13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPHA PRO TECH LTD | 020772109 | COM | 10,638 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,626 | $187,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 11,287 | $187,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,932 | $187,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 5,321 | $187,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,694 | $186,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 232,550 | $186,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,798 | $185,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,967 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,960 | $184,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 10,450 | $183,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,333 | $183,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 5,412 | $183,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,202 | $182,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,752 | $182,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,930 | $182,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,400 | $182,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 15,000 | $182,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,502 | $181,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 14,000 | $181,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,224 | $181,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 29,930 | $181,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 5,208 | $181,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,815 | $181,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 1,788 | $180,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,901 | $180,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,497 | $180,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 12,916 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,526 | $179,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 22,175 | $179,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,282 | $178,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,004 | $178,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,136 | $176,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,358 | $176,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,952 | $175,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 76,870 | $175,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,405 | $175,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 44,403 | $175,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 59,202 | $174,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 36,449 | $174,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,793 | $174,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,629 | $173,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 23,499 | $173,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,486 | $172,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,500 | $172,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,776 | $171,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,960 | $171,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 30,471 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,576 | $171,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 3,487 | $170,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,635 | $170,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 9,808 | $170,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,285 | $169,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 9,891 | $169,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,964 | $169,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 38,823 | $169,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34,302 | $169,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,688 | $168,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 7,356 | $168,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 29,596 | $167,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,979 | $167,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,059 | $167,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,425 | $167,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 9,103 | $166,000 | thousands by filing date | principal |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,005 | $166,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,772 | $165,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 7,185 | $165,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,494 | $164,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,839 | $164,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 5,479 | $163,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,979 | $163,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,766 | $163,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,143 | $162,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,239 | $162,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,777 | $161,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 3,275 | $161,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,775 | $161,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,326 | $161,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 31,197 | $160,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 5,148 | $160,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,553 | $159,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,414 | $159,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,454 | $159,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 6,240 | $159,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 15,423 | $158,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 85,215 | $158,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 9,957 | $158,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,124 | $157,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,703 | $157,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 5,962 | $156,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,232 | $156,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $155,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,452 | $155,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 9,873 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,139 | $154,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 27,903 | $154,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,200 | $153,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 135,300 | $153,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 4,995 | $152,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,265 | $152,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 835 | $152,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 45,524 | $152,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,895 | $151,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20,081 | $151,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,257 | $151,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 5,338 | $151,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,524 | $151,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,315 | $151,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 679 | $150,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,984 | $150,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,500 | $150,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 31,962 | $150,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 12,772 | $149,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 4,400 | $149,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,100 | $149,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,459 | $149,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 28,719 | $148,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 7,031 | $148,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,963 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 8,456 | $148,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2,437 | $148,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 14,544 | $147,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,012 | $147,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,855 | $146,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 8,791 | $146,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,854 | $146,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,300 | $146,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,275 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 4,432 | $145,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 29,382 | $145,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 64,350 | $145,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,931 | $145,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 22,350 | $145,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,557 | $145,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 2,681 | $145,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,696 | $144,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,196 | $144,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 2,804 | $144,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 30,549 | $144,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 45,353 | $144,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 33,220 | $143,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 7,404 | $143,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,567 | $143,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 13,273 | $143,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 34,327 | $142,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,197 | $141,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,432 | $141,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,057 | $141,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,366 | $141,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 41,809 | $141,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 7,141 | $141,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,535 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,334 | $140,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,000 | $139,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $139,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 21,157 | $139,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 123,414 | $139,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,095 | $139,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,593 | $139,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 43,725 | $139,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,130 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,000 | $137,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 18,500 | $137,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 48,626 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 7,077 | $137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,100 | $137,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,233 | $136,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,576 | $136,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 12,094 | $136,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 45,091 | $136,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,560 | $136,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,975 | $136,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,438 | $136,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 51,420 | $136,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 4,622 | $136,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,584 | $135,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 701 | $134,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,318 | $134,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5,826 | $134,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 7,015 | $134,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,424 | $134,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 376 | $134,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,810 | $133,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 19,002 | $133,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,200 | $132,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,121 | $132,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 10,861 | $131,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 46,430 | $131,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,549 | $131,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 9,434 | $131,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,210 | $131,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,549 | $130,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,982 | $130,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,987 | $130,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 5,036 | $130,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 6,672 | $130,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 138,700 | $130,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 5,100 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 54,400 | $129,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,137 | $128,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,568 | $128,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,790 | $128,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,937 | $128,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 7,086 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,369 | $127,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,675 | $126,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,104 | $126,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,944 | $126,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,806 | $126,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 30,689 | $126,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,439 | $125,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,802 | $125,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 8,775 | $125,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,175 | $125,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,891 | $125,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 6,112 | $125,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 26,566 | $124,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 15,494 | $124,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,827 | $124,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,841 | $124,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 13,443 | $124,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,722 | $123,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 28,318 | $123,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,023 | $123,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,825 | $123,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 95,851 | $123,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,900 | $123,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,682 | $123,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,328 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,493 | $122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,244 | $122,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 6,244 | $122,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,328 | $122,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 87,000 | $122,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,755 | $121,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 119,435 | $121,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 10,394 | $121,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 960 | $121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 4,386 | $120,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,000 | $120,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,000 | $120,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 142,020 | $120,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,060 | $120,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,355 | $120,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 4,681 | $120,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,389 | $120,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,309 | $119,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 11,097 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,410 | $119,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,400 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 4,591 | $119,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 161,357 | $119,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,779 | $119,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 9,065 | $118,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 19,225 | $118,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,213 | $118,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,428 | $118,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,978 | $117,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,540 | $117,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,400 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,000 | $117,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 15,646 | $117,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,603 | $117,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,699 | $116,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,193 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,119 | $116,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,370 | $116,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 19,129 | $116,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 4,885 | $115,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,786 | $115,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,833 | $115,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,294 | $114,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,448 | $114,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,563 | $114,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 8,482 | $114,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,069 | $114,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,209 | $113,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,741 | $113,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 9,284 | $113,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,930 | $112,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 5,290 | $112,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 14,867 | $112,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 77,000 | $112,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 17,297 | $112,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 8,325 | $112,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 5,372 | $111,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23,304 | $111,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 37,272 | $111,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 49,742 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 2,290 | $111,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 8,691 | $111,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,583 | $111,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 2,422 | $111,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 8,383 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 4,615 | $110,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 7,831 | $110,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 91,170 | $110,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 8,901 | $110,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,000 | $109,000 | thousands by filing date | put |
| BANK FIRST CORP | 06211J100 | COM | 1,700 | $109,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 20,906 | $109,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,500 | $109,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 7,515 | $109,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 9,500 | $109,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 5,208 | $109,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 28,231 | $109,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 22,190 | $108,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 26,197 | $108,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,652 | $108,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,864 | $108,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,950 | $107,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 4,299 | $107,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,520 | $107,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,721 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 5,240 | $107,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,659 | $107,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,316 | $107,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 53,859 | $107,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,570 | $106,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,974 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,187 | $106,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 56,483 | $106,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 4,259 | $106,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,000 | $105,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,192 | $105,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,600 | $105,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,051 | $105,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 70,288 | $105,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,000 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,346 | $104,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,539 | $104,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,374 | $103,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,812 | $102,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 5,150 | $102,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 136,198 | $102,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 66,871 | $102,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 4,391 | $101,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,712 | $101,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,801 | $101,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,396 | $101,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,675 | $101,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,908 | $101,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,300 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 799 | $100,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,529 | $100,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 3,657 | $100,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 63,847 | $100,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,100 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 7,322 | $99,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 71,535 | $99,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,801 | $99,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,054 | $98,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,058 | $98,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,205 | $98,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,858 | $98,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,470 | $98,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 8,237 | $97,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,862 | $97,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,329 | $97,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $97,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,839 | $97,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,048 | $97,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,883 | $97,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 35,575 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,493 | $97,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,464 | $97,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 238 | $96,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,700 | $96,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 19,286 | $96,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,310 | $96,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 4,259 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 6,871 | $96,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,358 | $96,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,209 | $95,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,385 | $95,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,601 | $95,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,408 | $95,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,089 | $95,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,758 | $95,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 273,141 | $95,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 25,638 | $95,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,964 | $95,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 2,400 | $95,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 5,984 | $94,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,223 | $94,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,000 | $94,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 22,647 | $94,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 3,410 | $94,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,423 | $93,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 9,540 | $93,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,000 | $93,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 5,495 | $93,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,175 | $93,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,600 | $93,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,763 | $93,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,913 | $93,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 5,640 | $92,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,341 | $92,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,887 | $92,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 143 | $92,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 8,574 | $91,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,325 | $91,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,300 | $91,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 8,652 | $91,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,700 | $91,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 4,300 | $91,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 12,600 | $91,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,743 | $91,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,975 | $90,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,876 | $90,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,000 | $90,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 16,500 | $90,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,614 | $90,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,840 | $90,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 54,256 | $90,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,350 | $90,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 9,169 | $89,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 15,000 | $89,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $89,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 3,741 | $89,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $88,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,224 | $88,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,282 | $88,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 9,207 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,602 | $88,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,506 | $88,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,921 | $88,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 3,783 | $88,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,303 | $87,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,403 | $87,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,713 | $87,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,244 | $87,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,621 | $87,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,800 | $87,000 | thousands by filing date | put |
| CROWN CRAFTS INC | 228309100 | COM | 17,837 | $87,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 848 | $87,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,666 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,694 | $87,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 34,100 | $87,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 1,231 | $87,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,544 | $86,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,726 | $86,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,455 | $86,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,706 | $86,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,739 | $86,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,278 | $86,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,087 | $85,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,725 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 7,832 | $85,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 6,700 | $85,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 5,300 | $84,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 1,432 | $84,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,120 | $84,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,200 | $84,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,000 | $84,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 3,221 | $84,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,900 | $84,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,101 | $84,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,085 | $83,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,500 | $83,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,107 | $83,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,025 | $83,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,400 | $83,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 5,476 | $83,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,131 | $83,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,900 | $83,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 3,063 | $83,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 5,941 | $82,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5,560 | $82,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 17,520 | $82,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,262 | $82,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,982 | $82,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 20,587 | $82,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 2,105 | $82,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 28,326 | $82,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,145 | $82,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,010 | $81,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 58,784 | $81,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,800 | $81,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 17,554 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,081 | $81,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 8,353 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $81,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,684 | $80,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,937 | $80,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,063 | $80,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 12,048 | $80,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,411 | $80,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,350 | $80,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 900 | $80,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,069 | $80,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,027 | $80,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,496 | $80,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,100 | $79,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,801 | $79,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,448 | $79,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,228 | $79,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,000 | $78,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 400 | $78,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 60,638 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |