13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 35,393 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 27,425 | $373,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,544 | $373,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,118 | $373,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 13,557 | $373,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,874 | $372,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,236 | $372,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 30,915 | $372,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 36,900 | $372,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $371,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 10,166 | $369,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 47,115 | $368,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,847 | $367,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 41,169 | $367,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 45,290 | $367,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,725 | $366,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,559 | $366,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,334 | $366,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 40,527 | $366,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 27,506 | $366,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 8,221 | $365,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,645 | $365,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 7,622 | $365,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,602 | $364,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,201 | $364,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,058 | $362,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 14,674 | $361,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,595 | $361,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 34,456 | $361,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 15,000 | $361,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,409 | $360,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 49,046 | $359,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 64,815 | $358,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 24,761 | $358,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 390,000 | $358,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,917 | $357,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 41,639 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 11,777 | $357,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 11,778 | $357,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 40,845 | $356,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,383 | $356,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,088 | $356,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 43,574 | $355,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 16,926 | $355,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 46,481 | $354,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 31,708 | $354,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 12,806 | $353,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 51,128 | $353,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,552 | $352,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,573 | $352,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 8,400 | $351,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 21,851 | $350,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 93,663 | $350,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 48,436 | $349,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 22,493 | $348,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 37,262 | $348,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,893 | $348,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 22,203 | $348,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,726 | $348,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,573 | $347,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,116 | $347,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,810 | $347,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 12,590 | $346,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 21,770 | $345,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 8,222 | $345,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 14,767 | $344,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,994 | $343,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 42,113 | $343,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 44,593 | $342,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 27,016 | $341,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,311 | $340,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 9,783 | $339,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 24,673 | $339,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 26,391 | $339,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 10,018 | $339,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 15,302 | $339,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,019 | $337,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 58,672 | $337,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 48,391 | $337,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 42,703 | $336,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,373 | $335,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 7,130 | $334,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 77,660 | $334,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10,082 | $334,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 13,278 | $334,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,574 | $331,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 8,329 | $331,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 106,384 | $331,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 29,732 | $330,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 7,188 | $330,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 9,486 | $330,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 15,251 | $329,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 266,023 | $329,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 60,247 | $328,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 12,407 | $328,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 10,597 | $327,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 29,281 | $327,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 34,906 | $326,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $326,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 19,365 | $326,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 39,929 | $325,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 24,025 | $325,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 27,315 | $324,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 24,715 | $323,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 27,364 | $323,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 12,063 | $323,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,100 | $323,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $322,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 43,180 | $321,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,838 | $321,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 14,200 | $320,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 15,400 | $320,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 8,916 | $320,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 44,639 | $319,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,436 | $319,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,407 | $319,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 28,109 | $319,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 33,719 | $318,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 31,562 | $318,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 21,156 | $316,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 25,688 | $316,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 46,713 | $316,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,523 | $316,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,740 | $316,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,419 | $315,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,437 | $314,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 35,402 | $314,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 72,360 | $314,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 13,900 | $313,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 26,344 | $312,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,510 | $311,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 21,772 | $311,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 18,013 | $310,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 21,311 | $310,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,723 | $309,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,203 | $309,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 15,458 | $309,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 14,615 | $309,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 90,128 | $309,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,290 | $308,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 8,737 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,264 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 11,007 | $307,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 31,323 | $307,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 20,256 | $306,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 59,807 | $305,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,579 | $305,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 22,307 | $305,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 22,631 | $305,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 6,693 | $304,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,914 | $303,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 87,840 | $302,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 36,719 | $302,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,249 | $301,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11,445 | $300,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 9,454 | $300,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 63,846 | $300,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,801 | $300,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 22,085 | $299,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26,307 | $299,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 8,476 | $299,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,083 | $298,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,900 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 11,923 | $298,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 16,816 | $297,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,398 | $297,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,044 | $297,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 16,305 | $296,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 8,531 | $296,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $294,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,224 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 21,519 | $293,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,421 | $292,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 8,102 | $292,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 60,805 | $292,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 32,079 | $292,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 23,385 | $291,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 37,892 | $291,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 13,299 | $290,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 35,314 | $289,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,868 | $289,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 9,078 | $288,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,611 | $288,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,262 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,967 | $288,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,952 | $287,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 24,293 | $287,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,112 | $286,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,772 | $286,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,624 | $286,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 78,876 | $286,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 22,857 | $286,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $286,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $286,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 19,239 | $286,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,352 | $285,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 7,029 | $282,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 203,603 | $281,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 21,160 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,516 | $281,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,754 | $280,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 153,000 | $280,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 160,155 | $280,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 132,554 | $280,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 28,121 | $279,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 22,446 | $279,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 6,836 | $279,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 8,196 | $279,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,454 | $279,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,477 | $278,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,842 | $277,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,579 | $277,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 28,003 | $277,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 44,219 | $276,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,859 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 12,022 | $275,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 257,000 | $275,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,372 | $273,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 27,864 | $273,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 280,000 | $273,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13,567 | $272,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 83,502 | $272,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,618 | $271,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 16,937 | $271,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,200 | $270,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $269,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,765 | $269,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,910 | $269,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 51,309 | $269,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 7,481 | $269,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 24,699 | $268,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 16,000 | $268,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,236 | $267,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 13,970 | $267,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 48,689 | $267,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 58,450 | $267,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,586 | $266,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 48,754 | $266,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 15,635 | $266,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 13,900 | $265,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $265,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,120 | $265,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,560 | $265,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 16,322 | $265,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 34,037 | $264,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 10,892 | $264,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,654 | $264,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,802 | $264,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,812 | $264,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 20,676 | $264,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,200 | $263,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 33,971 | $263,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,824 | $263,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 12,703 | $262,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 19,072 | $262,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 27,876 | $262,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 30,010 | $261,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 18,902 | $261,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 53,400 | $261,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,436 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,700 | $260,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 7,007 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 23,578 | $259,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 9,153 | $259,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,711 | $258,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,459 | $258,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,380 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,277 | $258,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 25,253 | $258,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,550 | $256,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,926 | $256,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 35,854 | $256,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,319 | $256,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 24,069 | $256,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 52,823 | $256,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 10,503 | $255,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 104,701 | $255,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 18,906 | $255,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 67,691 | $254,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 70,513 | $254,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,989 | $254,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 22,360 | $253,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 39,696 | $253,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 510,721 | $252,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25,917 | $252,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,000 | $252,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 30,192 | $251,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 24,292 | $251,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $250,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 13,847 | $250,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 52,650 | $250,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,503 | $250,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 24,573 | $250,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,439 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,182 | $249,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 71,620 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 23,655 | $249,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,295 | $248,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,098 | $248,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,448 | $247,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,089 | $247,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 27,081 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,547 | $247,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $246,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 33,863 | $244,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,900 | $244,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,693 | $243,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 25,642 | $243,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 16,723 | $243,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 6,056 | $243,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 10,489 | $242,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 5,621 | $242,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 21,357 | $242,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,226 | $241,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 892 | $241,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 39,888 | $241,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,800 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 9,317 | $240,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,316 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 9,342 | $239,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,401 | $239,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 130,230 | $238,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,013 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 4,429 | $238,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 19,851 | $237,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 22,339 | $237,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 9,017 | $237,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 19,584 | $237,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,037 | $236,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 9,334 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 9,328 | $236,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,597 | $235,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,521 | $235,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,000 | $234,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,000 | $234,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,668 | $234,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,796 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 9,196 | $234,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 17,072 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,776 | $234,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 21,367 | $234,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 64,800 | $234,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,500 | $233,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,345 | $233,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 41,104 | $233,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $233,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,041 | $233,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 25,877 | $233,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 10,268 | $232,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 41,538 | $231,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 10,644 | $231,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,207 | $231,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,608 | $231,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,717 | $231,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,566 | $230,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 15,055 | $230,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,050 | $230,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 19,602 | $230,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,107 | $229,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,584 | $229,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,662 | $228,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,991 | $228,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,000 | $228,000 | thousands by filing date | put |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 74,500 | $228,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 15,715 | $228,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,447 | $227,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 33,312 | $226,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 41,174 | $226,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 178,371 | $226,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,972 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,870 | $225,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 40,454 | $224,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,680 | $224,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,431 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,132 | $223,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,098 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 9,129 | $223,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 18,065 | $223,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 21,984 | $223,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 8,764 | $222,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 46,775 | $222,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 223,000 | $222,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,268 | $221,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,001 | $221,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,461 | $221,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 21,106 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 10,023 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,060 | $221,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 11,766 | $221,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 42,808 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,685 | $220,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 12,969 | $219,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,462 | $219,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 4,189 | $219,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 19,267 | $219,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,962 | $218,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 19,886 | $218,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,065 | $218,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 23,025 | $217,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,091 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,088 | $217,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 17,145 | $217,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 31,625 | $217,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,650 | $217,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 7,708 | $216,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 22,305 | $216,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,796 | $216,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 119,319 | $216,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 40,137 | $216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 10,997 | $216,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 14,574 | $215,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,843 | $215,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 19,639 | $214,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,863 | $214,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,008 | $214,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,202 | $214,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,733 | $213,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 18,501 | $213,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 52,354 | $213,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,300 | $213,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,884 | $213,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 41,607 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 5,491 | $212,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 99,181 | $211,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 8,565 | $211,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,935 | $210,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,019 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 3,881 | $210,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,701 | $209,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 29,120 | $209,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,637 | $209,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,376 | $208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,863 | $208,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 9,405 | $208,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,054 | $208,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $208,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 14,300 | $207,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 32,500 | $207,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 11,985 | $207,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 30,004 | $207,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,041 | $206,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 5,087 | $206,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,781 | $205,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 32,786 | $205,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 26,481 | $205,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 17,723 | $205,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,717 | $204,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,415 | $204,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24,350 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 8,545 | $204,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,331 | $203,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,891 | $203,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 24,832 | $203,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $203,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,104 | $202,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,822 | $202,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 33,539 | $202,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,047 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 7,993 | $201,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,249 | $200,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 71,278 | $200,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 8,904 | $199,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 17,531 | $199,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,334 | $198,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 60,002 | $198,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,468 | $197,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 18,470 | $197,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,042 | $196,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,635 | $196,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 27,800 | $195,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 44,927 | $195,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,469 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,531 | $195,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 53,940 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 7,512 | $194,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,798 | $193,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 3,703 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,345 | $192,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 31,400 | $192,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,409 | $191,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 7,690 | $191,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,356 | $191,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 58,070 | $190,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,036 | $190,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 7,772 | $190,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 27,244 | $190,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,588 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,413 | $190,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 51,683 | $190,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 21,892 | $189,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 54,413 | $189,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 22,642 | $189,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 61,370 | $189,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 7,844 | $189,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,095 | $189,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 164,715 | $189,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 16,526 | $189,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,531 | $188,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,837 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |