13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 93,546 | $684,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 17,464 | $684,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 14,130 | $684,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 67,812 | $683,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 33,867 | $683,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 15,872 | $682,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 27,164 | $682,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 37,900 | $682,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 89,916 | $681,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 36,605 | $681,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,544 | $680,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 19,665 | $680,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 57,236 | $680,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,387 | $678,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 4,028,572 | $678,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 85,885 | $678,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 14,436 | $677,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 17,903 | $674,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 48,930 | $674,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 29,954 | $674,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 53,425 | $672,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,634 | $671,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 476,923 | $669,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 24,202 | $668,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12,084 | $667,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 29,216 | $667,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $665,000 | thousands by filing date | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,231 | $665,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 42,339 | $664,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,500 | $664,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,129 | $664,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 152,780 | $663,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 117,597 | $663,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 12,319 | $663,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 22,700 | $662,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 88,496 | $662,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 44,159 | $662,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 21,966 | $660,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 26,346 | $658,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 168,336 | $657,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 68,704 | $657,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 71,849 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 16,172 | $657,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,797 | $657,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 10,102 | $656,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 43,031 | $655,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,600 | $650,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 14,009 | $649,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28,601 | $648,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,253 | $648,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 10,304 | $648,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,336 | $648,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 19,865 | $647,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 323,585 | $647,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 25,791 | $646,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 33,950 | $646,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,571 | $645,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 31,665 | $645,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 12,764 | $645,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 890,000 | $645,000 | thousands by filing date | principal |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 49,486 | $641,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 313,022 | $641,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,744 | $641,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 47,318 | $641,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,566 | $641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 10,896 | $641,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 520,000 | $638,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 219,000 | $638,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,571 | $637,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,512 | $636,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 36,004 | $636,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 15,528 | $634,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 58,469 | $634,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 43,867 | $633,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 21,734 | $633,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 24,603 | $633,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 79,585 | $632,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,168 | $632,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 26,633 | $631,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 47,302 | $630,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,293 | $629,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 65,350 | $629,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 50,045 | $629,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 68,885 | $628,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,116 | $627,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 17,726 | $627,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 18,742 | $627,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 78,668 | $627,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 56,214 | $626,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 25,000 | $625,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 35,543 | $625,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 130,428 | $624,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 239,239 | $622,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 26,932 | $622,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 105,179 | $621,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 22,934 | $621,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 11,759 | $620,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,203 | $619,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 28,666 | $619,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 282,316 | $618,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 22,108 | $618,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 20,116 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,553 | $616,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 4,642 | $615,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 793,640 | $614,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 65,618 | $613,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 650,000 | $613,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 5,608 | $612,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 44,842 | $612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 20,391 | $612,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 81,013 | $612,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 28,257 | $611,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 47,604 | $610,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 128,367 | $609,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 21,140 | $609,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 46,564 | $608,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 52,029 | $608,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 20,296 | $608,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 24,403 | $607,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 54,169 | $607,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 24,691 | $607,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 23,605 | $605,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,331 | $602,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 42,996 | $600,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 34,599 | $598,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 7,994 | $598,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $597,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,689 | $597,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 44,637 | $596,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 7,143 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,785 | $594,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 81,518 | $593,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 25,830 | $592,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 75,777 | $592,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,222 | $592,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,407 | $590,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 24,234 | $590,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,705 | $589,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 8,357 | $589,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 24,404 | $589,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 22,051 | $586,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,244 | $586,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 20,811 | $586,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 32,453 | $585,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 52,859 | $585,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 38,908 | $584,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,846 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 16,806 | $583,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 8,850 | $582,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 24,885 | $581,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 15,339 | $580,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,090 | $580,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,523 | $578,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 46,244 | $578,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 15,167 | $578,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 67,831 | $577,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8,729 | $576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 6,431 | $575,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,317 | $575,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 39,689 | $574,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 16,354 | $574,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 26,730 | $574,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 24,798 | $574,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,703 | $573,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 10,849 | $573,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 39,492 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 14,599 | $571,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 28,725 | $571,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,672 | $567,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 31,597 | $567,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,319 | $566,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,526 | $566,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 39,529 | $565,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 9,859 | $565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,394 | $564,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 35,111 | $562,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 20,985 | $562,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 13,123 | $562,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,407 | $560,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 25,809 | $560,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 10,953 | $559,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 11,219 | $559,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 7,064 | $559,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,527 | $558,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 65,149 | $558,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 28,615 | $557,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,354 | $557,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 51,110 | $556,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 134,645 | $556,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 21,483 | $556,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 19,800 | $556,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 19,859 | $555,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 62,692 | $555,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 31,281 | $554,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,139 | $552,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 47,927 | $551,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 23,600 | $550,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 72,373 | $550,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 17,001 | $550,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,705 | $549,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 70,097 | $549,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 41,365 | $548,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 82,109 | $547,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,405 | $547,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 7,272 | $546,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 61,030 | $543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,876 | $540,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 7,517 | $540,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 25,804 | $539,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 75,802 | $539,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 48,160 | $538,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,852 | $537,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 65,588 | $537,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 39,376 | $537,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 14,542 | $536,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 12,875 | $536,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 23,132 | $535,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18,291 | $534,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 18,347 | $533,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,100 | $533,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,471 | $532,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 12,117 | $530,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 20,126 | $530,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 34,366 | $529,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,332 | $528,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 8,556 | $527,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 32,488 | $527,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 36,947 | $526,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,067 | $525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 20,412 | $525,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 76,863 | $525,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 41,531 | $525,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 55,141 | $524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 38,991 | $524,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,118 | $522,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 14,955 | $521,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 24,619 | $521,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 131,408 | $519,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 20,823 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,284 | $519,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 6,177 | $517,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,322 | $517,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 51,940 | $516,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 14,726 | $515,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,941 | $514,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 117,218 | $513,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 24,486 | $513,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,459 | $513,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 111,112 | $513,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 40,826 | $512,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 18,096 | $512,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 20,692 | $512,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 57,994 | $510,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 8,845 | $509,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,400 | $509,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 35,061 | $508,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 50,000 | $508,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,802 | $507,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 49,800 | $506,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 87,712 | $505,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,241 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 33,007 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 13,307 | $503,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 58,298 | $502,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 16,355 | $502,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 67,147 | $501,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 70,021 | $501,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 50,000 | $500,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,328 | $499,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 7,017 | $499,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 70,922 | $498,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,891 | $496,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 88,686 | $496,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,873 | $496,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 120,400 | $496,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 50,068 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 39,989 | $495,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 48,200 | $494,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,874 | $493,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 28,195 | $493,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 42,348 | $492,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,500 | $491,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,680 | $490,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 15,105 | $490,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 48,603 | $489,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,550 | $489,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 10,900 | $489,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 18,410 | $489,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 9,527 | $489,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 20,111 | $489,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 47,722 | $488,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,726 | $488,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 20,000 | $487,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 43,262 | $487,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 30,024 | $486,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 13,960 | $485,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 76,691 | $485,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 41,414 | $483,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 21,660 | $482,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 107,899 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 20,316 | $482,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,244 | $481,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 28,056 | $480,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 22,650 | $480,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,000 | $479,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,371 | $478,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,900 | $478,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,359 | $478,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 46,497 | $478,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 647,000 | $478,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 137,910 | $477,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,317 | $477,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 67,426 | $477,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 30,445 | $475,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 24,250 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,285 | $474,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 31,845 | $473,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 56,752 | $473,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 33,744 | $472,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 8,226 | $472,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 47,717 | $472,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,061 | $472,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 74,808 | $471,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 35,462 | $471,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 6,213 | $470,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 31,126 | $469,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 19,884 | $467,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 36,015 | $467,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 24,000 | $467,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,800 | $466,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 44,384 | $466,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,622 | $466,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 87,500 | $466,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,703 | $464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 22,755 | $463,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 18,032 | $461,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,916 | $461,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,077 | $461,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,655 | $460,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 22,746 | $460,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 19,389 | $459,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 123,943 | $459,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 19,131 | $458,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,006 | $458,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,428 | $457,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 36,957 | $456,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 56,224 | $455,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 40,839 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,131 | $455,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 14,823 | $454,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 21,424 | $454,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 14,304 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,233 | $454,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,951 | $453,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 21,835 | $453,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28,543 | $452,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 11,711 | $451,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 48,388 | $451,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,046 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 21,154 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,879 | $450,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,000 | $449,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,374 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 22,372 | $449,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 22,900 | $449,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 87,632 | $448,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 47,955 | $447,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 29,060 | $447,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $446,000 | thousands by filing date | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 18,402 | $446,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 38,677 | $444,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 48,091 | $444,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 162,173 | $444,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 42,756 | $443,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 7,279 | $442,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 38,276 | $442,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 327,714 | $442,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,658 | $442,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 58,781 | $442,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,546 | $441,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,341 | $441,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 40,330 | $440,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 33,620 | $440,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 38,967 | $440,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 12,905 | $440,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 34,067 | $440,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,340 | $439,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 18,567 | $438,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 21,039 | $438,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 18,205 | $438,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 128,102 | $437,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 54,669 | $436,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 31,617 | $436,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 41,512 | $436,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 14,279 | $435,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 10,534 | $433,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 16,714 | $433,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 8,915 | $433,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 35,998 | $433,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 43,501 | $432,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 17,148 | $432,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,200 | $431,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 41,932 | $431,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 29,465 | $430,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 31,970 | $430,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,454 | $429,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,639 | $429,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,558 | $429,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 47,762 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 6,590 | $428,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 22,883 | $428,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 36,979 | $427,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,388 | $427,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 50,883 | $427,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 34,226 | $426,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 20,924 | $426,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 26,916 | $426,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 41,058 | $424,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 16,313 | $424,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 38,796 | $422,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 20,515 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 14,533 | $422,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $422,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $421,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 17,158 | $421,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 18,763 | $420,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 20,000 | $418,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 38,991 | $418,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 24,154 | $418,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,542 | $418,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 49,815 | $418,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 36,552 | $417,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,851 | $417,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,500 | $416,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,500 | $416,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,971 | $415,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,792 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 29,899 | $415,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 45,163 | $414,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 21,739 | $414,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 18,504 | $412,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 35,854 | $411,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,000 | $411,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 31,299 | $411,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 36,332 | $411,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 33,656 | $410,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,505 | $409,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 15,205 | $405,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 31,367 | $404,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 12,609 | $404,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 34,642 | $404,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 19,300 | $403,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 14,472 | $403,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 16,815 | $403,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $402,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 15,298 | $402,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 22,137 | $401,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 29,030 | $401,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 43,372 | $399,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,994 | $398,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 122,792 | $398,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,069 | $397,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 28,915 | $396,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 20,013 | $396,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,837 | $394,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 64,658 | $393,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 12,471 | $393,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13,357 | $393,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,474 | $392,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 315,000 | $392,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 19,199 | $392,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,435 | $391,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,139 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,701 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,900 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,904 | $387,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $387,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,180 | $387,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 18,956 | $385,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 18,577 | $385,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 33,701 | $385,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 83,167 | $384,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 8,409 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,165 | $382,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 27,247 | $382,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 11,500 | $382,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 13,428 | $381,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,299 | $381,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,293 | $381,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,466 | $381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 10,039 | $381,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,305 | $379,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 13,596 | $379,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 13,363 | $379,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 18,946 | $378,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,600 | $377,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 141,914 | $377,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 18,602 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 21,375 | $375,000 | thousands by filing date | |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 15,200 | $375,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |