13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LSB INDS INC | 502160104 | COM | 4,990 | $8,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 575 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 910 | $8,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,473 | $8,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 313 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 301 | $8,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,697 | $8,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 3,033 | $8,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 4,169 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 544 | $8,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,657 | $8,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 388 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 292 | $8,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 2,481 | $8,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 5,200 | $8,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 734 | $8,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,190 | $8,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 5,200 | $8,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 964 | $8,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 3,311 | $8,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,400 | $8,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,179 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 200 | $7,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 533 | $7,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,148 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,013 | $7,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,095 | $7,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 834 | $7,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 653 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 260 | $7,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,708 | $7,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 67,276 | $7,000 | thousands by filing date | principal |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 7,410 | $7,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 369 | $7,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,096 | $7,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 4,759 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 6,000 | $7,000 | thousands by filing date | principal |
| 111 INC | 68247Q102 | ADR | 1,196 | $7,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,289 | $7,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 800 | $7,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 599 | $7,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 10,870 | $7,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $7,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 3,461 | $7,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 615 | $7,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 490 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 86 | $7,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 524 | $6,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 424 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 400 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,098 | $6,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 19,157 | $6,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 289 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 55 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 300 | $6,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 341 | $6,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,821 | $6,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 315 | $6,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,437 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 200 | $6,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,232 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 2,622 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 675 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 2,032 | $6,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 30,000 | $6,000 | thousands by filing date | principal |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,048 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 8,000 | $6,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| SUNDANCE ENERGY INC | 86725N102 | COM | 2,752 | $6,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,469 | $6,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,514 | $6,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 500 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 190 | $6,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 500 | $6,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,300 | $5,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,341 | $5,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 1,012 | $5,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 800 | $5,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 200 | $5,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 208 | $5,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 234 | $5,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,108 | $5,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,034 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 566 | $5,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,655 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,638 | $5,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 3,283 | $5,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 430 | $5,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 2,858 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 946 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,934 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,601 | $5,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 220 | $5,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,840 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 836 | $5,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 8,063 | $5,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 12,260 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,205 | $5,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 700 | $5,000 | thousands by filing date | call |
| PANDION THERAPEUTICS INC | 698340106 | COM | 436 | $5,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,400 | $5,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 155 | $5,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 4,794 | $5,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 77 | $4,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 962 | $4,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 960 | $4,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,888 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,487 | $4,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 586 | $4,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,922 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,073 | $4,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 206 | $4,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,835 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 422 | $4,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 426 | $4,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,008 | $4,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 3,024 | $4,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 191 | $4,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 249 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 4,900 | $4,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 1,000 | $4,000 | thousands by filing date | principal |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 955 | $4,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 449 | $4,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,607 | $4,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,191 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,370 | $4,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,732 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,000 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 2,145 | $4,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,258 | $4,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 159 | $4,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,852 | $4,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 3,972 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 681 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 514 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 103 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 174 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 400 | $4,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 150 | $3,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 377 | $3,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,003 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 121 | $3,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 645 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 832 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 440 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 113 | $3,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 496 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,018 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 21,768 | $3,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 50 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 149 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 287 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $3,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,844 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 375 | $3,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 125 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 6,668 | $3,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 50 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 199 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,658 | $3,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 4,000 | $3,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 707 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,139 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 954 | $3,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,500 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,912 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 148 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,732 | $3,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 268 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $3,000 | thousands by filing date | principal |
| LIQTECH INTL INC | 53632A201 | COM | 293 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,002 | $3,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 170 | $3,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 2,003 | $3,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,344 | $3,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,459 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 747 | $3,000 | thousands by filing date | principal |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 441 | $3,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 307 | $3,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,100 | $2,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 150 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,500 | $2,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 55 | $2,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 400 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 700 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 662 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 803 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 701 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 147 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 672 | $2,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 174 | $2,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 52 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 167 | $2,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 543 | $2,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 400 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,000 | $2,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 4,542 | $2,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 3,206 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 61 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,316 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,121 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,553 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,970 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,025 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 63 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,000 | $2,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 342 | $2,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 269 | $2,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 785 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,210 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,000 | $2,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 7,279 | $2,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 1,535 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 975 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 1,275 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 6,250 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 875 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,305 | $2,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,220 | $2,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 623 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 807 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 3,072 | $2,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 39 | $2,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 154 | $2,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 2,852 | $2,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 726 | $2,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 3,000 | $2,000 | thousands by filing date | principal |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 179 | $1,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 331 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 208 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 245 | $1,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 567 | $1,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 104 | $1,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 83 | $1,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 32 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 193 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 335 | $1,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 348 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 230 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 398 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 61 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 222 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 25 | $1,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 718 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,557 | $1,000 | thousands by filing date | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 160 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 87 | $1,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 22 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 306 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 111 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 632 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 60 | $1,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 36 | $1,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 86 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 63 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 794 | $1,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 433 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,724 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 100 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,858 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,266 | $1,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 100 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 215 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 675 | $1,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 243 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 2,918 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 550 | $1,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 418 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,732 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 132 | $1,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 156 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 112 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,161 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 217 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 201 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,500 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,846 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,305 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 84 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 756 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 84 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 72 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 73 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 233 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 507 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 619 | $1,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 988 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 400 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 500 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 503 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 91 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,076 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 4,500 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 135 | $1,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 168 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 979 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 3,500 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L306 | COM | 169 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 38 | $1,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 300 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $1,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 171 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 1,601 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 1,200 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 2,136 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 963 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 6,125 | $1,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 37 | $1,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,074 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 75 | $1,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 2,260 | $1,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 123 | $1,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 1,110 | $1,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 92 | $1,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 161 | $1,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 20,000 | $1,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,367 | $1,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 300 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PAC INC | 47012E403 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,820 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,448 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELCUITY INC | 15102K100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,600 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO EQUITY SER | 72202L363 | CMN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,220 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHOPPER INC | 33939J303 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XWELL INC COM NEW | 98420U703 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QNITY ELECTRONICS INC | 817323207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 2,990 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G880 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 483 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P201 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOVIE INC | 09074F207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGNET INC | 766582100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKE SHORE BANCORP INC | 510700107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWL AMER INC BWL | 102565108 | COMMON | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |