | $5,530,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 257,286 | $5,527,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 632,210 | $5,512,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 442,110 | $5,508,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 433,945 | $5,507,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 253,852 | $5,503,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 231,851 | $5,500,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 54,600 | $5,474,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,440,506 | $5,474,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 528,991 | $5,464,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 252,412 | $5,447,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 134,211 | $5,431,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 327,282 | $5,420,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 33,561 | $5,419,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 75,400 | $5,415,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 155,500 | $5,404,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 100,638 | $5,392,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 280,933 | $5,390,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,501,000 | $5,379,000 | thousands by filing date | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 343,414 | $5,377,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 117,818 | $5,370,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 83,967 | $5,363,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 161,530 | $5,347,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 425,106 | $5,339,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 255,599 | $5,331,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 70,100 | $5,326,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 361,265 | $5,325,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 488,573 | $5,322,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 68,400 | $5,312,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 280,088 | $5,297,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 155,889 | $5,292,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 253,646 | $5,281,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100,000 | $5,281,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 119,740 | $5,280,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $5,280,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 73,293 | $5,273,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 276,627 | $5,272,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 214,897 | $5,272,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 79,896 | $5,270,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 91,700 | $5,268,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 190,102 | $5,267,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 336,227 | $5,265,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 100,800 | $5,262,000 | thousands by filing date | put |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 205,760 | $5,262,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 202,803 | $5,259,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 317,223 | $5,256,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 152,763 | $5,254,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 69,900 | $5,242,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 24,800 | $5,237,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 86,867 | $5,234,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 251,133 | $5,226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 76,095 | $5,213,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,600 | $5,201,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,838 | $5,187,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 200,000 | $5,182,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 72,100 | $5,178,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 119,300 | $5,170,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 586,700 | $5,169,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 201,930 | $5,168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 82,519 | $5,163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 135,510 | $5,162,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 94,438 | $5,155,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 333,365 | $5,154,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 459,880 | $5,151,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 59,202 | $5,144,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 383,136 | $5,138,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 448,897 | $5,122,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 208,277 | $5,120,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 58,584 | $5,117,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 373,500 | $5,114,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,464,718 | $5,113,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 99,114 | $5,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 291,275 | $5,106,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 140,853 | $5,100,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 109,000 | $5,086,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 43,800 | $5,074,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 122,753 | $5,073,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 398,667 | $5,071,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 690,100 | $5,065,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 652,490 | $5,057,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 618,807 | $5,056,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 200,000 | $5,056,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 187,960 | $5,054,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 196,147 | $5,047,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 617,827 | $5,041,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 539,947 | $5,038,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 179,103 | $5,034,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,863,000 | $5,025,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 82,107 | $5,018,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 167,353 | $5,017,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 205,262 | $5,016,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 30,876 | $5,005,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 222,440 | $4,983,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 976,397 | $4,969,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 31,000 | $4,966,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 322,101 | $4,957,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 558,632 | $4,950,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,825 | $4,947,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 324,242 | $4,932,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 139,157 | $4,932,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 250,000 | $4,919,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 63,618 | $4,915,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 482,801 | $4,915,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 206,038 | $4,913,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 337,211 | $4,906,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 349,901 | $4,905,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 355,535 | $4,892,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 55,200 | $4,889,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 115,062 | $4,887,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 63,985 | $4,879,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 193,921 | $4,868,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 179,579 | $4,858,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 258,192 | $4,858,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 102,300 | $4,849,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 30,800 | $4,849,000 | thousands by filing date | put |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 801,294 | $4,848,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 631,475 | $4,843,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 43,500 | $4,842,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 511,285 | $4,836,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 121,054 | $4,833,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 320,821 | $4,829,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 219,938 | $4,823,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 46,400 | $4,822,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 181,955 | $4,806,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 326,627 | $4,805,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 425,692 | $4,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 283,885 | $4,801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 467,568 | $4,797,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 79,400 | $4,787,000 | thousands by filing date | call |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 72,254 | $4,786,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 182,013 | $4,782,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 46,908 | $4,773,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 439,118 | $4,773,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 65,094 | $4,765,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 231,900 | $4,762,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 117,017 | $4,759,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 61,182 | $4,746,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 254,000 | $4,742,000 | thousands by filing date | call |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 177,189 | $4,742,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 50,000 | $4,734,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,220,000 | $4,731,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 285,627 | $4,719,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 117,610 | $4,706,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,700 | $4,705,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 426,679 | $4,702,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 286,474 | $4,698,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 146,100 | $4,697,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 55,000 | $4,693,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 495,500 | $4,692,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 74,185 | $4,689,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 635,084 | $4,688,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 85,519 | $4,684,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 31,600 | $4,677,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 273,373 | $4,669,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 120,800 | $4,668,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77,648 | $4,660,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 416,078 | $4,652,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,700 | $4,642,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 4,658,000 | $4,638,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 83,079 | $4,631,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 28,295 | $4,627,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,000 | $4,624,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 155,748 | $4,616,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 140,708 | $4,607,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 105,230 | $4,603,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 341,797 | $4,598,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 331,853 | $4,596,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,200 | $4,591,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 34,740 | $4,589,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 404,282 | $4,580,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 267,694 | $4,577,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 103,155 | $4,570,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250,000 | $4,563,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 103,206 | $4,563,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 97,560 | $4,559,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 122,600 | $4,557,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 920,489 | $4,557,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,471,000 | $4,550,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |