13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NELNET INC | 64031N108 | CL A | 1,635 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,757 | $78,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,200 | $78,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 3,125 | $78,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 57,205 | $78,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 3,440 | $78,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $77,000 | thousands by filing date | put |
| LOOP INDS INC | 543518104 | COM | 8,535 | $77,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,000 | $77,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,859 | $77,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,328 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 832 | $77,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,417 | $77,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,184 | $77,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,167 | $77,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,232 | $76,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,713 | $76,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 29,427 | $76,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,804 | $76,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,152 | $75,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,813 | $75,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,200 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 7,848 | $75,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,096 | $74,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,908 | $74,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,114 | $74,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,242 | $74,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 34,686 | $74,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 8,817 | $74,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,578 | $73,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,419 | $73,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,632 | $73,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,500 | $73,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,335 | $72,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 15,159 | $72,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,535 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,188 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,829 | $72,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,100 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 2,486 | $72,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,022 | $72,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,186 | $72,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $72,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,750 | $72,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,369 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 3,432 | $72,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,185 | $72,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,435 | $71,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,500 | $71,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,774 | $71,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,100 | $71,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,928 | $71,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,337 | $71,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,900 | $71,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 23,075 | $71,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,760 | $70,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 7,600 | $70,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,292 | $70,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,804 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 20,856 | $70,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,766 | $69,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,319 | $69,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,794 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 871 | $69,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 69,838 | $69,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 68,587 | $69,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 4,917 | $69,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,980 | $68,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,300 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,660 | $68,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,972 | $68,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 33,904 | $68,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,304 | $68,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,861 | $67,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 1,670 | $67,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 2,250 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2,621 | $67,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 892 | $67,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 8,750 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 2,272 | $67,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $67,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 5,133 | $67,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 17,304 | $67,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,634 | $67,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,000 | $67,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,600 | $67,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,262 | $67,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 28,794 | $67,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 70,000 | $67,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 4,309 | $67,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,684 | $66,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 3,650 | $66,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 7,097 | $66,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 2,140 | $66,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 30,414 | $66,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,115 | $66,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,255 | $66,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,428 | $66,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 10,572 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,671 | $65,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,888 | $65,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,100 | $65,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,251 | $65,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,925 | $65,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 8,138 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 4,639 | $65,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $65,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 42,082 | $65,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,785 | $65,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 2,887 | $65,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,070 | $65,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,000 | $64,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 20,815 | $64,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $64,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,479 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,355 | $64,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 43 | $64,000 | thousands by filing date | principal |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 3,040 | $63,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 1,109 | $63,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,125 | $63,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 53,629 | $63,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,600 | $63,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 41,321 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 2,033 | $62,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 7,972 | $62,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,611 | $62,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,134 | $62,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,000 | $62,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,014 | $62,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 56,482 | $62,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,940 | $62,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 36,559 | $62,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 8,028 | $62,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 3,500 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 3,488 | $62,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 374 | $61,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,296 | $61,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,504 | $61,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,015 | $61,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,740 | $61,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,319 | $61,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 2,650 | $61,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 221,526 | $61,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,750 | $61,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,000 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,369 | $61,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,910 | $60,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,247 | $60,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 6,100 | $60,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,701 | $60,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,920 | $60,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 6,030 | $60,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 67,236 | $59,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,900 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,422 | $59,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 6,827 | $59,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,590 | $59,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 36,332 | $59,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 18,500 | $59,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,071 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,859 | $58,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,801 | $58,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 31,166 | $58,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 93,948 | $58,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 6,525 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 2,440 | $57,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,800 | $57,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 88,163 | $57,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 42,262 | $57,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,900 | $56,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,706 | $56,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 2,826 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,311 | $56,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,243 | $56,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 6,718 | $56,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,725 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $56,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 27,071 | $56,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,348 | $55,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,326 | $55,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,828 | $55,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 9,500 | $55,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4,289 | $55,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,497 | $55,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,233 | $55,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 10,000 | $55,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 18,323 | $55,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 16,500 | $54,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,040 | $54,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,552 | $54,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 3,920 | $54,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,546 | $54,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,384 | $54,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,326 | $54,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 3,224 | $54,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 17,477 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,082 | $53,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 6,605 | $53,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,085 | $53,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 3,302 | $53,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 18,366 | $53,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,800 | $53,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,916 | $53,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 7,914 | $53,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 26,392 | $53,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,994 | $53,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,822 | $52,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,260 | $52,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,761 | $52,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $52,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,957 | $51,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,000 | $51,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 60,925 | $51,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,150 | $51,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 8,700 | $50,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,510 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,464 | $50,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,076 | $50,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $50,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $50,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,496 | $50,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,933 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 4,634 | $50,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,200 | $50,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,300 | $49,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,634 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $49,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,630 | $49,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $49,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,999 | $49,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,709 | $49,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,534 | $49,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 18,212 | $49,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,795 | $49,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,940 | $48,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1,312 | $48,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,232 | $48,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,596 | $48,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 102,451 | $48,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,166 | $47,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,404 | $47,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,250 | $47,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 589 | $47,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,220 | $47,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 3,312 | $47,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,056 | $47,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,510 | $47,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 2,018 | $47,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,000 | $47,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 50,052 | $47,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 1,125 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,098 | $46,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,496 | $46,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 6,036 | $46,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,605 | $46,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,338 | $46,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,500 | $45,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,040 | $45,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 870 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,122 | $45,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 2,845 | $45,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,486 | $45,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,236 | $45,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 31,798 | $45,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,081 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 2,344 | $45,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,249 | $45,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $45,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,647 | $45,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,304 | $45,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 48,500 | $45,000 | thousands by filing date | put |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 1,148 | $45,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 4,500 | $45,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 933 | $44,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,203 | $44,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,530 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $44,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 901 | $44,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 5,259 | $44,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 33,144 | $44,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 17,615 | $44,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,170 | $44,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,716 | $44,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 9,931 | $44,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,555 | $44,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,615 | $44,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $43,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,800 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,460 | $43,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,397 | $43,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,513 | $43,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 4,835 | $43,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 6,450 | $43,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,183 | $43,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 11,970 | $43,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 1,624 | $43,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 83,160 | $43,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 11,000 | $43,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 105,717 | $43,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 21,592 | $43,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,962 | $43,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,100 | $42,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 2,304 | $42,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,114 | $42,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,437 | $42,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,468 | $42,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,449 | $42,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,179 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,334 | $42,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 23,000 | $41,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 7,761 | $41,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,000 | $41,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1,661 | $41,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,127 | $41,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,339 | $41,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 5,975 | $41,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,247 | $40,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 1,644 | $40,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,464 | $40,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,100 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 2,008 | $40,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,700 | $40,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 124,440 | $40,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,413 | $40,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,049 | $40,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,536 | $39,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 5,889 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,922 | $39,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 1,500 | $39,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 9,522 | $39,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,126 | $39,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,772 | $39,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 3,750 | $39,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,596 | $39,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 6,005 | $39,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 14,000 | $39,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 56,174 | $39,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 1,400 | $38,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 584 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 202 | $38,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 323 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,000 | $38,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,500 | $38,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 243 | $38,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 4,250 | $38,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,000 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 804 | $38,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 13,000 | $38,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,160 | $37,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 2,364 | $37,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,520 | $37,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,140 | $37,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,084 | $37,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 25,332 | $37,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,136 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 1,550 | $37,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1,308 | $37,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 516 | $36,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 43,550 | $36,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,848 | $36,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,911 | $36,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 30,055 | $36,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 30,626 | $36,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,462 | $36,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 992 | $36,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,354 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 535 | $36,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,124 | $35,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 4,814 | $35,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 4,970 | $35,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,054 | $35,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 35,000 | $35,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,020 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,268 | $35,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 8,585 | $35,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,051 | $34,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,290 | $34,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 950 | $34,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,219 | $34,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,055 | $34,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 30,000 | $34,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,704 | $34,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,914 | $34,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 24,421 | $34,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,184 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,505 | $34,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 27,844 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $34,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 98,970 | $33,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 1,379 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 585 | $33,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,455 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,572 | $33,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $33,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 2,000 | $33,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1,931 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,734 | $32,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,370 | $32,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 765 | $32,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,026 | $32,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,067 | $32,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 25,762 | $32,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $32,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $32,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 16,982 | $32,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 15,000 | $32,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,000 | $32,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,724 | $32,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 3,686 | $32,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 2,364 | $32,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 2,000 | $32,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,770 | $31,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,290 | $31,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 8,206 | $31,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 600 | $31,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,126 | $31,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,234 | $31,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,850 | $31,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 748 | $31,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,837 | $31,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,000 | $31,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,859 | $31,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,985 | $31,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,317 | $31,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $31,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 325 | $31,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 100 | $30,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $30,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 6,685 | $30,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,094 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 972 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 1,191 | $30,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $30,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $30,000 | thousands by filing date | principal |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,227 | $30,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 2,850 | $30,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,962 | $29,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,161 | $29,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,090 | $29,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,661 | $29,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 9,148 | $29,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 643 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,101 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,743 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 7,524 | $29,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,355 | $29,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,269 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 1,402 | $29,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,399 | $28,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,255 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $28,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 835 | $28,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,171 | $28,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 22,898 | $28,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,900 | $28,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,869 | $28,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,021 | $28,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 103,432 | $28,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 71,936 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,675 | $28,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,526 | $28,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $28,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,600 | $28,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,991 | $28,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 587 | $27,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 1,300 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $27,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 672 | $27,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,445 | $27,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,091 | $27,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,000 | $27,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 565 | $27,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 994 | $27,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 48,853 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 1,107 | $27,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 736 | $26,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,000 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,000 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,030 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 718 | $26,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,401 | $26,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 4,156 | $26,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 22,459 | $26,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,800 | $26,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 917 | $26,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,220 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,800 | $26,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 28,000 | $26,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 896 | $25,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 1,000 | $25,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 2,692 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 508 | $25,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,625 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,000 | $25,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,470 | $25,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,835 | $25,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 43,115 | $25,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,800 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |